RECORD OF PROCEEDINGS AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS IN THE MATTER OF: DOCKET NUMBER: BC-2011-00325 COUNSEL: HEARING DESIRED: YES _________________________________________________________________ APPLICANT REQUESTS THAT: 1. His DD Form 214, Certificate of Release or Discharge from Active Duty, be corrected: a. In Block 19a, Mailing Address After Separation, to read, 1979 Bengal View Drive, Pocatello, ID 83201” rather than “2640 Holman Court, Colorado Springs, CO 80919.” b. In Block 19b, Nearest Relative, to read “Steven XXXXXX, Father, 2640 Holman Court, Colorado Springs, CO 80919” rather than “No Name Provided, 605 Leigh Dr Apt F64, Columbus, MS 30705.” c. In Block 23, Type of Separation, to read “Involuntary Discharge” rather than “Resignation.” d. In Block 26, Separation Code, to read “JCC” (Reduction in Force), rather than “JHF” (Failure to Complete Course of Instruction). e. In Block 28, Narrative Reason for Separation, to read “Strength Adjustment” rather than “Failure to Complete Course of Instruction.” 2. His debt indicated by the 29 April 2010 Notification of Assessment of Recoupment Costs be vacated and removed. _________________________________________________________________ APPLICANT CONTENDS THAT: There are serious errors as to the reasons and nature of his separation from the Air Force. While in pilot screening, it was discovered that he lacked the multi-task ability to control an aircraft safely. At the strong urging of his instructor pilots, he requested reclassification to any Air Force Specialty Code (AFSC) not involving flying. He was sent to a reclassification board that ultimately recommended he be discharged, apparently to help solve an Air Force end-strength limitation problem. He was issued a DD Form 214 in absentia that wrongfully reflected that he had voluntarily resigned. He was at all times ready, willing, and able to serve; however, after his discharge, he was served with a collection letter that added over $37,000 to the $133,367.88 debt for his United States Air Force Academy (USAFA) education. This was in derogation of both the contract he signed when he entered into the USAFA in 2005 and the than-extant provisions of the applicable law (Title 10, United States Code, Section 2005) both of which provided for reimbursement where the cadet failed to complete his active duty service commitment "voluntarily or because of misconduct.” At the same time he made application to the AFBCMR to consider the circumstances of his case, he applied to the DFAS for a waiver and/or suspension of collection efforts while his case was considered; however, DFAS did not grant his request. He is now an unemployed former second lieutenant who is expected to pay $170,000 in not less than three years, plus continuing interest and penalties. Five thousand dollars per month payment is simply impossible for him to pay. He now has a terrible credit rating, no ability to go back to school, purchase a house, or in many cases even to rent a dwelling. The irony is that he wants to be on active duty and wants to pay back the taxpayer investment in him by serving his country. In addition, there was no investigating officer (IO) appointed to determine the facts of his case or the validity of the dispute and any debt obligation, as required by law and the Officer Training Eliminee Recoupment Statement that he signed. In support of his appeal, the applicant’s counsel submits two statements; a copy of his DD Form 214; a copy of his USAFA Form 0-205, Record of Acceptance, Obligation, Reimbursement, and Oath of Allegiance; a copy of a 14th Operations Support Squadron Commander’s recommendation letter; a personal statement; a copy of his Officer Initial Skills Training Eliminee Acknowledgment and Indication of Choice; an Air Force Personnel Center (AFPC) News Article; an AF/A1 Guidance Memorandum to Air Force Instruction 36-3207, Separating Commission Officers, Chapter 3; an electronic communication; a copy of his Officer Training Eliminee Recoupment Statement; an AFPC memorandum concerning his Initial Skills Training (IST) Reclassification/Discharge Panel; and the DFAS Letter of Indebtedness. The applicant’s complete submission, with attachments, is at Exhibit A. _________________________________________________________________ STATEMENT OF FACTS: While attending the USAFA, the applicant volunteered and was classified to fill an Air Force requirement as a pilot. He graduated, was brought onto active duty effective 27 May 2009, and sent to undergraduate pilot training to fulfill the requirement. Subsequently, he voluntarily withdrew from pilot training. He requested consideration for reclassification and was considered by a panel of officers at the AFPC for that purpose on 15 April 2010. The panel of officers denied his request for reclassification and recommended he be discharged from active duty and for reimbursement of the pro-rata share of the amount expended on