ARMY BOARD FOR CORRECTION OF MILITARY RECORDS Record of Proceedings BOARD DATE: 24 August 2020 DOCKET NUMBER: AR20180000305 APPLICANT REQUESTS: Though counsel, reconsideration of the previous Army Board for Correction of Military Records (ABCMR) decision as promulgated in Docket Number AR20060013421 on 10 April 2007. Specifically, he requests his under other than honorable conditions (UOTHC) discharge be upgraded to either an under honorable conditions (general) discharge or an honorable discharge. APPLICANT'S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Record Under the Provisions of Title 10, U.S. Code, Section 1552), dated 13 October 2017 * Attorney’s Petition with 27 Exhibits as listed below: * Exhibit 1 – Post-Traumatic Stress Disorder (PTSD) Diagnostic Categories * Exhibit 2 – Case Management Division (CMD), Acknowledgement Letter for ABCMR Docket# AR20070007141, dated 23 May 2007 * Exhibit 3 – Excerpt of military treatment records * Exhibit 4 – Special Orders Number 333, issued by Headquarters, U.S. Army Training Center Engineer and Fort Leonard Wood, Fort Leonard Wood, Missouri on 29 November 1973 * Exhibit 5 – Applicant’s Request for Discharge for the Good of the Service, dated 24 October 1973 * Exhibit 6 – Memorandum For: U.S. Army Absentee Returned to Military Control, dated 19 September 1973 * Exhibit 7 – 1969 Newspaper Article "North Vietnamese Army (NVA) Onslaught Fails at Landing Zone (LZ)" * Exhibit 8 – Excerpt of military service records including: DD Form 214 (Armed Forces of the United States Report of Transfer or Discharge), for the period ending period 30 November 1973 * Exhibit 9 – Department of Veterans Affairs (VA) Rating Decision letter, dated 26 February 2015 * Exhibit 10 – Clinical Record – Narrative Summary, dated 16 October 1973 and Medical Board Proceedings, dated 19 October 1973 * Exhibit 11 thru 13 – Behavioral Health Physician letters, dated 10 March 2007, 24 March 2008, and 26 September 2006 * Exhibit 14 – Central Minnesota Counseling Center, Inc. facsimile (fax) to the Minnesota VA – Claims Division, sent 10 April 2015 * Exhibit 15 – Federal Bureau of Investigation (FBI), Deserter Fugitive Status, letter dated 5 October 1973 * Exhibit 16 – Separation Authority approval for Chapter 10, request for separation, dated 26 November 1973 * Exhibit 17 – ABCMR Docket Number AR20070007141, administrative letter close due to the lack of new evidence, dated 2 October 2007 * Exhibit 18 – National Center for PTSD, Understanding PTSD, and PTSD Treatment, Pamphlet from the www.ptsd.va.gov, website, dated September 2017 * Exhibit 19 – Copy of Annex #1 LZ Jamie Operations Summary, 12 May 1969 * Exhibit 20 – Support letter from his daughter, for his appeal to the Board of Veterans Appeals, dated 6 March 2007 * Exhibit 21 – Summary of Appeal to the Board of Veteran Appeals, dated 16 September 2008 * Exhibit 22 – ABCMR Docket Number AR20060013421, boarded on 10 April 2007 * Exhibit 23 – Applicant’s detailed recollection of the battle at, on 12 May 1969 * Exhibit 24 – Applicant’s self-authored letter to the Board of Veteran Appeals, dated 18 March 2007 * Exhibit 25 – Applicant’s DA Form 20 (Enlisted Qualification Record) * Exhibit 26 – Support letter from his wife, for his appeal to the Board of Veterans Appeals, dated 17 September 2008 * Exhibit 27 – "Survivors of " Article from July – August 1989 * Anoka County, Minnesota, Veteran Services letter to ARBA, with the applicant's DD Form 214; Compensation and Pension Examination (C&P) Report, dated 29 June 2015; VA Rating Decision letter dated 17 July 2015; and C&P Award compensation printout, dated 17 July 2015 FACTS: 1. Incorporated herein by reference are military records that were summarized in the previous consideration of the applicant's case by the ABCMR in Docket Number AR20060013421 on 10 April 2007. 2. As a new argument, the applicant’s states in effect, he doesn’t think he did anything wrong. While he was on leave, he went to his neighbor’s house and his hand got caught in a machine. He was hospitalized in the Center for two months and did not have any contact with anyone. He has been diagnosed with PTSD and feels his discharge should be reconsidered because his absent without leave (AWOL) status reflects his PTSD. After years of fighting, he has his VA benefits and would like an upgrade. 