ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS IN THE CASE OF: BOARD DATE: 18 June 2019 DOCKET NUMBER: AR20180012256 APPLICANT REQUESTS: 1. The applicant requests, in effect, removal from her Official Military Personnel File (OMPF) the following documents: * Army Regulation (AR) 15-6 Investigation, dated 11 January 2018 * A General Officer Memorandums of Reprimand (GOMOR), dated respectively 26 February 2018 * DA Form 67-10-3 (Strategic Grade Plate (O-6) Officer Evaluation Report (OER)), Relief for Cause (RFC), for the period of 20171103 through 20180312 2. The applicant requests personal appearance before the Board and defers to her counsel. 3. On 6 March 2019, the applicant submitted a memorandum with supplemental requests and supporting documents. She requested that the board remove all adverse information from her Army Military Human Resource Record (AMHRR) based on the injustice and legal error outlined in my original application, and because the adverse administrative action taken against me has served any intended purpose and removal or transfer of these adverse administrative records to my restricted file is in the best interest of the Army. Contentions are presented: excessive adverse actions, interaction with her rater/senior rater, and in the vest interest of the Army. The following supporting documents were attached: * Memorandum from LTG R, 4 March 2019, subject: Letter of Support * Memorandum from MG B, 28 February 2019, subject: Letter of Recommendation * Memorandum from GS-13 B, 4 March 2019, subject: Letter of Recommendation Enclosure 2 COUNSEL REQUESTS: 1. Counsel requests removal of an AR 15-6 Investigation, a GOMOR, and a Relief for Cause (RFC) OER for the period 3 November 2017 through 12 March 2018 (hereinafter referred to as the contested OER) from the applicant's OMPF. Counsel also requests personal appearance before the Board. 2. Counsel states the military records in question (identified above) are the result of a legally defective AR 15-6 Investigation; a biased Investigation Officer (IO) [Brigadier General (BG) B], appointing/approving authority [Major General (MG) K, Commander, U.S. Army Element], and commander [General (GEN) H, Commanding General (CG), United States Strategic Command (USSTRATCOM)]; and retaliatory action taken by the decision makers in the applicant's case. The request is based on both legal error and injustice, and because the normal process for redress is untimely and unjust. a. Counsel states the Department of the Army Suitability Evaluation Board (DASEB) stated only the Army Board for Correction of Military Records (ABCMR) could remove the AR 15-6 Investigation from the applicant's OMPF. He contends that the AR 15-6 Investigation is the underlying record for all the other records. b. The derogatory records are based on a legally defective AR 15-6 Investigation because the investigating officer's (IO's) findings are not based on an Article of the Uniform Code of Military Justice (UCMJ) or a punitive provision of any Army regulation or policy. The IO also relied upon general, conclusory, and uncorroborated rumors and hearsay. He notes that the punitive provisions for bullying, hazing, and sexual harassment; and Article 133 (Conduct Unbecoming an Officer), UCMJ, exist to capture actual cases of hostile work environments and/or toxic leadership. If the facts and circumstances do not rise to the level of violation of an Article of the UCMJ or a punitive provision of an Army regulation or policy, a finding of misconduct or a derogatory finding is legally defective. Counsel states the IO's investigation and findings: * lacked legal authority: were not tied to an Article of the UCMJ or Army regulation or policy * offered insufficient evidence: did not define "hostile work environment" * did not establish the existence of a hostile work environment, toxic leadership, or destructive leadership * the sworn statements contained generalities, hearsay, lacked context, and a number were uncorroborated * failed to address/investigate the credibility, veracity, or motive of a number of witnesses whose statements were in question * alternative findings: the IO – * failed to state why the finding made was more credible and probable than the other reasonable conclusion * disregarded positive sworn statements pertaining to the applicant – * counsel identifies and provides extracts from thirteen individuals' sworn statements to this effect * counsel emphasizes that the applicant's sworn statement also directly contradicts the sworn statements of others c. The derogatory records should be removed because they are the result of a biased IO, appointing/approval authority, and commander. * The IO was not impartial, unbiased, or objective because – * prior to the investigation he received a one-sided account of one of the alleged incidents at issue in the investigation * he had a pre-existing close professional relationship with another witness * The appointing/approving authority was improper because he – * was cited as a witness in at least six sworn statements (counsel identifies and provides extracts from the individuals' sworn statements pertaining to the applicant's behavior and counseling) * was a relevant witness that the IO should have interviewed directed the IO to interview a person with no knowledge of the allegations at issue who had a negative view of the applicant * The appointing/approving authority's commanding officer was biased and a relevant witness because – * he knew of and condoned the alleged conduct at issue * he took no corrective action * the investigation should have been handled by a different command because of conflicting views – * he offered positive comments about the applicant * when asked by the applicant (on 12 March 2018) if he had ever seen any negative or unprofessional behavior; he stated, "No." * he evaluated her "#1 of 71 O-6's in USSTRATCOM" d. Prior to the investigation, the applicant informed the Chief of Staff and the CG, USSTRATCOM of numerous problems (e.g., bullying, command climate issues, poor legal advice, etc.) within the command prior to the initiation of the investigation. This resulted in retaliation against the applicant in the form of an investigation that led to a GOMOR, coercion into submitting her retirement application, the contested OER, and a second referred OER. (1) Counsel asserts that the applicant had an unblemished record in her previous 28 years of service as an enlisted Soldier, noncommissioned officer (NCO), and commissioned officer. [NOTE: See applicant’s military record facts of prior events.] (2) She was not counseled on any perceived problem areas nor given the opportunity to address any issues before being issued the GOMOR. Counsel adds, "[i]t also appears that the reprimand is an attempt by the senior leaders at STRATCOM to cover up their potential culpability for knowing, condoning, and engaging in the same conduct as [the applicant]." (3) She was instructed to submit her retirement application or face additional adverse action; the retirement application was later rescinded. (4) On 12 March 2018, GEN H told the applicant not to discuss the circumstances surrounding her removal from her position. However, the applicant refused to conceal the circumstances. She was allowed to rescind her retirement because of the questionable circumstances surrounding its submission. Then, four months later, GEN H, serving as both the rater and senior rater of the applicant, initiated the contested OER. NOTE (a) His negative comments and rating were based on a legally defective investigation and a memorandum for record (MFR) he prepared on 11 July 2018, which memorialized three interactions between him and the applicant that should have been independently investigated. [NOTE CI] (b) On 27 July 2018, the applicant submitted significant comments in response to the contested OER. However, the applicant's comments were ignored, and the command attempted to post the contested OER to her OMPF without her comments. The U.S. Army Human Resources Command (HRC) returned the contested OER for the required referral to the applicant for comments. (c) The applicant requested that the Secretary of Defense initiate a Commander's Inquiry (CI) into her evaluation. Despite this, the contested OER was posted to her OMPF on 16 August 2018, instead of remaining in administrative hold status until completion of the CI. (d) On 25 July 2018, a draft Change of Rater OER (# 2284348) for the period 13 March 2018 through 20 July 2018 was initiated in the Evaluation Entry System (EES). Counsel states this was an attempt to give the applicant a second referred OER even though she had not performed an assigned duty since 12 March 2018, she did not have