IN THE CASE OF: BOARD DATE: 11 August 2020 DOCKET NUMBER: AR20180006937 APPLICANT REQUESTS: Retirement due to physical disability instead of discharge with severance pay. APPLICANT'S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Record) * Department of Veterans Affairs (VA) Rating Decision, dated 4 December 2018 FACTS: 1. The applicant states the Physical Evaluation Board (PEB)/Integrated Disability Evaluation System (IDES) failed to address her upper back, to include her neck, as conditions not meeting retention standards. Her conditions of persistent depressive disorder and bilateral plantar fasciitis also do not meet retention standards in accordance with Army Regulation 40-501 (Standards of Medical Fitness). 2. The applicant enlisted in the Regular Army on 9 July 2013. 3. On 14 September 2017, a Formal PEB found the applicant unfit for further military service due to a diagnosis of thoracolumbar strain. The PEB recommended a 20 percent disability rating and the applicant's separation with severance pay. 4. The PEB found the applicant fit for the following medical conditions: * persistent depressive disorder with anxious distress * asthma, mild * right knee strain * bilateral plantar fasciitis * cervical strain * tension headaches 5. The applicant's DA Form 199-1 (Formal PEB Proceedings) contains the following statements in section VII (Instructions and Advisory Statements): a. During formal proceedings, the PEB reevaluated all available medical and performance records to include sworn testimony and exhibits provided by the Soldier. b. This case was adjudicated as part of the IDES. c. As documented in the VA memorandum dated 22 May 2017, the VA determined the specific VA Schedule for Rating Disabilities (VASRD) code(s) to describe the Soldier's condition(s). The PEB determined the disposition recommendation based on the proposed VA disability rating(s) and in accord with applicable statutes and regulations. d. Soldier's Contention: The Soldier contends she is unfit for bilateral plantar fasciitis. The Soldier received her first temporary profile for bilateral plantar fasciitis in March 2014. Two permanent profiles for bilateral plantar fasciitis, dated 19 September 2014 and 21 January 2015, limited only running. The Soldier had additional temporary profiles for reconditioning for foot pain spanning 14 March thru 25 April 2016. The Soldier subsequently passed the Army Physical Fitness Test (APFT) performing the 2.5-mile walk in December 2016. She was not able to complete the APFT after December 2016. Secondary to a profile and referral to the Medical Evaluation Board (MEB) for her neck pain in December 2016. The MEB reviewed her bilateral plantar fasciitis on 6 April 2017 in response to the MEB appeal. The MEB determined the condition continues to meet retention standards, the condition was stable and the permanent L2 profile was appropriate. e. As of April 2017, the Soldier testified she was using over-the-counter orthotics and she walks barefoot or in socks at home. She also stated the only treatment she received between March 2016 and August 2016 was NSAIDs provided by the BAS. She sought treatment in August 2017 well after referral to the MEB process for her neck condition (December 2016). The Soldier submitted two clinical notes from the orthopedic clinic dated 21 and 22 August 2017. The exam conducted on 21 August was normal except for subjective pain with palpation and motion. However, the Soldier had normal range of motion, normal gait, normal balance and normal stance. The provider specifically indicated that mobility was not limited. The Soldier was provided custom orthotics, night braces, and NSAID as the initial step in treatment for subjective pain. The Soldier received instructions for wearing the night braces on 22 August 2017. Plain films of the bilateral feet dated 21 August 2017 showed only borderline pes planus. f. Additionally, there was no evidence of acute or healing fracture, no osseous coalition, alignment was normal, soft tissues were normal, and there were no ankle joint effusions. There was no mention of calcaneal spurs, fibromas or other bony abnormalities. Except for subjective pain, the VA Compensation and Pension (C&P) exam conducted on 17 February 2017 was significant for lack of signs associated with flat feet including no swelling, no calluses, no decrease in the longitudinal arch, no marked deformity, normal weight bearing alignment of the feet and toes, and no abnormalities of the Achilles' tendon. Contributing factors for disability in section 13A of the VA Disability Benefits Questionnaires listed subjective symptoms only. The provider assessed no evidence for swelling, deformity, atrophy of disuse, instability of station, disturbance of locomotion, interference with standing or lack of endurance. The provider also assessed that regardless of the veteran's current employment, bilateral plantar fasciitis does not impact her ability to perform any type of occupational task such as standing, walking lifting, or sitting. There is no objective evidence this condition is disabling. The PEB does not find this condition is unfitting. 6. On 22 September 2017, the applicant indicated she did not concur with the PEB's findings and recommendations. She also indicated she was submitting a written appeal; however, her written appeal is not available. 