3. Counsel states in effect, the following: a. [The applicant] proudly answered his country's call in 1968 by voluntarily joining and serving in the military. He is a Vietnam veteran who, because of his service, has lived each day with constant painful reminders of the events that occurred in Vietnam. As a result of the horrors he experienced, [the applicant] has struggled with a lifelong battle with PTSD stemming from his service. [The applicant] requests the Board consider this application as a new application, not an appeal based on the direct connection between his experiences in Vietnam, his behavior since, and his diagnosis of PTSD. In light of the new guidance provided by Defense Secretary Chuck Hagel that "liberal consideration will be given in petitions for changes in characterization of service” for individuals with “what is now recognized as PTSD," this application should be treated as a new application for a discharge upgrade. [The applicant] has struggled immensely since his departure from LZ Jamie the day his unit was assaulted. Both Dr. M_ and Dr. J_ T_ have diagnosed [the applicant] with PTSD, depression, and anxiety attributed directly to his experiences at LZ Jamie. Additionally, the VA has recognized the connection between [the applicant’s] PTSD and his military service. Dr. T_ recently evaluated [the applicant] and described the numerous symptoms of PTSD that [the applicant] has struggled with for almost forty-seven years. Dr. T_ describes [the applicant’s] functioning as being in a state of "clinically significant distress or impairment." [The applicant] lived for years with his undiagnosed PTSD. Further, the stigma of living with an UOTHC discharge has not only blocked employment opportunities, but has also burdened [the applicant] with feelings of shame. As a result, for years [the applicant] been silent about his traumatic experiences. Undiagnosed, untreated, and stigmatized, [the applicant] has been left to struggle through his near constant battle with PTSD; under today's standards, [the applicant] would likely not have been left for forty-seven years to suffer alone in silence. He would have benefited from the current discharge procedures, which require an assessment into a military member's mental health prior to discharge. [The applicant] would have been assessed as having PTSD and provided with a medical discharge. Justice demands that a full assessment of [the applicant’s] new application be considered and granted. b. Counsel list the following as a Statement of Facts: (1) [The applicant’s] Enlistment and Service in Vietnam. [The applicant] was born in 1950 and lived in Wisconsin. When he was 18 years old, he answered his country's call to service and voluntarily enlisted in the U.S. Army, on 15 October 1968, leaving his country just after finishing the tenth grade. He completed Basic Combat Training at Fort Campbell, Kentucky in December 1968 and completed Advanced Individualized Training as a Light Infantry Mortar man, in February 1969, at Fort Lewis, Washington. He deployed to Vietnam on 7 March 1969 and was assigned to Echo Company, 2nd Battalion, 7th Cavalry Regiment of the 1st Calvary Division. The 1st Cavalry Division's mission was to build landing zones and provide a forward operating base for infantry companies to work from on search and destroy missions. [The applicant’s] primary duty was conducting reconnaissance missions. He developed a record of "excellence" in both training and combat throughout his enlistment and through the battle at LZ Jamie. On 12 May 1969, only three months after [the applicant] arrived in Vietnam, his unit was assaulted in a particularly horrific engagement. [The applicant] was with his unit in an area of Vietnam designated LZ Jamie. At about 0230, the NVA attacked LZ Jamie. When the attack began, [the applicant]'s bunker was soon surrounded by NVA. [The applicant] did not cower or hide from the fight. Instead, he and his fellow Soldiers engaged the enemy from their sandbagged position, determined not to lose the battle. For six-and-one-half hours, they fought off the NVA during the assault on LZ Jamie. During the attack, blood from his fellow Soldiers and enemy splattered [the applicant]. The emotional intensity wore on his psyche. [The applicant] has absorbed the terror of that night and continues to this day to be haunted by the trauma of being covered with blood. [The applicant] also remembers the horrific noise of the battle. During the attack, an NVA RPG round exploded just outside his bunker and deafened his right ear. After the assault on LZ Jamie subsided, [the applicant’s] psyche continued to be worn down. [The applicant]'s company Commanding Officer (CO) ordered him and his unit to carry the dead bodies and body parts from the attack to a large pit. Carrying out these grim duties made [the applicant] physically sick. [The applicant] also saw two of his fellow Soldiers, severely wounded and extracted from the listening post his unit maintained. After the battle [the applicant]'s CO ordered him to man the listening post. [The applicant] immediately informed his CO and the medical officer that he still could not hear out of his right ear due to the NVA RPG round explosion, and he further informed his CO that he was sick. [The applicant] told his CO several times that he was in no condition to man the listening post because of his hearing loss. [The applicant] requested the COs permission to see a doctor or take some time off on numerous occasions. Despite [the applicant]'s