his USAFA educational assistance. The applicant was honorably discharged effective 4 June 2010 after serving one year and eight days on active duty. The applicant and his counsel was notified by the AFBCMR on 29 September 2011 that his case was being administratively closed until an investigation by an AFPC appointed IO could be completed and that the applicant had exhausted his administrative remedies. On 1 November 2011, the AFPC Commander notified the applicant that after reviewing the IO report, he affirmed his previous decision to recoup the unearned portion of the cost of the applicant’s USAFA education in the amount of $113,637.46. On 7 December 2011 after completion of the investigation, the applicant’s counsel requested that the AFBCMR resume its consideration of his client’s application (See Exhibit I). The remaining relevant facts pertaining to this application are contained in the letters prepared by the appropriate offices of the Air Force at Exhibits B, C, D, and E. _________________________________________________________________ AIR FORCE EVALUATION: AFPC/DPSIP recommends denial. DPSIP states that Title 10, United States Code, Section 2005, requires recoupment of the pro-rata share of unserved portion of a member’s active duty service commitment (ADSC) associated with his USAFA scholarship. If the applicant’s inability to complete the ADSC was deemed not within his control, the Secretary of the Air Force has the legal authority to waive recoupment. However, the applicant’s withdrawal from training was voluntary and thus, completely within his control. As a result he was directed to repay the pro-rata share of the unserved ADSC associated with his scholarship. It is DPSIP’s opinion that the applicant’s DD Form 214 accurately reflects the reason for his discharge and should not be further altered. In addition, his elimination from training and resulting inability to fulfill his ADSC was completely within his control. Therefore, his requirement to repay the government the pro-rata share of his unserved ADSC should remain in effect in accordance with Title 10, USC, Section 2005. A complete copy of the DPSIP evaluation is at Exhibit B. AFPC/JA recommends the applicant be offered the investigation to which he was entitled. JA states they agree that the failure to have an IO appointed was an error. JA indicates that Title 10, USC, Section 2005, as it was when the applicant entered the USAFA, states “In any case in which the Secretary concerned determines that a person who entered into an agreement under this section failed to complete the period of active duty specified in the agreement (or failed to fulfill any other term or condition prescribed in the agreement) and, by reason of the provision of the agreement required under subsection (a)(3), may owe a debt to the United States and in which that person disputed that such a debt is owed, the Secretary shall designate a member of the armed forces or a civilian employee under the jurisdiction of the Secretary to investigate the facts of the case and hear evidence presented by the person who may owe the debt and other parties, as appropriate, in order to determine the validity of the debt. That official shall report the official findings and recommendations to the Secretary concerned. If the justification for the debt investigated includes an allegation of misconduct, the investigating official shall state in the report the official’s assessment as to whether the individual behavior that resulted in the separation of the person who may owe the debt qualifies as misconduct under subsection (a)(3).” In addition, the Officer Training Eliminee Recoupment Statement signed by the applicant on 14 April 2010 contained the following statement: I understand that if I dispute the indebtedness for educational assistance, [the approving authority for the discharge] will appoint an officer (or a civilian employee in GS- 9 or above) to investigate the facts of the case, including receiving evidence from the member, in order to determine the validity of the dispute and any other obligation. The investigating officer will provide findings and recommendations to the discharge authority, which will forward the report of inquiry, together with his/her recommendation concerning recoupment, to the Secretary of the Air Force for decision. JA states that the first and only notice the applicant received that the Air Force intended to seek recoupment of the pro-rata cost of his USAFA education was the letter from AFPC/CC, dated 26 April 2010, which also informed him that he was not selected for reclassification and would be discharged. The letter also informed the applicant of his right to dispute the recoupment decision through the AFBCMR. It is JA’s opinion that the applicant was denied a substantial right provided by statute to be notified of the service’s intent to recoup, to dispute that recoupment decision, to have an IO appointed to