a valid rating chain, and the period was unrated time; all in violation of the governing Army regulation. e. Counsel states, in the Army system, the only avenue to address the biased and unjust action based on untrue information is through lengthy administrative processes. He opines, "[f]ortunately, in the present case the ABCMR is the only entity authorized to remove an AR 15-6 Investigation from [the applicant's] OMPF and the investigation is the underlying record for all other derogatory records. If the ABCMR determines removal of the AR 15-6 Investigation is appropriate, justice would require the removal of all other derogatory records." (1) Counsel refers to AR guidance that the GOMOR is "presumed" to be "administratively correct" and the result of "an objective decision made by a competent authority." The "burden of proof" then unjustly shifts to the Soldier to provide "clear and convincing evidence" to the DASEB that the administrative action taken is "untrue or unjust." He asserts, "[t]his burden is essentially impossible to meet." The applicant's request to the DASEB to remove the AR 15-6 Investigation was met with a response that did not address the reprimand and referred her to the ABCMR. (2) Counsel also refers to Army regulatory guidance that an evaluation is "presumed to be administratively correct." In evaluation appeals, the "burden of proof" also unjustly shifts to the Soldier to provide "clear and convincing evidence" to the Army Special Review Board (ASRB) that there is a "material error, inaccuracy, or injustice." He notes, on 29 August 2018, the applicant submitted an OER appeal to USA HRC and notified the Department of the Army (DA) Inspector General (IG, or DAIG) of irregularities with the contested OER. The applicant received notification from HRC, Evaluation Appeals Branch, that her appeal is pending a decision. (3) Counsel further states that the Department of Defense (DoD) IG, on behalf of the Secretary of Defense, has active investigations (related to matters under review in this case). (a) There are two investigation (both with five subordinate cases under investigation): * DoDIG Case Number 20180321-050298 (initiated March 2018) into the conduct of senior leaders at USSTRATCOM based on the Military Whistleblower Protection Act (10 USC 1034) and DoD Directive 7050.6 (Military Whistleblower Protection). * DoDIG Case Number 20180626-05224 (initiated June 2018) based on a request for a Commander’s Inquiry (CI) into the referred OER. (b) A classified investigation is underway as of 14 September 2018. [See paragraph 25 below in this record of proceedings.] (c) Counsel states, "[a]dditionally, these investigations are more focused on the improper actions of the chain of command and senior leader misconduct than the injustices facing [the applicant], so it is unlikely that they will lead to the removal of the derogatory records at issue." He adds that DODIG, DAIG, and senior leaders advised the applicant "to pursue an expedited ABCMR as the only way to obtain relief from these injustices in time to save her career." f. Counsel also states, "[t]he window for [the applicant's] Brigadier General (BG) Promotion Selection Board (PSB) closes on 7 November 2018 and the board convenes on 14 November 2018." He acknowledges the governing Army regulatory guidance, "[t]he ABCMR will not consider an application until the applicant has exhausted all administrative remedies to correct the alleged error or injustice." He asserts, "the normal administrative process could be read to prevent [the applicant] from achieving any redress before she is passed up for promotion and/or elimination is initiated." APPLICANT’S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Records) with 62 supporting documents * Counsel's memorandum, dated 20 September 2018, listing 61 enclosures * Contested OER (Period Covered: 3 November 2017 – 12 March 2018) * DASEB memorandum (Docket AR20180005645), dated 15 August 2018 * email messages pertaining to the contested OER * contested OER appeal, dated 29 August 2018 * ASRB memorandum, dated 11 September 2018 * Request for CI, dated 30 July 2018 * GOMOR, dated 26 February 2018, and allied documents * AR 15-6 Investigation, dated 26 February 2018, and allied documents Evidence from the applicant's service record, and DA and DOD records and systems: * OMPF * ASRB memorandum (Docket AR20090013130), dated 21 August 2009, and allied documents * ABCMR memorandum (Docket AR20140013232), dated 19 September 2014, and allied documents * ABCMR memorandum (Docket AR20140017133), dated 24 October 2014, and allied documents * Change of Rater OER (Period Covered: 4 May 2016 – 2 November 2016) * Annual OER (Period Covered: 3 November 2016 – 2 November 2017) * GOMOR, dated 26 February 2016, and allied documents * Contested OER (Period Covered: 3 November 2017 – 12 March 2018) and allied documents * DASEB memorandum (Docket AR20180005645), dated 15 August 2018 * ASRB memorandum, dated 11 September 2018 * Army Review Boards Agency (ARBA), Military Review Boards (MRB), memorandum, dated 2 October 2018, and related email messages * ASRB Docket AR20180012309, closed 4 October 2018 * DASEB Docket AR20180005645, closed 4 October 2018 FACTS: 1. The applicant's application for correction of military records was received by the ABCMR on 21 September 2018. a. On 2 October 2018, the Deputy/Operations Officer, Military Review Boards, sought clarification from the applicant and her counsel regarding the processing of her three active applications with boards in the Army Review Boards Agency: * AR20180012256 with the ABCMR to which this record of proceedings responds * AR20180012309 with the Army Special Review Board (ASRB) for an OER appeal * AR20180005645 with the DASEB requesting removal of derogatory information from the applicant’s records b. On 2 October 2018, the applicant responded, in pertinent part, "I request that the ABCMR address all three issues collectively. I understand that this request will result in the closure of my DASEB and ASRB appeals and my waiver of all rights to seek review by the DASEB and ASRB." c. The Deputy Assistant Secretary of the Army, Review Boards (DASA (RB)), approved the applicant's request. Accordingly, cases AR20180012309 with the ASRB and AR20180005645 with the DASEB were closed without action and the issues added to this ABCMR case. 2. The request of applicant and her counsel for a personal appearance hearing was carefully considered. However, by regulation, an applicant is not entitled to a hearing before the ABCMR. Hearings may be authorized by a panel of the ABCMR or by the Director of the ABCMR. In this case, the evidence of record and independent evidence provided by the applicant and counsel is sufficient to render a fair and equitable decision at this time. As a result, a personal appearance hearing is not necessary to serve the interest of equity and justice in this case. 3. The applicant is currently serving on active duty as a Regular Army commissioned officer in the rank of colonel (COL). 4. On 13 July 2009, as a major and a battalion executive officer (XO), the applicant appealed her center of mass OER for the period 18 March 2007 through 9 August 2007. She asserted the appeal was "time sensitive in order to meet the August 2009 board file suspense dates required to compete on the next Lieutenant Colonel (LTC) Force Sustainment Command Selection Board scheduled to meet in September 2009. a. She stated, "The senior rater had the ability to provide an above center of mass rating based on his senior rater profile at the time the report was submitted. [This] contested OER was given as reprisal and retribution IAW AR 600-20 (Army Command Policy), Chapter 7 (Prevention of Sexual Harassment), paragraph 7-6a (Types of Sexual Harassment), Quid Pro Quo, for refusing a demand for sexual favors. It was also given as reprisal and retribution IAW the Military Whistle Blowers Act for perceived disloyalty to the unit for providing official statements in an informal AR 15-6 Investigation on my 209th Aviation Support Battalion chain of command in the 25th Combat Aviation Brigade." b. On 20 August 2009, the ASRB reviewed the applicant's case AR20090013130. The Record of Proceedings show in the "Consideration of Evidence" section: * Paragraph 5, "[t]he appellant provides a copy of an AR 15-6 …findings and recommendation, dated 10 April 2007." It shows the AR 15-6 IO interviewed the (XO) [the applicant], the battalion commander, command sergeant major (CSM), all company commanders and first sergeants, and some previous commanders, staff officers, and NCOs. "The IO also noted the XO [applicant] and battalion commander did not speak to one another for at least two months and the XO [applicant] and CSM did not speak to each other for four (4) months." * Paragraph 6, "[t]he IO recommended relief for cause for the CSM and the battalion commander. He also recommended a change in the command team and other administrative changes. He [the IO] finally recommended an investigation be initiated to determine the actions of the XO [the applicant] concerning her use of foul and abusive language, undermining authority of the battalion commander, and disrespect towards the battalion commander and other commissioned officers." c. The ASRB denied the applicant's appeal finding no error in her OER, directed the decision memorandum be filed in the applicant's OMPF beside the OER and the appeal documentation be filed in the restricted section of her OMPF. 5. The applicant was promoted to COL effective 1 September 2014. 