concerns for the safety of manning the listening post while ill and without the ability to hear, his CO reiterated the order to man the listening post and threatened court martial if [the applicant] did not follow the order. [The applicant] is unable to remember exactly what came over him when his CO threatened him with court martial. [The applicant] recognized that manning the listening post with his hearing loss would have put him and his fellow Soldiers at risk. Overcome by the recent horrific battle, the threat of court martial, and fear for the safety of himself and his fellow soldiers, [the applicant] left LZ Jamie and went back to his company's base came in Bien Hoa on or about 12 May 1969. While in Bien Hoa, [the applicant] sought medical assistance. Medical reports confirm both his wounded eardrum and symptoms of PTSD. On May 16th, four days after the attack of LZ Jamie, [the applicant] was diagnosed with a small perforation in his right eardrum. On July 22nd, the medic documented symptoms now understood to be indicative of PTSD when the medic reported that [the applicant] "mind wanders and feels that he needs help because of things that he has done," in reference to [the applicant’s] experiences at LZ Jamie. The report further explained that [the applicant] was unable to explain or understand his behavior. The medic noted [the applicant’s] "behavior may in part be due to experience in the field." However, the medics refused [the applicant’s] request to see a psychiatrist and claimed that he was intact. On 25 August 1969, a clerk in Bien Hoa issued false emergency papers to [the applicant], at which time he went AWOL and traveled back to the United States. On 19 September 1973, [the applicant] was returned to the military's control. In September of 1973, [the applicant] was forced to choose between requesting a discharge for the good of the service or face court martial for being AWOL. On 24 October 1973, he requested a discharge for the good of the service. Major General R.P. Young approved his request for a discharge for the good of the service on 26 November 1973. On 30 November 1973, the applicant was discharged for the good of the service. Depressed and struggling with PTSD, however, [the applicant] did not have the capacity to appreciate or understand the long-term consequences of requesting a discharge for the good of the service. It did not register, that an undesirable discharge would not only strip away his eligibility for medical benefits and financial support, but also leave him with the lifetime stigma of an undesirable discharge. (2) [The applicant’s] Struggle since Vietnam. [The applicant] applied to the Army Discharge Review Board (ADRB) to have his discharge upgraded in October of 1978. However, there was no formal understanding of PTSD at the time of his request; PTSD did not enter the psychiatric Diagnostic and Statistical Manual (DSM) until 1980. As a result, on 14 November 1979, the ADRB denied [the applicant’s] October 1978 application. [The applicant] returned from Vietnam a changed man. For many years he silently struggled with his untreated PTSD. His daughter, J_ R_, remembers growing up watching her father use alcohol to cope with the horrors he experienced in Vietnam. It was not until December 2006 that [the applicant] was finally able to speak with his daughter about his horrific experiences at LZ Jamie. Similarly, his wife, P_ S_, remembers the "terrible dreams [the applicant] would have" and has explained that he "revealed only in bits and pieces … of his time in Vietnam." [The applicant] suffered from his undiagnosed PTSD, all that time ashamed of his condition with no one to tum to for help. [The applicant] applied to upgrade his discharge status in this time, but to no avail. On 7 September 2006, he applied to the ABCMR to have his discharge upgraded from an other-than-honorable discharge to an honorable or medical discharge. In his application, he contended that the reason he went AWOL was due to the trauma of the LZ Jamie attack that pushed his psyche to its breaking point. Although [the applicant] had consulted a psychiatrist-Dr. M_ beginning in 1995, he continued to struggle with his experiences at LZ Jamie and did not share his experience with Dr. M_. As a result of the incomplete information, [the applicant] was initially diagnosed with an anxiety disorder. Without an accurate diagnosis of PTSD, the only evidence [the applicant] had to submit in support of his application to upgrade his discharge status were his military records. Without PTSD in the DSM during his service, his military records lacked any record of his PTSD. As a result, the Corrections Board concluded that although there was sufficient basis to waive the three-year statute of limitations, it also concluded that [the applicant’s] request to be discharged for the good of the service made him ineligible for physical disability processing, and there was