investigate the case and determine the validity of the dispute and any other debt obligations, and to present evidence to that IO as part of his/her investigation. Moreover, they do not believe that an application to the AFBCMR necessarily fulfills that statutory right. As noted by the applicant’s counsel, Title 10, USC, Section 630, provides the service’s broad authority to discharge any probationary officer (less than six years service) under regulations provided by the Secretary of Defense. Department of Defense Instruction (DoDI) 1332.20, paragraph 4(d) represents one such regulatory implementation of this authority. That paragraph provides that in accordance with Title 10, USC, Section 630, secretaries of the military service may discharge officers on the Active Duty List (ADL) or the Reserve Active Status List (RASL) who have fewer than six years commissioned service when there is a need “to reduce the number of officers in that service to meet budgetary of force size requirements. “That authority has been implemented in the Air Force in Air Force Guidance Memorandum 1 to Air Force Instruction 36-3207, signed by AF/A1 on behalf of the Secretary of the Air Force (SECAF). The Guidance memorandum provides that “Pursuant to Title 10, USC, Section 630, and DoDI 1332.20, paragraph 4(d), SECAF or delegee, may voluntarily separate probationary officers when they do not complete initial skills training and there is no requirement for the officer’s continued service.” The legality of that authority has recently been upheld in an opinion issued by the General Counsel of the Air Force (SAF/GC). In this regard, they have provided a copy of the SAF/GCM opinion, dated 23 June 2011, as an attachment to their evaluation. A complete copy of the JA evaluation, with attachment, is at Exhibit C. AFPC/DPSOY recommends denying the applicant’s request to correct/change Block 19a/b, and Block 21 (Other advisories will address the other Blocks). DPSOY states that in accordance with Air Force Instruction 36-3202, Separation Documents, and Table 4, the mailing address in Block 19a/b is used to ensure the member receives their DD Form 214 when mailed. This Block does not affect any benefits and is of administrative concern only. Members are expected to provide this information at the time of separation to not delay receipt of the form. If not provided, they use the address from the Military Personnel System (MilPDS). The comment “Member is not available to sign” in Block 21, is consistent with the electronic form they use. The only other drop down option is “Member refused to sign.” The production of DD Forms 214 is mainly located at AFPC; therefore, their customers are not present when the form is accomplished. The applicant’s DD Form 214 is consistent with the procedural and substantive requirements of instruction; MilPDS; and AF Form 100, Request and Authorization for Separation. Their office will publish and provide the applicant with a corrected copy of his DD Form 214/215 to reflect any other corrections directed by the AFBCMR. If a new form has to be created (any blocks 23-29), they will ensure the address is changed to the current address to ensure the applicant receives it in the mail. Block 21 will always remain “Member not available to sign.” A complete copy of the DPSOY evaluation is at Exhibit D. DFAS-IN recommends denial. DFAS states that by the virtue of the statements the applicant signed, he was willing to accept the possibility that the requirement to repay the value of the education bestowed upon him was his responsibility. Whether or not the discharge is voluntary is irrelevant to the fact the Air Force Reclassification/Discharge Panel did not select him for reclassification and he was discharged under honorable conditions. The education he received is not recouped, only the cost associated. A complete copy of the DFAS-IN evaluation is at Exhibit E. _________________________________________________________________ COUNSEL'S REVIEW OF AIR FORCE EVALUATIONS: They concur with the SAF/GCM opinion, provided with the AFPC/JA evaluation, as it supports his client’s argument and repudiates that of AFPC/JA. It states that “We are of the opinion that [the amendment to Air Force Instruction 36-3207 authorizing separation of officers who do not complete initial skills training] provides an appropriate legal basis for the involuntary separation of probationary officers when they do not complete initial skills training and there is no need for the officer’s continued service.” His client never contended otherwise and his position wholly comports with that of SAF/GCM. The SAF/GCM opinion could not be clearer, and offers the complete answer to what the Board needs to know to rule for his client. In fact, it is evident that SAF/GCM’s opinion came in response to a query from AFPC/JA itself, possibly in connection with this case. The statutory basis for his client’s separation, cited by AFPC/JA and explained