6. A Change of Rater OER, for the period from 4 May 2016 through 2 November 2016, shows the applicant was serving as Director, Commander's Action Group (Dir, CAG), and Admiral CEH, CG, USSTRATCOM, was both the applicant's rater and senior rater. His rating shows, in pertinent part, "Promote to BG" [compared with eleven (11) total ratings of officers senior rated in same grade] and, in pertinent part, the comment, "number1 of 74 O-6s in STRATCOM and her performance and potential surpasses her peers." The Commander, Army Element, USSTRATCOM, MG JHD, reviewed the OER. 7. An Annual OER, for the period 3 November 2016 through 2 November 2017, shows the applicant was serving as Dir, CAG, and GEN H, CG, USSTRATCOM, was both the applicant's rater and senior rater. His rating shows, in pertinent part, "Multi-Star Potential" [compared with six (6) total ratings of officers senior rated in same grade] and, in pertinent part, the comment, "Number 1 of 71 O-6s in STRATCOM, to include commanders and principal staff positions; Top 1% of all O-6's I have seen in my 36 years of service." The Commander, Army Element, USSTRATCOM, MG JHD, reviewed the OER. 8. RADM F recorded the following three interactions he had with the applicant in late 2017. Other similar events that occurred in 2017 were testified to by other witnesses in the Preliminary Inquiry and the AR 15-6 Investigation. a. During a J3 lead brief to the GEN H in the J5 conference room, as the brief was ending and GEN H was departing, the applicant as she was leaving loudly announced, “that brief was a piece of shit!" The applicant later apologized to RADM F after she was talked to by the Deputy J3, BG B. b. A few months later, the J3 was presenting a new operational concept to the GEN H in Commander's Situation Room. The briefer struggled in conveying the intent of the operational concept to the GEN H. GEN H directed some follow- on actions and told the briefer that his efforts were good, just not on target, so check fire and re-acquire. The RADM F was discussing with the briefing officer what he wanted him to do when the applicant barged in and yelled "you are a fucking embarrassment as an Army officer," to the briefer who was an Army officer. The RADM F reacted quickly and told the applicant equally as loud that he owned the briefing and it was being corrected. The applicant continued to attempt to berate the briefing officer until the RDAM F told her the conversation was over, at which time she just walked away. c. During an exercise on the Battle Deck at the very end of a training session, there was a discussion with the GEN H about ensuring all participants world-wide work in Zulu time as there had been some confusion during the conference about times. Several Flag Officers and Senior Executive Service personnel were present and involved in the exercise. As the GEN H had given his final observations and directions on how to improve, the applicant blurted out, “remember people, we only work in Zulu time, we should all know that.” Her delivery and tone were simply unprofessional. PRELIMINARY INQUIRY (PI), 22 November 2017 through 10 January 2018 9. On 22 November 2017, MG K, Chief of Staff, USSTRATCOM, appointed BG C, Deputy Director, Nuclear Operations, USSTRATCOM, to conduct a Preliminary Inquiry (PI) into the workplace climate of the JOCC (CG’s Office – GEN H), JOCD (Deputy CG’s Office – Vice Admiral RAC), JOCS (Chief of Staff – MG K), JO10 (Secretary of the Joint Staff), and JO04 (Commander’s Action Group). On 7 December 2017, direction was given to expand the PI to all of the joint staff adding JOCCC (Command Senior Enlisted Leader), J003 (Washington DC Liaison Office), JOOS (Inspector General), J006 (Staff Judge Advocate), J007 (Foreign Policy Advisor), J012 (Command Historian), J020 (Public Affairs), J030 (Strategic Advisory Group), J040 (Command Chaplain), J050 (Command Security), J060 (Command Protocol), and J080 (Command Surgeon). BG C was directed to: a . Assess the overall workplace climate in each of the named divisions, b. Identify any areas of concern as to workplace climate expressed by members of named divisions, c. Assess the effectiveness of coordination/collaboration between and among the named divisions, and d. Provide any recommendations as appropriate. 10. On 22 December 2017, BG C published his PI report into the Joint Staff (JO) Workplace Climate. He had interviewed 40 out of the 97 in the JO including 5 out of the 8 personnel in the applicant’s division, the CAG. He reported finding generally positive work climate in all the Joint Staff divisions except in J004 (CAG), the JO10 (SJS) and JO60 (Protocol). With respect to the CAG, the PI found the following: a. “From the CAG Director's perspective, the internal workplace climate and morale of the CAG are both "pretty good" and that "everybody likes working there." With respect to work relationships with other JO divisions, she stated that the "general theme is the CAG are second class citizens ... supposed to be part of the front office ... materiel issues have been fixed, but the us/them persists" and that the front office is "demanding vice asking" and "we do all the work, they get all the credit." With respect to coordination, cooperation, and collaboration, she observed that the "front office shares absolutely nothing with us and we share everything." When asked if there was an environment of human respect and dignity within the CAO, she responded "definitely" but also cited unprofessional behavior from JOCC front office personnel as their "thin skins" and "blame game" creates an uncomfortable working environment for everyone else. She also remarked "I've stopped going to the front office for things I need to do my job" due to "endless gossip." When asked 'what climate issue does this unit most need to improve?,' her response was "don't think we need to improve ... any better and we'd be hanging out together on weekends." She assesses that the JOCC front office is "too Air Force-centric" and "dysfunctional" and that there are roles and responsibilities issues and a "power struggle," but agreed that the mission is getting done in spite of the "gossip, drama, and hurt feelings" over the reassignment of certain trip planning duties. She acknowledged that it was "no secret that people in the military sometimes use the F-bomb … .I have occasionally, but far less than my male counterparts. If someone complained about me, the boss mentioned it to me and I stopped." She believes someone complained to the Chaplain, the JG, the Chief of Staff, and to the Commander and said "people have issues with directness. I can't stand cowards who do stuff behind people's back." She said the Commander addressed her language with her approximately 3 months ago and that complaints were likely motivated by other objectives stemming from workplace issues.” b. “Several interviewees acknowledged how intelligent the CAG Director is, that she "knows how to negotiate" and that she is a "great staff officer, but rough around the edges." Several also noted that she has made important advancements for the CAO, citing the acquisition of standup desks, improving the use of sharepoint, "cleaning house" and new furniture for a more professional workspace, and "putting the hammer down on the front office" which was "brilliant." However, in spite of these statements of praise, the overall consensus among those interviewed was that the CAO Director's behavior is negatively impacting the workplace climate and morale in 1004 and work relationships with other JO offices, particularly the JOCC front office.” 