no basis to grant him a medical discharge. Finally, in 2007, twelve years after beginning treatment with Dr. M_, [the applicant] began to share his experience at LZ Jamie with his psychiatrist. Dr. M_ immediately diagnosed [the applicant] with PTSD directly relating to the battle at LZ Jamie. Armed with this new diagnosis of his previously untreated PTSD, [the applicant applied to have the Correction Board's April 2007 decision reconsidered in May 2007. However, on 2 October 2007, the Correction Board's staff returned his May 2007 application without action. Further, during [the applicant’s] service, his hand was severely injured when it was caught in a machine that removed and replaced automobile tires. This injury is incorrectly documented in [the applicant’s] record as a motorcycle accident. The injury required [the applicant] to undergo ten major surgeries in an attempt to reconstruct his hand. Unfortunately, his hand was unable to be saved. With only one hand and an undesirable discharge on his record, it was difficult for [the applicant] to secure gainful employment. Without an adequate income, he encountered great financial difficulty in addressing his medical care, including a surgery on his neck that was required after he lost feeling in his remaining hand. Without steady access to insurance and medical care because of his discharge status, [the applicant] has had to pay for his psychiatric and medical care out of his own pocket. This has placed a tremendous financial strain on his family. On 2 March 2015, [the applicant] was provided with some relief for his financial woes. The VA reviewed his case for benefits and connected [the applicant’s] PTSD, depression, and anxiety to his "active military service based on the events at LZ Jamie," and provided him with an overall disability rating of 90 percent (%) for PTSD and anatomical loss of his hand. The VA has waived his UOTHC discharge in order to provide him with these benefits. (3) [The applicant’s] Recent Medical Diagnosis. On 1 April 2015, [the applicant] met with a licensed psychologist, J_ R. T_, Ph.D. L.P, in order to complete a full psychological examination regarding his diagnosis of PTSD. Specifically, Dr. T_ was asked to assess "whether the veteran's currently diagnosed PTSD caused him to act erratically and go AWOL from Vietnam and the Army" and to discuss "whether the social worker who [the applicant] saw on 22 July 1969 had the credentials to diagnose and finally to comment on a diagnosis of “personality disorder” assigned at the time." With Dr. T_’s "30 years of experience assessing and treating combat veterans ... 20 years of experience working at a VA Medical Center as a licensed psychologist," and his "experience as a combat veteran with the 2nd Infantry Division," Dr. T_ was able to provide his professional opinion. Dr. T_ stated that [the applicant] continues to meet all of the criteria for PTSD. Dr. T_ noted that [the applicant] has "nightmares of the faces of the people he killed during his firefight on LZ Jamie at least a couple times a week or more often and he continues to have nearly daily distressing intrusive memories of his combat experiences." Dr. T_ also noted that [the applicant] displayed "avoidance," another symptom of PTSD, and stated that "[the applicant] clearly avoided talking about his experiences and thinking about his combat experiences throughout almost his entire adult life including years with his therapist who wasn't aware of his combat veteran status." Dr. T_ further reported that [the applicant] "continues to have irritable or angry outbursts, he is hyper vigilant, and he reports having an exaggerated startle response along with problems in concentration and a chronic sleep disturbance." Dr. T_ concluded by stating that [the applicant’s] "symptoms clearly cause clinically significant distress or impairment in his social, occupational, and family areas of functioning." Dr. T_’s conclusions indicate that, since Vietnam, [the applicant] has been haunted by his experiences and has suffered a great deal from both his own internal struggles as well as his inability to reach out for help. In addition to PTSD, Dr. T_ observed symptoms of clinical depression and anxiety. He reported [the applicant] has difficultly almost daily with falling asleep and staying asleep as well as issues with concentration. Dr. T_ has noted that "[several days in a week [the applicant] has little interest or pleasure in doing things, he feels down, depressed or hopeless, he feels tired or having little energy, he has poor appetite, he feels bad about himself or like a failure, he feels fidgety or restless, and he has thoughts that he would be better off dead or of hurting himself in some way." Dr. T_ has described [the applicant’s] symptoms of anxiety; worrying; restlessness; fear that "something awful might happen;" nervousness; and irritability. Dr. T_ spent time both evaluating [the