by SAF/GCM, was for “involuntary” separation. Involuntary separation other than for misconduct does not authorize recoupment action. The counsel’s complete rebuttal is at Exhibit G. _________________________________________________________________ ADDITIONAL AIR FORCE EVALUATION: SAF/GCM does not provide a recommendation. However, in their legal opinion, they indicate that in cases where an applicant has self-eliminated from IST for initial flight training, followed by a request for reclassification and subsequent involuntary separation by the IST Reclassification/Discharge panel, the Board must look at the totality of the circumstances to determine whether an officer’s separation was voluntary in the sense that it was the foreseeable consequences of deliberate and volitional behavior. This includes a chosen course of conduct that the officer knows will, or could have reasonably foreseen could, produce a separation. While an officer may assert he wishes to serve, if the officer’s volitional conduct could at the time of his or her conduct, have foreseeably led to separation, the Board might still conclude – for the purpose of 10 USC, Section 2005 (a)(3) – that the officer voluntarily failed to complete the period of active duty specified in the agreement. If the Board reaches such a determination, it should clearly articulate the reasons for doing so. GCM further states, if the Board finds the recoupment standard in 10 USC, Section 2005 has been met, it should also consider whether recoupment should be waived as a matter of equity. In making this determination, the Board should consider whether there were exceptional factors in the officer’s behalf related to his or her self-elimination from training – such as major medical difficulties, extraordinary difficulty meeting training standards despite diligent effort, or genuine safety concerns. A complete copy of the GCM evaluation, dated 22 February 2012, is at Exhibit J. _________________________________________________________________ COUNSEL'S REVIEW OF ADDITIONAL AIR FORCE EVALUATIONS: The record could not be clearer that not only did his client have no expectation that his decision to seek a career in the Air Force in some other field other than pilot would result in his discharge, he did everything possible to stay in the Air Force. Not only did he think that self-eliminating from Initial Flight Screening (IFS) would lead to his separation, he was advised that it would improve his chances for reclassification. Previous to his particular IST, officers were not separated, but were reclassified. It was only because the Air Force found itself in a manpower crunch that he was separated and the determinative factor turned out to be the fact that he did not have a technical degree, something he could not possibly have known. His decision to leave IFS was one justifiably pressed upon him by his instructors and by his own sense that it was unfair to others who shared the air with him, to say nothing of the additional cost if, as his instructors made it clear, he subsequently washed out. The SAF/GCM opinion states that even if the Board were to decide that his client had voluntarily left the Air Force, the question of equity remains. The Board is entitled to correct an injustice even where there is no legal error. It is perhaps convenient for AFPC to balance its end-strength books by involuntarily separating a USAFA graduate who had already demonstrated great potential for service. It is also legal for it to do so, even though it left a promising USAFA graduate out of a career and a job he had prepared for, but the punitive reality of the consequences of then requiring repayment of $131,000 in just three years should not go unappreciated by a Board charged to correct injustices. The counsel’s complete rebuttal is at Exhibit L. _________________________________________________________________ THE BOARD CONCLUDES THAT: 1. The applicant has exhausted all remedies provided by existing law or regulations. 2. The application was timely filed. 3. Sufficient relevant evidence has been presented to demonstrate the existence of an injustice. After a thorough review of the evidence presented, we find no error in the applicant’s discharge as it was done in accordance with established Air Force policy and procedures; however, we have determined exceptional circumstances existed in this case. The applicant discovered while attending IST that he did not possess the comprehensive skill-set to become a pilot. Although he received satisfactory marks on academic tests; his ability to take off or land the aircraft, divide his attention between monitoring the aircraft’s Global Positioning System (GPS) and instruments, piloting the aircraft, and maintaining ground communications were unsuccessful. It is evident that he tried to the best of his ability to master these challenges; however, at the same time, it appears he was counseled by his Initial Flight