11. On 10 January 2018, GEN H had a meeting with the applicant and MG K, USSTRATCOM Chief of Staff and Commander of the U. S. Army Element. The purpose of the meetings was for GEN H to inform the applicant that the PI into the Joint Staff Workplace Climate resulted in allegations of adverse information against the applicant. As a result GEN H was directing that an AR 15-6 investigation be conducted. MG K wrote a memorandum for record of what then transpired: a. “[The applicant], upon receiving the information that an AR 15-6 was being initiated, abruptly stood up, said "I quit," and walked to the office door. Before she could exit, I told her to stop and return to her seat, as General H had not yet dismissed her. She then returned to her seat. At no time did she use the word "Sir," ask permission to be dismissed or excused from the meeting, or express a desire to remove herself to gain her composure. My single thought at that time was how unbelievably angry I was at her for her total disrespect shown to a 4-star general, COCOM, and a very decent man. On top of that, she is his CAG, one of his topmost trusted advisors.” b. “During the meeting, GEN H attempted to explain that he was bound by the regulation to initiate the AR 15-6, as [the applicant] was a field grade officer. [The applicant] became highly agitated, stating that she "hated STRATCOM” and she "was bored here." She also stated that the AR 15-6 was a "witch hunt" and a "fishing expedition". [The applicant] added that nobody in the command cared about her, and in a direct statement to GEN H, said, "You're trying to get rid of me." She later clarified that she meant "the command" was trying to get rid of her.” c. “While I found it understandable that receiving the news of an AR 15-6 being initiated would lead to some level of stress and emotion, the insubordinate behavior that [the applicant] demonstrated was embarrassing to me as a senior Army officer. Multiple times she raised her voice at GEN H, used profanity, and seldom referred to him as "Sir." d. “It was arranged that after the meeting, I would take [the applicant] back to my office so she could vent her frustrations. She sat down at my table, silent for a moment, then asked, "What do you want me to say?" I told her she didn't need to say anything to me, but that she owed an apology to GEN H for her conduct. I told her that he is a very good man, but when you left his office, you made him feel like he did something wrong. I added that she owed him an apology for making him feel that way. [The applicant] did go and see GEN H and apologized.” e. “Later that afternoon, I followed-up with GEN H. …He told me that if I hadn't stopped her from walking out of the meeting after she said, "I quit," he would have had no choice but to fire her.” AR 15-6 INVESTIGATION, 11 January 2018 to 26 February 2018 12. On 11 January 2018, MG K, Commander, Army Element, USSTRATCOM, appointed BG B, Deputy Director, Global Operations (J3), USSTRATCOM, as IO to conduct an AR 15-6 Investigation into the facts and circumstances concerning allegations of bullying, toxic leadership, and a hostile work environment within the CAG. He was directed to conduct an investigation into allegations discovered during the PI conducted by BG C, specifically, the allegations of toxic leadership, hostile work environment, and bullying by the applicant. He was directed to determine whether CAG working conditions impacted operations within this headquarters, either positively and negatively, and whether any personnel should be held accountable for any shortcomings or failures. He was also to address allegations of travel impropriety as discovered in the preliminary inquiry. He was instructed to interview the Joint Staff Directors and the Commander's Front Office personnel in order to determine whether and how the working conditions within the CAG have affected, both positively and negatively, operations within the headquarters. The appointing authority identified, at a minimum, six specific issues to investigate: a. Is there a hostile work environment within the CAG? If so, determine the nature and scope of such an environment. Also, determine the source of the hostile work environment. b. Has there been bullying within the CAG? If so, determine the scope and source of the bullying. c. Has [the applicant] displayed signs of toxic leadership? If so, what are they? How has her leadership style affected the CAG operations and working environment? d. Has the CAG working environment affected interaction(s) and operations with the other J-Directors within this command? If so, how and to what extent? e. Has [the applicant] had a positive impact on CAG operations? If so, in what manner and ways? f. Has [the applicant] conducted any improper or unauthorized official travel or conducted any personal travel while on official orders/travel? 13. During January and February 2018, the IO interviewed the personnel in the joint staff (officers, NCOs, government civilian employees, and contractor personnel) to include BG C who conducted the PI. A review of the sworn statements shows they contained comments pertaining to the applicant that indicated, in pertinent part: Witness Significant Statements Describing/Related to the Applicant O-6 T Had not witnessed any conduct unbecoming; witnessed her interrupt a two-star General more than once, without a corresponding apology. SES M Courteous professional relationship; direct and demanding in the execution of duties; noted occasions where interrupting senior leaders in meetings. O-6 H Professional relationship; expressed awareness of members of CAG staff engaging Chaplain/IG about toxic leadership. SES K Observed extremely unprofessional behavior; recalled one meeting where she used multiple expletives. E-6 H Described a particular incident where applicant lashed out at the travel team. O-8 F [IO's immediate supervisor, Director, J3] described how she [the applicant] loudly announced, "that brief was a piece of sh--" while leaving a briefing and described applicant's subsequent unprofessional, profanity-laced incidents. SES H Uncomfortable with her professional bearing in meetings; routinely interrupting and providing counter-arguments to senior staff. Mr. C Witnessed unprofessional behavior on numerous occasions; has a characteristic of dismissing others' ideas before being fully presented. Ms. G Unprofessional, unpredictable, and often toxic behavior and leadership style; common profanity, public beratings, and backstabbing. GS14 Z Publicly reprimanded [witness] in front of 20 co-workers; several CAG members voiced concerns of harsh treatment. GS14 W Offended by abrasive leadership style and her language. O-7 C Not mean-spirited; negative description: disrespectful, interrupts, blunt-spoken, and derogatory comments about senior leaders. O-8 A Effective with advice; also witnessed unprofessional behavior in a few different venues. O-6 D Results driven; methods lead to a toxic environment, including public shaming; inflated sense of self. Dr. S Unprofessional behavior has a negative impact; highly disrespectful, critical, and demanding; controlling, suspicious, and threatening; self-aggrandizing and dishonest. O-5 B Command climate – bi-polar and toxic at times; episodes of yelling and expletive-laden outbursts; bullying – described a public personal confrontation during a meeting. O-6 C Routinely observed her reprimanding staff; she understands "mission first," but falls short in "troop welfare-always." O-5 KK Actions sometimes insolent and arrogant; behavior negatively impacted the working environment (offered several examples). O-5 CK Witnessed consistent unprofessional behavior (foul language, public beratings, caustic leadership, and micro- management). O-4 L Consistently displayed toxic and narcissistic leadership qualifies, including foul language. GS12 M Reported toxic behavior, foul/offensive language, bullying and disrespectful attitude; offered several examples. GS11 M Described every Sunday night dreading to go into work at the office for fear of being told what she "messed up this time." O-4 S Frequently uses her rank and proximity to the CG to behave disruptively, deceitfully, and to control subordinates with fear; offered several examples, including public outbursts. O-6 S Described instances of applicant losing her temper and mistreatment of office staff; observations on leadership style and professional behavior – impatient and aggressive, speaks negatively about others, and is dismissive. O-4 A Results driven leadership style. O-5 B Most interactions primarily positive; a little abrasive at times, sometimes taken aback by her language choice (swearing). O-5 "DLL" Hostile work environment does not exist in the CAG. E-9 M Candid, direct and frank in her deliberations and interactions; elevated thinker; evaluates items from a strategic level. O-5 PR Never witnessed her degrade, belittle, or intimidate anyone in the CAG; direct and to the point, regularly uses profanity. O-4 LK Did not feel hostile work environment existed; [witness] was aggressively notified several times (by applicant) that his work was subpar; described an incident after a meeting with 8 people where applicant "went a little over the top." O-5 JF No personal issues with applicant; described an incident of aggressive attitude toward J5 and that she displayed a lack of respect and did not use "Sir" or "General." O-5 B Did not witness toxic, unacceptable, or unprofessional behavior; described verbally aggressive encounters in his branch; saw a decrease in her aggressiveness and profanity. 