applicant] in person and reviewing his extensive records, including his discharge records, medical records, and other related sources. Based on his review, Dr. T_ stated "[the applicant] was experiencing acute PTSD after the firefight on LZ Jamie" and "[because of the threat of court martial] by his commanding officer ... [the applicant] knew that his life was in extreme danger due to his hearing loss and so instead he took it on his own to fly back to his main base camp at Bien Hua to seek medical attention." Dr. T_ further noted that "[it is clear that [the applicant’s] acute PTSD caused him to act erratically and he continued to avoid going back to LZ Jamie." Dr. T_ also commented on whether the social worker who [the applicant] saw on 22 July 1969 had the credentials to diagnose and finally to comment on a diagnosis of "personality disorder" assigned at the time. Dr. T_ stated that the social worker was "certainly not qualified" when they reported that [the applicant] was "intact." Specifically, Dr. T_ noted that the social worker displayed no credentials and, further, would not have had a formal knowledge of PTSD even if they were credentialed. Additionally, Dr. T_ reported that "[the applicant] certainly did not meet the criteria for a diagnosis of a Personality Disorder at the time of his discharge although multiple symptoms of PTSD cross over with a personality disorder diagnosis." Dr. T observed that "hundreds if not thousands of Vietnam veterans were diagnosed with personality disorders when research and evidence clearly indicates that they should have been diagnosed with an Anxiety Disorder, depression or PTSD." Provided with the recent connection of [the applicant’s] PTSD to his service in Vietnam both by two qualified psychiatrists as well as the VA, [the applicant] submits this application, respectfully requesting that his undesirable discharge be corrected, a discharge that was granted without a full knowledge or understanding of his PTSD or how this disorder affected his decisions, behavior, and psychological condition at the time of his discharge. With the benefit of today's procedures for discharge, he would have been diagnosed with PTSD and provided a medical discharge from his service. c. In counsel’s closing arguments, he states the following; (1). The Statute of Limitations should be waived because relief on the merits is appropriate and it is in the interest of justice to do so. (2). [The applicant] presents new, material evidence not previously available that indicates a discharge upgrade is appropriate. (3). [The applicant] has suffered the consequences of his UOTHC discharge for long enough. (4). [The applicant's] UOTHC discharge is unjust because of the lack of understanding of PTSD at the time. d. In counsel's conclusion he states, since his discharge, [the applicant] has lived for years suffering from PTSD and the stigma of his UOTHC discharge. Although previous Boards have reviewed [the applicant’s] application in the past, these previous applications were completed without the full understanding and acknowledgement of the link between [the applicant’s] behavior after the battle at LZ Jamie and the PTSD that he has struggled with since. The previous Boards lacked the necessary information to evaluate the impact of PTSD on [the applicant]. As a result, he has lived for years with the stigma of his discharge, without help for his psychiatric trauma. The Board has the ability to review this new application in order to rectify the previous errors by granting a discharge upgrade; justice demands this result. 4. The applicant enlisted in the Regular Army on 15 October 1968. After completing initial entry training, he was assigned overseas in Vietnam on 22 March 1969. His DA Form 20 (Enlisted Qualification Record) shows he was assigned to Company D, 2nd Battalion, 7th Cavalry Regiment, 1st Cavalry Division, from on or about 1 April 1969 through on or about 14 April 1969. He was assigned to Company E, 2nd Battalion, 7th Cavalry Regiment, 1st Cavalry Division, on or about 15 April 1969. 5. The applicant was reported as AWOL, from on or about 25 June 1969 through on or about 9 July 1969, and from on or about 22 July 1969 through on or about 19 September 1973. 6. Court-martial charges were preferred against the applicant on 27 September 1973 for violations of the Uniform Code of Military Justice (UCMJ). The relevant DD Form 458 (Charge Sheet) shows he was charged with being AWOL from on or about 25 June 1969 through on or about 9 July 1969, and from on or about 22 July 1969 through on or about 19 September 1973. 