7. On an unspecified date, the PEB, in consideration of the applicant's appeal, affirmed its initial findings and recommendations. 8. The Formal PEB findings and recommendations were approved by the U.S. Army Physical Disability Agency for the Secretary of the Army on 22 January 2018. 9. The applicant's DD Form 214 (Certificate of Release or Discharge from Active Duty) confirms she was discharged on 25 February 2018 under the authority of Army Regulation 635-40 (Disability Evaluation for Retention, Retirement, or Separation), paragraph 4-24, by reason of disability with severance pay. 10. The applicant provided a VA Rating Decision, dated 4 December 2018, and pointed out that she was granted service-connected disability compensation by the VA for, among other medical conditions, bilateral plantar fasciitis, persistent depressive disorder with anxious distress (claimed a depression, anxiety, sleep disturbances/insomnia, short term memory loss, suicide ideation, and adjustment disorder with depressed mood), and cervical strain (claimed as neck/upper back injury/pain). 11. The Army Review Board Agency (ARBA) Medical Advisor reviewed the supporting documents and the applicant's records in iPERMS, the Armed Forces Health Longitudinal Technology Application (AHLTA), Health Artifacts Image Management Solutions (HAIMS) and the VA's Joint Legacy Viewer (JLV) and made the following findings and recommendations: The applicant requests Army medical retirement. She was discharged due to Thoracolumbar Strain at 20% and given severance pay. In effect, the applicant also requests that the following conditions be given Army disability ratings: Cervical Strain. The condition was rated at 20 percent by the VA. The 07Feb2017 Neck DBQ exam indicated the condition began spontaneously, without known injury. The exam showed normal or near normal ranges of motion. There was no localized tenderness, guarding or spasm of the neck. Strength, sensation and reflexes were normal. There was objective evidence of pain on passive movement and weightbearing. There was no findings consistent with and no symptoms reported for cervical radiculopathy. Review of in-service treatment records did not find therapy directed specifically for the neck condition. No films were ordered. Persistent Depressive Disorder with Anxious Distress, Mild. Ten months into her military career, she had an ER visit for suicide ideation on 14Mar2014 and remained on suicide watch until 27Mar2014. She entered regular treatment at the point and by 26Aug2016 was deemed stable enough to end treatment and follow up as needed. Later on 20Sep2016 she was started on medication for insomnia. In Dec2016, the sleep medication was changed and she has had no further treatment. The 09Feb2017 Mental Disorders DBQ examiner assessed the behavioral health condition was mild and resulted in occupational and social impairment due to mild or transient symptoms which decrease work efficiency and ability to perform occupational tasks only during periods of significant stress, or; symptoms controlled by continuous medication-- the severity level consistent with a 10% evaluation, although the VA rated the condition at 70%. The 10Jan2018 Behavioral Health Screening for clearance for separation did not identify any barriers to separation. It is also noted that the Commander’s statement did not identify behavioral health symptoms as impacting work performance. Bilateral Plantar fasciitis. The condition was rated at 30 percent by the VA. In the February 2017 VA C&P exam the applicant had subjective complaints describes as aches and stiffness; however, there were no objective associated findings with the flat feet (pes planus): There was no swelling, no callouses, no marked pronation or marked deformity of one or both feet. The 21Aug2017 film showed borderline bilateral pes planus. Soft tissues were normal appearing and forefront alignment was normal. The examiner also annotated that the applicant had not used any custom arch supports, built up shoes or orthotics. The 30Oct1994 MEB Proceedings found that the neck, behavioral health and bilateral foot conditions all met retention standards. The PEB (Formal) did not find the conditions unfitting. USAPDA reviewed the case and made no recommendations to alter the PEB’s decision. The profile dated 30Dec2016 did not contain level 3 permanent physical profiles for any of the conditions. IAW AR 40-501, the neck, behavioral health and bilateral foot conditions all met retention standards. As such, referral for further Army medical discharge processing is not indicated at this time. 12. The Army rates only conditions determined to be physically unfitting at the time of discharge, which disqualify the Soldier from further military service. The Army disability rating is to compensate the individual for the loss of a military career. The VA does not have authority or responsibility for determining physical fitness for military service. The VA may compensate the individual for loss of civilian employability. 