14. On 12 January 2018, the applicant sent an email message to the IO that forwarded email messages and counseling documents (November –December 2017) pertaining to several individuals under her supervision in the CAG. a. On 25 January 2018, the applicant forwarded an article from the Massachusetts Institute of Technology, Sloan Management Review (Summary 2009 Research Feature), "Are Your Subordinates Setting You Up to Fail?" via email to the "STRATCOM Offutt Air Force Base [Distribution] List J004 Users." The applicant indicated in her forwarding email, in pertinent part, "[w]e may have elements of that here." d. On 25 January 2018, witness O-4 "RRL" forwarded the applicant’s email to the IO with the statement, "[a]nother clear example of the toxic/narcissistic leadership I described in my statement. She thinks that we're the problem…not her." 15. On 5 February 2018, the IO obtained the sworn statement of BG F, U.S. Army, Retired, former Deputy Director of G3-5. The general officer acknowledged the applicant's competency, recalled her expressing past OER ratings that were less than optimal (for personal and gender reasons), and protesting that the Army allowed her to branch transfer. BG F added that the applicant is extremely off-putting, had a reputation for causing friction, and blames everyone else for her problems. 16. On 9 February 2018, the IO published his Findings and Recommendations for the AR 15-6 Investigation into allegations of bullying, toxic leadership, and a hostile work environment by the Director of the CAG (the applicant). In summary, the IO found that there was a hostile work environment within the CAG; however, the environment had been trending in a positive direction over the past several months. The applicant had bullied her subordinates and others within the headquarters. While the environment in the CAG had suffered, the officers working there remain dedicated and continue to deliver positive support to the Commander. The applicant’s behavior and mannerisms had created significant friction between the CAG and other offices within the headquarters, most notably the Combatant Commander's (CC's) front office. The applicant had displayed a pattern of behavior that was consistent with both an "insensitive driven achiever" and a "toxic self-centered abuser" as described in AR 600-100 paragraphs 1-11 e(3) and ( 4 ). Further, her behavior was in violation of Strategic Instruction (SI) 400-06, paragraph 3.9. The applicant should be held accountable for the items above. Finally, the allegations of travel impropriety by the applicant were not substantiated, and no action was recommended on that allegation. a. The IO found the evidence regarding her level of toxic leadership and her negative impact on the people who serve (both under and with her) very convincing. He noted the applicant adamantly denied any wrongdoing and asserted that she had never been accused of anything like this before in her career; however, the sworn statement of BG F (Retired) contradicted the applicant’s sworn statement. b. The IO found by a preponderance of the evidence that: * "The applicant has fostered a hostile work environment within the CAG, but it has been improving over the past several months." * "The applicant has bullied people junior to her in the CAG and other offices." * "The applicant does display the attributes of a toxic leader and has a destructive leadership style IAW AR 600-100 and is in violation of SI 400-06; her leadership style has negatively impacted operations within the CAG." * "The working environment within the CAG, particularly the applicant's behavior and leadership style, had a negative effect on the CAG's ability to effectively work with other J-Directors and Headquarters J-0 elements." * "The applicant has had a positive impact on CAG performance and the CAG's support to the Commander has been generally positive. However, this positive impact has come at great expense of the CAG working environment and staff and how the people there and elsewhere on the staff are treated." * "The applicant had not conducted improper or unauthorized travel, or conducted any personal travel while on official orders." c. The IO recommended that the applicant should: * Receive a GOMOR for her toxic leadership style, bullying, and the command climate she fostered in the CAG. * Be removed as the CAG Director and receive a Relief for Cause OER. * Consider seeking professional medical care to ascertain if there is an underlying medical condition causing her behavior. d. The evidence of record fails to show the IO found that the conduct or performance of duty of a person senior to him required investigation by another more senior IO. 17. On 12 February 2018, the IO referred the AR 15-6 Investigation Report of Investigation to the applicant for comment prior to final action by the approving authority. She was notified that she had until 26 February 2018 to provide additional material she wished for the approval authority to consider before acting upon the investigation. There is no evidence that the applicant responded to the IO by the established date. 18. On 20 February 2018, applicant and her counsel, MAJ W, Senior Defense Counsel, United States Army Trail Defense Service (TDS), Fort Leavenworth, each submitted a rebuttal to the AR 15-6 Investigation to the appointing authority, MG K. The applicant rebutted that the findings and sworn statements made in a very one sided investigation that did not explore the facts and relied upon opinion and hearsay to draw erroneous conclusions about my actions, integrity, and character. She contended that the personnel interviewed could not provide specifics to back up their accusations and in some cases their motivations were questionable. What followed contained supportable and verifiable facts that counteract the IO findings. The sworn statements used by the IO also indicate that a significant number of subordinates also implicated the senior leadership within USSTRATCOM to include the Commander, GEN H; the Command Senior Enlisted leader, Chief Master Sergeant (CMSgt) M; and the Chief of Staff, MG K, who are accused by a number of subordinates, including general and flag officers and members of the Senior Executive Service (SES), of dereliction of duty to correct problems, complicity, undue familiar relationships, and a range of other smaller issues. If these sworn statements were deemed credible by the IO to base his findings about the applicant then they must be deemed credible for further investigation by the Department of Defense Inspector General into the conduct of the Commander, the Chief of Staff, the Command Senior Enlisted leader, and lastly, the senior accusing officers themselves for their own failures to act. For the record the applicant did not accuse GEN H or Chief M of anything; their professionalism is unquestioned. The applicant was concerned about MG K's role in many of the sworn statements, his handling of this investigation, how it was scoped and carried out, as well as his likely role in pointing the IO to a retired general officer to make a statement that had no bearing on the facts of this investigation. The fact that he and the command also initially refused to assist [the applicant] in obtaining legal counsel which resulted in a heated argument is also problematic. It had the appearance of deliberately trying to hinder due process and a fair investigation. She contended that she was threatened by the IO to submit to an interview before the command could arrange for appropriate TDS legal counsel for the applicant. 19. The applicant further stated that she had not been treated fairly or treated with any level of dignity or respect and she was constantly embarrassed and humiliated by the incessant and repeated revisiting of long gone events that were immediately corrected. She clearly admitted she made mistakes and immediately fixed them but won't admit to things she did not do. There is a huge double standard in this command. It can be seen from the IO witness statements it was seriously biased toward digging for negative details and very few specifics were offered or corroborated. The applicant stated that she corrected every known issue she was counseled on in a timely manner which is corroborated in witness statements. The applicant also stated that there was also clear evidence that the morale and performance in the CAG improved in the last three to four months under her leadership. A long drawn out series of investigations was started based on hurt feelings and clear differences in service culture vice actual facts for how people were treated. 