7. The applicant service records contains a Standard Form 502 (Clinical Record - Narrative Summary), dated 16 October 1973, stating the following: HISTORY: Patient, while AWOL from the Army, was involved in a motorcycle accident on 15 May 1970, which resulted in traumatic amputation of his right hand. PHYSICAL EXAMINATION: PE of the patient’s right upper extremity showed contracture of a remaining thumb inflexion position and no other digits. The patient had a flap over the ulnar aspect of the carpus with several painful areas probably representing neuromas. He had approximately 30° of dorsiflexion, plantar flexion and good supination and pronation. The remainder of the PE was unremarkable. For gross evaluation, photographs of the right hand were obtained. X-RAYS: X-rays of the right hand revealed amputation of the 2nd, 3rd and 4th metacarpals at the proximal aspect and amputation of the 5th finger at the MP joint. CONSULTATION: EENT consultation was obtained because the patient gave a history of a hearing problem which he states was incurred in 1968 while in RVN. Consultation revealed a probable bilateral sensori-neural hearing loss, moderate on the right, and mild on the left, H-2 profile. IMPRESSION: 1. Traumatic amputation of the right hand. 2. Probable bilateral sensori-neural hearing loss, moderate on the right and mild on the left. RECOMMENDATIONS: UP AR 40-501, Chapter 3-12a, amputations of part or parts of the upper extremity equal or greater to the following indications, 1 thumb or 2 fingers. Since this patient has lost all of the fingers and has a nonfunctional thumb, it is recommended that he be separated from the service as unfit. It is recommended that this board be presented to the PEB UP Chapter 4, AR 635-40 for final evaluation and disposition. 8. The applicant service records also contains a DA 8-118 (Medical Board Proceedings), showing the following: * the patient is medically unfit for further military service in accordance with current medical fitness standards * traumatic amputation of the right hand. Line of Duty (LOD), NO Army Regulation 40-501, 3-12a * probable bilateral sensori-neural hearing loss, moderate on the right and mild on the left. LOD, Yes * the patient does not desire to continue on active duty under Army Regulation 616-41 * the board reached a unanimous decision and the approving authority approved the findings and recommendations on 5 November 1973 9. The applicant consulted with legal counsel on 24 October 1973. a. He was advised of the basis for the contemplated trial by court-martial, the maximum permissible punishment authorized under the UCMJ, the possible effects of an under other than honorable conditions discharge, and the procedures and rights that were available to him. b. Subsequent to receiving legal counsel, the applicant voluntarily requested discharge under the provision of Army Regulation 635-200 (Personnel Separations – Enlisted Personnel), Chapter 10, for the good of the service – in lieu of trial by court- martial. In his request for discharge, he acknowledged his understanding that by requesting discharge, he was admitting guilt to the charge against him, or of a lesser included offense that also authorized the imposition of a bad conduct or dishonorable discharge. He further acknowledged he understood that if his discharge request was approved he could be deprived of many or all Army benefits, he could be ineligible for many or all benefits administered by the Veterans Administration, and he could be deprived of his rights and benefits as a veteran under both Federal and State laws. c. He was advised he could submit any statements he desired in his own behalf. He elected to submit a statement in his own behalf, however no statement is available for review. 10. The applicant's immediate commander recommended approval of his discharge request on 4 November 1973, under the provisions of Army Regulation 635-200, Chapter 10, and recommended he receive an undesirable discharge. Subsequently his intermediate commander also recommended approval [undated]. 11. The separation authority approved the applicant's request for discharge on 26 November 1973, under the provisions of Army Regulation 635-200, Chapter 10, in lieu of trial by court-martial, and directed the he be reduced to the lowest enlisted grade and be issued an undesirable discharge. 12. The applicant was discharged on 30 November 1973, under the provisions of Army Regulation 635-200, Chapter 10. The DD Form 214 he was issued confirms he was discharged in the lowest enlisted grade and his service was characterized as UOTHC. 13. The applicant was charged due to the commission of an offense punishable under the UCMJ with a punitive discharge. Subsequent to being charged, he consulted with counsel and requested discharge under the provisions of Army Regulation 635-200, Chapter 10. Such discharges are voluntary requests for discharge in lieu of trial by court-martial. 14. The applicant applied to the ADRB for an upgrade of his UOTHC discharge; however, the Board denied his request on 14 November 1979. 15. The applicant applied to the ABCMR for an upgrade of his UOTHC discharge; however, the Board denied his request on 10 April 2007. 16. Counsel provides a petition and 27 exhibits for consideration as listed above. 