13. Title 38, U.S. Code, Sections 1110 and 1131, permit the VA to award compensation for disabilities which were incurred in or aggravated by active military service. However, an award of a VA rating does not establish an error or injustice on the part of the Army. 14. Title 38, Code of Federal Regulations, Part IV is the VA’s schedule for rating disabilities. The VA awards disability ratings to veterans for service-connected conditions, including those conditions detected after discharge. As a result, the VA, operating under different policies, may award a disability rating where the Army did not find the member to be unfit to perform his duties. Unlike the Army, the VA can evaluate a veteran throughout his or her lifetime, adjusting the percentage of disability based upon that agency's examinations and findings. BOARD DISCUSSION: After review of the application and all evidence, including the applicant’s statement, the supporting documents and the Army Review Board Agency Medical Advisory Opinion, the Board found insufficient evidence to grant relief. The Board agreed with the Medical Advisory Opinion that the PEB (Formal) did not find the applicant’s boarded conditions unfitting. USAPDA reviewed the case and made no recommendations to alter the PEB’s decision. The profile dated 30 December 2016 did not contain level 3 permanent physical profiles for any of the conditions. IAW AR 40-501, the neck, behavioral health and bilateral foot conditions all met retention standards. Because the applicant’s conditions were not unfitting during the applicant’s period of active service, sending the applicant’s case for further Army medical discharge processing is not warranted. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING : : : DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: The evidence presented does not demonstrate the existence of a probable error or injustice. Therefore, the Board determined the overall merits of this case are insufficient as a basis for correction of the records of the individual concerned. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. REFERENCES: 1. Title 10, U.S. Code, chapter 61, provides the Secretaries of the Military Departments with authority to retire or discharge a member if they find the member unfit to perform military duties because of physical disability. The U.S. Army Physical Disability Agency is responsible for administering the Army physical disability evaluation system and executes Secretary of the Army decision-making authority as directed by Congress in chapter 61 and in accordance with Department of Defense Directive 1332.18 and Army Regulation 635-40 (Disability Evaluation for Retention, Retirement, or Separation). 2. Army Regulation 635-40 establishes the Army Disability Evaluation System and sets forth policies, responsibilities, and procedures that apply in determining whether a Soldier is unfit because of physical disability to reasonably perform the duties of his office, grade, rank, or rating. a. Soldiers are referred to the disability system when they no longer meet medical retention standards in accordance with Army Regulation 40-501 Fitness), chapter 3, as evidenced in an MEB; when they receive a permanent physical profile rating of "3" or "4" in any functional capacity factor and are referred by a Military Occupational Specialty Medical Retention Board; and/or they are command-referred for a fitness-for-duty medical examination or directed by medical providers. b. The disability evaluation assessment process involves two distinct stages: the MEB and PEB. The purpose of the MEB is to determine whether the service member's injury or illness is severe enough to compromise his or her ability to return to full duty based on the job specialty designation of the branch of service. A PEB is an administrative body possessing the authority to determine whether a service member is fit for duty. A designation of "unfit for duty" is required before an individual can be separated from the military because of an injury or medical condition. Service members whose medical condition did not exist prior to service who are determined to be unfit for duty due to disability are either separated from the military or are permanently retired, depending on the severity of the disability and length of military service. Individuals who are "separated" receive a one-time severance payment, while veterans who retire based upon disability receive monthly military retired pay and have access to all other benefits afforded to military retirees. c. The mere presence of medical impairment does not in and of itself justify a finding of unfitness. In each case, it is necessary to compare the nature and degree of physical disability present with the requirements of the duties the Soldier may reasonably be expected to perform because of his or her office, grade, rank, or rating. Reasonable performance of the preponderance of duties will invariably result in a finding of fitness for continued duty. A Soldier is physically unfit when medical impairment prevents reasonable performance of the duties required of the Soldier's office, grade, rank, or rating. d. The percentage assigned to a medical defect or condition is the disability rating. A rating is not assigned until the PEB determines the Soldier is physically unfit for duty. Ratings are assigned from the VASRD. The fact that a Soldier has a condition listed in the VASRD does not equate to a finding of physical unfitness. An unfitting or ratable condition is one which renders the Soldier unable to perform the duties of his or her office, grade, rank, or rating in such a way as to reasonably fulfill the purpose of his or her employment on active duty. There is no legal requirement in arriving at the rated degree of incapacity to rate a physical condition which is not in itself considered disqualifying for military service when a Soldier is found unfit because of another condition that is disqualifying. Only the unfitting conditions or defects and those which contribute to unfitness will be considered in arriving at the rated degree of incapacity warranting retirement or separation for disability. 