20. In the rebuttal, the applicant cited 23 of the IO witness statements in which she contended there were inaccuracies, inconsistencies, and misstatement of facts by witnesses. She summarized that the preponderance of the evidence did NOT substantiate the allegations that her leadership style met the definition of toxic as described in AR 600-100. She contended that there was not a hostile work environment within the CAG and had not been for many months based on nearly every interview conducted. The fact that almost none of the allegations were in any sort of context with a time when they allegedly occurred also invalidates much of the IO's so called evidence. Conversely, the outstanding performance of the CAG has positively impacted the relationship between the CAG and other offices within the USSTRATCOM Headquarters and with the components. The applicant contended that the preponderance of the evidence did not support the allegation that she bullied some of her subordinates in the CAG or people outside of the CAG that were of lower military rank than the applicant. She categorically denied bullying or treating people in a demeaning way. 21. The applicant contended that the work environment in the CAG was not hostile and toxic, that she did not demean people, use vulgar language, or bully anyone. She stated she had been counseled for using profanity but had ceased swearing. She contended that there was no factual evidence that supported the IO's conclusion that the applicant was an insensitive driven achiever or a toxic self-centered abuser. She contended that she was not arrogant, abusive, intemperate, distrusting, or irascible as the IO stated. She stated that she did get annoyed and frustrated sometimes like everyone else but it was not beyond the bounds of proper and acceptable behavior. 22. The applicant concluded that the preponderance of the evidence established that: a. The IO's investigation did not support the allegation that she fostered a hostile work environment but supported the fact that she made every effort to improve the environment. b. There was no substantive evidence that she bullied anyone junior to her in the CAG or any other offices. There was clear evidence that points to the fact that the investigation was a fishing expedition and that she had been mistreated. c. She did not display the attributes of a toxic leader nor did she have a destructive leadership style IAW AR 600-100 and she was not in violation of SI 400-06. The evidence is not in any way conclusive or fact based. Her leadership style clearly turned the CAG into a high performance organization along with many other teammate's contributions. d. The working environment within the CAG and her behavior did not have a negative effect on the CAG's ability to effectively work with other J-Directors and Headquarters Joint Staff elements. Any such negative effect can be attributed to less than optimal work performance and integration during a period of a changing culture, levels of immaturity by junior personnel, and substantive disagreements surrounding roles and responsibilities. e. The positive support to the command and the commander came about because of hard work and was not at great expense to the CAG working environment which has never been better. It is better because people are treated well. f. The IO did not use a fair or balanced approach in his investigation but rather used open ended questions that elicited opinions not facts; in other words, a fishing expedition. These negative statements and opinions were not substantiated by facts. 23. On 20 January 2018, the applicant’s counsel submitted a memorandum of rebuttal along with a 20-page rebuttal memorandum from the applicant to the Commander, Army Element, USSTRATCOM, MG K, the AR 15-6 Investigation approving authority, addressing alleged legal issues with the AR 15-6 Investigation, essentially the same legal issues the applicant and her counsel present in their current application to this Board as outlined in the “Counsel’s Request” section of this record of proceedings. 24. On 23 February 2018, the USSTRATCOM, Staff Judge Advocate (SJA), COL H, published a legal review of the AR 15-6 Investigation and rebuttals provided by the applicant and her counsel. He made the following determinations: a. The proceedings complied with legal requirements, including the requirements established in the appointing memorandum. The applicant and her counsel have raised several issues with respect to the process that that the SJA addressed. (1) Right to counsel. In her response, the applicant alleged the command "refused to assist [her] in obtaining legal counsel" and that she was "threatened by the IO to submit to an interview ... before the command could arrange for appropriate Trial Defense Service (TDS) for [the applicant] to consult. ... "No information, facts, or further allegation was made regarding any alleged "threat" by the IO to provide a statement. Nevertheless, AR 15-6, paragraph 3-4a, is clear: "[o]nly a respondent in a board is entitled to be represented by counsel. A subject of an investigation is not automatically entitled to representation by counsel..." That said, Soldiers must be afforded Article 31, UCMJ, right to counsel before making a statement to the IO if "suspected of committing an offense." Regardless, the decision to consult counsel and the selection of such counsel is not within the purview of the command; rather, that decision lies with the subject. TDS counsel is provided by the government pursuant to Army regulations and TDS policy. The command's only responsibility, which was met here, was to advise a subject of their Article 31 rights and to allow a Soldier reasonable time to consult counsel before submitting to an interview or submitting a response to adverse findings as they see fit. The applicant’s allegation that the command failed to arrange counsel for her is without merit, and the DA Form 3881 (Rights Warning Procedure/Waiver Certificate) was properly executed. [NOTE: see legal review] (2) BG B as IO. Both the applicant and her counsel alleged that the Appointing Authority (AA), MG K, should not have appointed BG B to be the IO because of his previous encounter with the applicant, which is referenced in exhibit 13 of BG B's report. In this encounter, the applicant allegedly made statements about a J3 briefing officer in public at the conclusion of the briefing being given to the J3, RADM F, which he found unprofessional and inaccurate. BG B subsequently spoke to the applicant and she apologized to RADM F for the comments. RADM F was discussing the briefing with the briefing officer when, according to the testimony of RADM F, the applicant barged in and yelled, “you are a fucking embarrassment as an Army officer” to the briefer. RADM F responded that he owned the briefing and it was being corrected. The applicant continued to interrupt and berate the briefing officer until RADM F told the applicant the conversation was over. Following this incident, BG B, Deputy J3, spoke with the applicant about the incident and she apologized to RADM F. There was no further interaction between BG B and the applicant. (3) AR 15-6, paragraph 3-3, states that "[a]n IO using investigative procedures is not subject to challenge." It goes on to state "[a]ny person who is aware of facts indicating a lack of impartiality or other disqualification on the part of an IO or board member will present the facts to the appointing authority." The applicant presumably knew of her encounter with BG B from the start of the investigation on 11 January 2018 yet did not report to MG K any "facts indicating a lack of impartiality or other disqualification" on the part of BG B. As such, any right to complain about BG B’s appointment as IO was effectively waived. Regardless, it is unreasonable to require the appointment of an IO that has no prior interaction with a Soldier who is the subject of an AR 15-6 Investigation. Disagreements among senior leaders will inevitably arise in a command such as USSTRATCOM. They are often dealt with, and the parties move on. The evidence in this case reflects this reality. There was no recurring pattern of conflict between the applicant and BG B. In fact, BG B’s actions are the exact type the applicant, in