17. The Board should consider the applicant's statement in accordance with the published equity, injustice, or clemency determination guidance. 18. Based on the applicant's contention the Army Review Board Agency medical staff provided a medical review for the Board members. See "MEDICAL REVIEW" section. MEDICAL REVIEW: 1. The Army Review Board Agency (ARBA) Medical Advisor reviewed the supporting documents and the applicant’s military service records. The Armed Forces Health Longitudinal Technology Application (AHLTA) & Health Artifacts Image Management Solutions (HAIMS) was not in use at the time of his service. 2. His military medical records indicate he was evaluated on 22 Jul 1969 after going absent without leave (AWOL) and refusing orders of superiors. Provider indicated he thought applicant had a personality disorder and referred him for a consultation. He was evaluated by a social worker. The social worker indicated his difficulties might be related to his experiences in the field. The social worker found he did not meet criteria for any psychiatric diagnosis and was cleared for any administrative action. 3. He went AWOL that day until 19 Sept 1973 when he was apprehended by civilian authorities. On 16 Oct 1973, a medical evaluation board (MEB) found his hearing loss was line of duty, caused by service and the traumatic amputation of his right hand while AWOL was not line of duty. The MEB recommended referral to the physical evaluation board. 4. A review of VA’s Joint Legacy Viewer (JLV) indicates he was given a service connected disability rating of 70% for PTSD and 60% for amputation of right hand. His overall disability rating was increased from 70% from 2006 to 90% in 2014 and is currently 100%. His PTSD is due to service in Vietnam. The applicant did not meet retention standards at the time of his discharge due to amputation of his right hand. PTSD is a mitigating factor for the misconduct that led to his discharge. BOARD DISCUSSION: 1. After review of the application and all evidence, the Board determined that there is sufficient evidence to grant relief to upgrade the applicant’s discharge characterization to General, Under Honorable Conditions and amend the prior decision set forth in Docket Number AR20060013421 on 10 April 2007. 2. The board applied Office of the Secretary of Defense standards of liberal consideration and clemency to the complete evidentiary record, including the applicant’s statement and the Medical Advisory Opinion and found the applicant’s wartime service and PTSD partially mitigated the applicant’s misconduct. The Board found insufficient evidence to grant the applicant a full honorable discharge because the applicant deserted the Army for 4 years before returning to duty. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 :X :X :X GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING : : : DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: The Board determined the evidence presented is sufficient to grant relief and amend the ABCMR's decision in Docket Number AR20060013421 on 10 April 2007. As a result, the Board recommends that all Department of the Army records of the individual concerned be corrected by amending his DD Form 214, dated 30 November 1973 to reflect his characterization of service as “General, Under Honorable Conditions.” 10/19/2020 X Timothy W Keasling CHAIRPERSON Signed by: KEASLING.TIMOTHY.WAYNE.1083013792 I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. REFERENCES: 1. Army Regulation 635-200 sets forth the basic authority for the separation of enlisted personnel. a. Paragraph 3-7a provides that an honorable discharge is a separation with honor and entitles the recipient to benefits provided by law. The honorable characterization is appropriate when the quality of the member’s service generally has met the standards of acceptable conduct and performance of duty for Army personnel or is otherwise so meritorious that any other characterization would be clearly inappropriate. b. Paragraph 3-7b provides that a general discharge is a separation from the Army under honorable conditions. When authorized, it is issued to a Soldier whose military record is satisfactory but not sufficiently meritorious to warrant an honorable discharge. c. Chapter 10 of that regulation provides, in pertinent part, that a member who has committed an offense or offenses for which the authorized punishment includes a punitive discharge may, submit a request for discharge for the good of the service in lieu of trial by court-martial. The request may be submitted at any time after charges have been preferred and must include the individual's admission of guilt. Although an honorable or general discharge is authorized, a discharge under other than honorable conditions is normally considered appropriate. 