Screening (IFS) instructors that it was better to self-eliminate rather than wash out and possibly endanger himself, his classmates, and instructors. We recognize the applicant acknowledged that if he voluntarily failed to fulfill any term or condition prescribed by SECAF, he would reimburse the government for the percentage cost of his education equal to the period of active duty he failed to complete. However, in our view, a reasonable expectation was created that he would be able to fulfill his active duty service in another career area. All of the evidence available to us leads us to believe he was willing to fulfill his active duty service commitment and that he relied upon the advice given to him by his superiors despite having to sign the contract. We find it ironic that had the applicant continued in training and “washed out,” he would not have incurred the contested debt. In looking at all aspects of this case, we believe on balance, the applicant’s action to self- eliminate from UPT may have saved the government a greater sum than what he has been directed to repay. Based on the information above, we believe there are extraordinary circumstances that as a matter of equity and justice, supports waiving repayment of the contested debt for the applicant’s education costs. 4. We note the applicant requests his narrative reason for separation and separation code be changed to reflect “Strength Adjustment,” and that his voluntary separation be changed to reflect “Involuntary Discharge.” Although there is no evidence presented to indicate the Air Force made an error in these entries, we believe in the interest of justice that his narrative reason for separation, separation code, and type of separation be changed to “Secretarial Authority,” “JFF,” and “Involuntary Discharge” respectively. In regard to the applicants’ remaining request to correct his mailing address after separation and the nearest relative, we note the office of primary responsibility indicates these requests do not affect any benefits and are of administrative concern only. They state that if the DD Form 214 will need to be reaccomplished to reflect the applicant’s discharge characterization, the changing of the addresses are harmless and should be accomplished. Therefore, based on the aforementioned, we are of the opinion that in order to provide the applicant fair and equitable relief, his records should be corrected as indicated below. 5. The applicant's case is adequately documented and it has not been shown that a personal appearance with or without counsel will materially add to our understanding of the issues involved. Therefore, the request for a hearing is not favorably considered. _________________________________________________________________ THE BOARD RECOMMENDS THAT: The pertinent military records of the Department of the Air Force relating to APPLICANT, be corrected to show that: a. At the time of his discharge on 4 June 2010, the Secretary of the Air Force found that under the particular circumstances of his case, his resignation was not voluntary within the meaning of Title 10, United States Code, Section 2005, and that accordingly, no debt was established to reimburse the United States for his cost of his education at the Air Force Academy. b. His DD Form 214 be corrected as follows: 1. In Block 19a, Mailing Address After Separation, to reflect “1979 Bengal View Drive, Pocatello, ID 83201” rather than “2640 Holman Court, Colorado Springs, CO 80919.” 2. In Block 19b, Nearest Relative, to reflect “Steven XXXXXX, Father, 2640 Holman Court, Colorado springs, CO 80919” rather than “No Name Provided, 605 Leigh Dr Apt F64, Columbus, MS 30705.” 3. In Block 23, Type of Separation, to reflect “Involuntary Discharge” rather than “Resignation.” 4. In Block 26, Separation Code, to reflect “JFF” rather than “JHF.” 5. In Block 28, Narrative Reason for Separation, to reflect “Secretarial Authority” rather than “Failure to Complete Course of Instruction.” _________________________________________________________________ The following members of the Board considered AFBCMR Docket Number BC-2011-00325 in Executive Session on 21 August 2012, under the provisions of AFI 36-2603: , Vice Chair , Member , Member All members voted to correct the records, as recommended. The following documentary evidence for AFBCMR Docket Number BC-2011- 00325 was considered: Exhibit A. DD Form 149, dated 21 Jan 11, w/atchs. Exhibit B. Letter, AFPC/DPSIP, dated 28 Feb 11. Exhibit C. Letter, AFPC/JA, dated 11 Jul 11, w/atchs. Exhibit D. Letter, AFPC/DPSOY, dated 4 Aug 11. Exhibit E. Letter, DFAS-IN, not dated. Exhibit F. Letter, SAF/MRBR, dated 6 Sep 11. Exhibit G. Letter, Counsel, dated 2 Sep 11. Exhibit H. Letter, AFBCMR, dated 29 Sep 11. Exhibit I. Letter, Counsel, dated 7 Dec 11, w/atchs. Exhibit J. Letter, SAF/GCM, dated 22 Feb 12. Exhibit K. Letter, AFBCMR, dated 23 Feb 12. Exhibit L. Letter, Counsel, dated 20 Mar 12. Vice Chair