3. Title 10, U.S. Code, section 1201, provides for the physical disability retirement of a member who has at least 20 years of service or a disability rating of at least 30 percent. Title 10, U.S. Code, section 1203, provides for the physical disability separation of a member who has less than 20 years of service and a disability rating of less than 30 percent. 4. Directive-type Memorandum (DTM) 11-015, dated 19 December 2011, explains the IDES. It states: a. The IDES is the joint Department of Defense (DOD)-VA process by which DOD determines whether wounded, ill, or injured service members are fit for continued military service and by which DOD and VA determine appropriate benefits for service members who are separated or retired for a service-connected disability. The IDES features a single set of disability medical examinations appropriate for fitness determination by the Military Departments and a single set of disability ratings provided by VA for appropriate use by both departments. Although the IDES includes medical examinations, IDES processes are administrative in nature and are independent of clinical care and treatment. b. Unless otherwise stated in this DTM, DOD will follow the existing policies and procedures requirements promulgated in DODI 1332.18 and the Under Secretary of Defense for Personnel and Readiness memoranda. All newly initiated, duty-related physical disability cases from the Departments of the Army, Air Force, and Navy at operating IDES sites will be processed in accordance with this DTM and follow the process described in this DTM unless the Military Department concerned approves the exclusion of the service member due to special circumstances. Service members whose cases were initiated under the legacy DES process will not enter the IDES. c. IDES medical examinations will include a general medical examination and any other applicable medical examinations performed to VA C&P standards. Collectively, the examinations will be sufficient to assess the member’s referred and claimed condition(s) and assist VA in ratings determinations and assist military departments with unfit determinations. d. Upon separation from military service for medical disability and consistent with BCMR procedures of the Military Department concerned, the former service member may request correction of his or her military records through his or her respective Military Department BCMR if new information regarding his or her service or condition during service is made available that may result in a different disposition. For example, a veteran appeals VA’s disability rating of an unfitting condition based on a portion of his or her service treatment record that was missing during the IDES process. If VA changes the disability rating for the unfitting condition based on a portion of his or her service treatment record that was missing during the IDES process and the change to the disability rating may result in a different disposition, the service member may request correction of his or her military records through his or her respective Military Department BCMR. e. If, after separation from service and attaining veteran status, the former service member desires to appeal a determination from the rating decision, the veteran has 1 year from the date of mailing of notice of the VA decision to submit a written notice of disagreement with the decision to the VA regional office of jurisdiction. 5. Title 38 U.S. Cose, section 1110 (General - Basic Entitlement) states that for disability resulting from personal injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service, during a period of war, the United States will pay to any veteran thus disabled and who was discharged or released under conditions other than dishonorable from the period of service in which said injury or disease was incurred, or preexisting injury or disease was aggravated, compensation as provided in this subchapter, but no compensation shall be paid if the disability is a result of the veteran's own willful misconduct or abuse of alcohol or drugs. 6. Title 38, U.S. Code, section 1131 (Peacetime Disability Compensation - Basic Entitlement) states that for disability resulting from personal injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service, during other than a period of war, the United States will pay to any veteran thus disabled and who was discharged or released under conditions other than dishonorable from the period of service in which said injury or disease was incurred, or preexisting injury or disease was aggravated, compensation as provided in this subchapter, but no compensation shall be paid if the disability is a result of the veteran's own willful misconduct or abuse of alcohol or drugs. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20180006937 6 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1