2. As a result of extensive research conducted by the medical community and the relatively recent issuance of revised criteria regarding the causes, diagnosis and treatment of PTSD, the Department of Defense (DoD) acknowledges that some Soldiers who were administratively discharged UOTHC may have had an undiagnosed PTSD at the time of their discharge. It is also acknowledged that in some cases this undiagnosed PTSD may have been a mitigating factor in the Soldier's misconduct that served as a catalyst for their discharge. Research has also shown that misconduct stemming from PTSD is typically based upon a spur of the moment decision resulting from temporary lapse in judgment; therefore, PTSD is not a likely cause for either premeditated misconduct or misconduct that continues for an extended period of time. 3. The Secretary of Defense directed the Service Discharge Review Boards (DRBs) and Service Boards for Correction of Military/Naval Records (BCM/NRs), on 3 September 2014 [Hagel Memorandum], to carefully consider the revised PTSD criteria, detailed medical considerations, and mitigating factors when taking action on applications from former service members administratively discharged UOTHC and who have been diagnosed with PTSD by a competent mental health professional representing a civilian healthcare provider in order to determine if it would be appropriate to upgrade the characterization of the applicant's service. 4. The Under Secretary of Defense for Personnel and Readiness provided clarifying guidance to Service DRBs and Service BCM/NRs on 25 August 2017 [Kurta Memorandum]. The memorandum directed them to give liberal consideration to veterans petitioning for discharge relief when the application for relief is based in whole or in part on matters relating to mental health conditions, including PTSD, traumatic brain injury (TBI), sexual assault, or sexual harassment. Standards for review should rightly consider the unique nature of these cases and afford each veteran a reasonable opportunity for relief even if the sexual assault or sexual harassment was unreported, or the mental health condition was not diagnosed until years later. Boards are to give liberal consideration to Veterans petitioning for discharge relief when the application for relief is based in whole or in part on those conditions or experiences. The guidance further describes evidence sources and criteria and requires Boards to consider the conditions or experiences presented in evidence as potential mitigation for misconduct that led to the discharge. a. Guidance documents are not limited to UOTHC discharge characterizations but rather apply to any petition seeking discharge relief including requests to change the narrative reason, re-enlistment codes, and upgrades from general to honorable characterizations. b. An honorable discharge characterization does not require flawless military service. Many veterans are separated with an honorable characterization despite some relatively minor or infrequent misconduct. c. Liberal consideration does not mandate an upgrade. Relief may be appropriate, however, for minor misconduct commonly associated with mental health conditions, including PTSD; TBI; or behaviors commonly associated with sexual assault or sexual harassment; and some significant misconduct sufficiently justified or outweighed by the facts and circumstances. 5. The Under Secretary of Defense for Personnel and Readiness issued guidance to Military Discharge Review Boards (DRBs) and Boards for Correction of Military/Naval Records (BCM/NRs) on 25 July 2018 [Wilkie Memorandum], regarding equity, injustice, or clemency determinations. Clemency generally refers to relief specifically granted from a criminal sentence. BCM/NRs may grant clemency regardless of the court-martial forum. However, the guidance applies to more than clemency from a sentencing in a court-martial; it also applies to any other corrections, including changes in a discharge, which may be warranted on equity or relief from injustice grounds. a. This guidance does not mandate relief, but rather provides standards and principles to guide Boards in application of their equitable relief authority. In determining whether to grant relief on the basis of equity, injustice, or clemency grounds, Boards shall consider the prospect for rehabilitation, external evidence, sworn testimony, policy changes, relative severity of misconduct, mental and behavioral health conditions, official governmental acknowledgement that a relevant error or injustice was committed, and uniformity of punishment. b. Changes to the narrative reason for discharge and/or an upgraded character of service granted solely on equity, injustice, or clemency grounds normally should not result in separation pay, retroactive promotions, and payment of past medical expenses or similar benefits that might have been received if the original discharge had been for the revised reason or had the upgraded service characterization. //NOTHING FOLLOWS//