her rebuttal, criticized other witnesses for not doing, telling her when something was wrong. In eight instances in her response, the applicant highlighted the fact that eight general officers, flag offices, and senior executive service members "had a professional obligation to say something or correct anything" and "[they] never did." To require a standard where an IO must never have corrected a member who subsequently is the subject of an AR 15-6 Investigation is unreasonable, especially when all involved are senior officers. (4) Notwithstanding the above, AR 15-6, paragraph 1-8, states "{i]t is the duty of the IO ... to thoroughly and impartially ascertain and consider the evidence on all sides of each issue .... " Contrary to defense counsel arguments, the IO did indeed address all sides of the issues presented, to wit, the positive aspects of the applicant’s CAG leadership as well as the negative. He specifically noted, several times, that the CAG environment was trending in a positive direction. In fact, he even entitled a section of his report as "Positive impact on CAG operations" wherein he noted the applicant’s successes. The IO's report and investigation complied with paragraph 1-8. In the SJA’s opinion, any allegation that the IO was disqualified from serving as the IO in the investigation is unsupported by the facts. b. MG K as the Appointing Authority (AA). Both the applicant and her TDS counsel raised the allegation that MG K was disqualified from serving as the AA due to a conflict of interest and bias. This allegation was not supported by fact or regulation: (1) AR 15-6, paragraph 2-1(f), establishes the threshold necessary to substantiate an allegation of AA bias. It states, in relevant part: An individual who is reasonably likely to become a witness to an ... investigation ... may not appoint an ... investigation.... Similarly, an individual who has an actual or perceived bias for or against a potential subject of the investigation, or an actual or perceived conflict of interest in the outcome of the investigation, should not appoint an ... investigation.... Instead, the potential appointing authority shall forward the matter to the next superior commander or appointing authority, who will determine whether to investigate the matter further and, if so, which proceeding ... investigation, or board, to use. (2) A potential appointing authority may have an actual or perceived bias for or against a potential subject of an investigation if the potential subject of the investigation is on the potential appointing authority's principal, special, or personal staff. (3) MG K was not "likely to become a witness," nor did he in fact become a witness. MG K's input was not necessary for the investigation. His previous discussions and interactions with the applicant did not disqualify him from serving as AA. To hold otherwise would dictate that nearly every commander would be disqualified from a variety of administrative and UCMJ roles if they exercised any leadership in addressing deficiencies before initiating an investigation. Furthermore, there is no evidence whatsoever of actual or perceived bias for or against the applicant or in the outcome of the investigation. Additionally, the applicant was not on MG K’s (the AA's) personal staff, nor was there any indication that the investigation would examine any of the AA's policies or decisions. (4) Bullying. In her 20 page rebuttal, at paragraph 5, the applicant argues that the evidence does not support the finding that she bullied subordinates, as defined in AR 600-20, paragraph 4-19a(2). The rebuttal does not, however, include the entire definition of bullying IAW AR 600-20, specifically, "[b]ullying may include an abuse of authority. Bullying tactics include, but are not limited to, making threats ... and attacking someone ... verbally ... " Given the entirety of the verbiage in the AR 600-20, paragraph 4-19a(2), the IO discovered sufficient evidence to substantiate the allegation that she had engaged in bullying. 25. In accordance with AR 15-6, paragraph 2-7c, the evidence presented by the IO did not support any additional relevant findings, or suggest that additional investigation was appropriate to address additional concerns. However, the memorandum submitted by the applicant’s TDS counsel, in addition to her rebuttal and subsequent email on 21 February 2018, alleged misconduct by multiple general officers which must be addressed. a. The applicant stated that GEN H was legally required to take over as the AA and is likewise legally required to unsubstantiate any findings made by the IO. Further, she alleged that MG K was required to recuse himself as the AA and that he wrongfully appointed BG B as the IO. Based on the SJA review detailed above, these actions contended by the applicant were not warranted. b. As identified above, the applicant also alleged that BG B threatened her "to submit to an interview at the time and place of his choosing .... " c. Finally, the applicant in her rebuttal memorandum alleged that the evidence accuses numerous field grade officers, "GEN H, CMSgt M, and MG K of dereliction of duty ... complicity, undue familiar relationships, and a range of smaller issues." d. Accordingly, the SJA forwarded these allegations to the USSTRATCOM Inspector General for action IAW paragraph 15 of Strategic Instruction 919-04 regarding allegations against senior officials. He recommend that a copy of AR 15-6 Investigation report be provided to the USSTRATCOM IG office for review. The USSTRATCOM IG referred the applicant to the DODIG to report these allegations. These allegations resulted in two complaints: 20180321- 050298 made in March 2018, and 20180626-052248 made in June 2018. (1) Complaint 20180321-050298 resulted in an IG Whistleblower investigation. The DAIG concluded an investigation of the allegations that the applicant made against MG K, Chief of Staff and Army Element Commander, US Strategic Command, Offutt Air Force Base, NE. The allegation that MG K issued the applicant two GOMORs and removed her as the Director, CAG, in reprisal for the applicant’s protected communications to the chain of command, was not substantiated. MG K’s actions were based on a substantiated administrative AR 15-6 investigation and independent of tehe applicant’s protected communications. The allegation that MG K restricted the applicant from lawfully communicating with an IG was not substantiated. The DAIG found no credible evidence to indicate MG K attempted to restrict the applicant from communicating with an IG. (2) Complaint 20180626-052248 created five cases: • CASE-01: Closed. Referred to DoD OIG Intelligence and Special Program Assessments (ISPA) office to address any allegations of security violations. On June 27, 2018, ISPA declined to open an investigation. • CASE-02: Closed. Referred to DoD OIG Defense Criminal Investigative Services (DCIS) to address any criminal matters. On July 17, 2018, DCIS declined to open an investigation. • CASE-03: Closed. Referred the DoD OIG Investigations of Senior Officials (ISO) to address misconduct allegations against senior officials. On June 26, 2018, ISO declined to open an investigation pending a decision on criminal matters by DCIS (see CASE-02). • CASE-04: Closed Unsubstantiated. This applicant’s allegations that the applicant was referred for a mental health evaluation and did not receive an expected level of retirement award in reprisal were referred to DODIG Whistleblower Reprisal Investigations for reprisal analysis. The allegation, that VADM R recommended, and Gen H approved, a lesser retirement award, in reprisal for numerous protected communications you made was analyzed. The DAIG found that insufficient evidence existed to warrant investigation of VADM R's or Gen H' s involvement in the approval of the applicant’s lesser retirement award. The available evidence did not support an inference that VADM R recommended, and Gen H approved, a lesser retirement award as a reprisal for the applicant’s protected communications. ather, the evidence demonstrated documented conduct issues and no indication of retaliatory motive on the part of VADM R or Gen H. The DODIG reviewed the findings of this investigation and concurred with its conclusion. Accordingly, on 20 July 2018, the applicant was notified by letter that case was closed as unsubstantiated. • CASE-05: Closed. Referred to DoD OIG ISO to address four misconduct allegations against a senior official after DCIS declined to open an investigation under CASE-02. On March 15, 2019, ISO closed its investigation that did not substantiate the allegations. 26. The AR 15-6 Investigation AA, MG K, Commander, Army Element, USSTRATCOM, reviewed the entire body of evidence presented to him by the IO in the AR 15-6 Investigation, including allegations raised by the applicant and her counsel that the investigation was legally defective and biased, and the command SJA legal review of the investigation. 27. On 26 February 2018, the AR 15-6 Investigation AA, MG K, determined that: * The applicant had fostered a hostile work environment within the CAG, but it had been improving over the past several months. – Approved * “The applicant did display the attributes of a toxic leader and had a destructive leadership style IAW AR 600-100 and was in violation of SI 400-06; her leadership style has negatively impacted operations within the CAG," modified as follows: "The applicant did display the attributes of a toxic leader and had a destructive leadership style IAW AR 600-100 and was in violation of SI 400-06.” * The working environment within the CAG, particularly the applicant's behavior and leadership style, had a negative effect on the CAG's ability to effectively work with other J-Directors and Headquarters J-0 elements. – Approved" * "The applicant had a positive impact on CAG performance and the CAG's support to the Commander had been generally positive. However, this positive impact had come at great expense of the CAG working environment and how the people there and elsewhere on the staff were treated," modified as follows: "The applicant is a talented officer who has had a positive impact on CAG performance and the CAG's support to the Commander has been generally positive. However, this positive impact has come at great expense of the CAG working environment and how the people there and elsewhere on the staff are treated." * The applicant had bullied people junior to her in the CAG and other offices. – Disapproved and Deleted * "The applicant had not conducted improper or unauthorized travel, or conducted any personal travel while on official orders. - Approved" * "[The applicant] should receive a GOMOR for her toxic leadership style, bullying, and the command climate she fostered in the CAG, modified to read as follows, "[The applicant] should receive a GOMOR for her toxic leadership style and the command climate she fostered in the CAG." * "[The applicant] should be removed as the CAG Director and receive a relief for cause OER." Comment: "I [MG K] concur with this recommendation and have briefed the findings and recommendations to GEN H. He has approved this recommendation in whole." * "[The applicant] should consider seeking professional medical care to ascertain if there is an underlying medical condition causing her behavior," modified to read as follows, "[The applicant] should consider using an executive coach to improve on her interpersonal skills." * The evidence showed that the IO interviewed the Director, J3, RADM F, IAW instructions provided by the appointing authority. The fact that the RADM F was the IO's immediate supervisor did not establish bias. In addition, the fact that the IO had previously spoken to the applicant "soldier-to-soldier" about a particular incident did not establish bias on the part of the IO in the AR 15-6 Investigation he conducted. In fact, it seemed to demonstrate that the IO had a sincere interest in assisting the applicant in furthering her career; not a bias against her. It provided (corroborating) evidence that an incident involving unprofessional behavior on the part of the applicant did occur. * The evidence of record fails to show the approving authority found prejudice to exist, or that he determined the conduct or performance of duty of a person senior to the IO required investigation by another more senior IO. 28. The evidence of record shows the applicant acknowledged she was familiar with AR 600-100 and the Army leadership competencies discussed therein. She also expressed awareness of the characteristics of toxic leaders and creating a hostile work environment, and that the demonstration of those characteristics may be addressed through administrative actions and punitive actions. The DAIG investigation report of investigation reported: a. A majority of the witnesses interviewed during the AR 15-6 investigation testified as to the applicant's toxic leadership, her use of foul language, and the hostile work environment that she caused in the CAG. In addition, the evidence of record shows the applicant has a history of characteristics of a toxic leader (i.e., using foul and abusive language). b. The evidence of record shows the demonstration of those characteristics by the applicant were addressed through administrative actions in this case. c. The evidence of record fails to support counsel's argument that the findings and recommendations of the AR 15-6 Investigations pertaining to the applicant's professional conduct are legally defective because of the absence of a punitive provision of an Army regulation or policy. (1) The IO did not recommend nor did the approving authority impose punishment under Article 15, UCMJ, or any other punitive measure. (2) The AR 15-6 Investigation found violations of Army regulatory policy. The approved findings and recommendations resulted in administrative actions and the applicant was afforded due process in each instance. GOMOR, 26 February 2018 29. On 26 February 2018, the applicant received a GOMOR from MG K, U. S. Army Element Commander, USSTRATCOM. It stated, in pertinent part: a. "A recently completed AR 15-6 Investigation found that you engaged in toxic leadership and that you fostered a negative command climate in the CAG. Specifically, the investigation found that, during your tenure as the CAG Director, you displayed the attributes of a toxic leader and that you have a destructive leadership style IAW AR 600-100 (Army Profession and Leadership Policy) and SI 400-6.” b. “In addition, on 10 January 2018, you were ordered to GEN H's office to inform you that an AR 15-6 Investigation was being initiated against you. When GEN H informed you, you abruptly stood up, said, 'I quit' and began to exit GEN H's office. Upon me reminding you that you were not dismissed and you should remain in the office, you returned to your seat and GEN H continued the meeting. In accordance with AR 27-10 (Military Justice), paragraph 3-3b (Reprimands and admonitions), and AR 600-37 (Unfavorable Information), you are hereby reprimanded." c. The reprimand was imposed as an administrative measure under the provisions of AR 600-37, paragraph 3-4, and not as punishment under Article 15, UCMJ. The purpose of the GOMOR was to instruct the applicant to maintain a professional bearing, to comport herself so as to be an example to others to follow at all times, and to notify her that any further incidences of a similar nature may result in more serious action being taken against her. d. The issuing authority advised, "I am considering whether to direct this reprimand be filed permanently in your OMPF. Prior to making my filing decision, I will consider any matters you submit in extenuation, mitigation, or rebuttal. You will immediately acknowledge receipt of this reprimand in writing. You will forward any matter you wish for me to consider through the U.S. Army Element Staff Judge Advocate within ten (10) calendar days." 30. On 26 February 2018, the applicant acknowledged receipt of the GOMOR and indicated she would submit matters in extenuation, mitigation, or rebuttal within 10 calendar days. 31. COL B, J-1, Director of Human Capital at USSTRATCOM, testified to the AR 15-6 IO that on 26 February 2018 the following occurred: “[the applicant]… sent an email to the Senior Command Master Sergeant M and GEN H, and it read like a suicide note. I mean, I can't put it any other way. I've seen them before. I've dealt with it. It was a good bye, and it was the language was pretty strong and there was no doubt in my mind that she was going to hurt herself. So we went to the Chief, and the Chief grabbed his keys, and the Chief and I and the Senior Master Sergeant took off to her apartment, and I we were trying to call her. We were trying to do everything we could to get a hold of her because there was no doubt in any of our minds, based upon, what is that, 60 plus years of military experience between the three of us, that she was going to hurt herself. Then later on that night, we didn't find her for hours and hours and hours. She made a phone call to GEN H, and, based upon what he told me she said, she told him that she was going to kill herself and she told him that maybe he would speak at her funeral. And she yelled at him and was extremely outside of any bounds of communication between a four star general and a colonel, and it scared GEN H. It really shook him up. So he called MG K, and then I got a call about 2200 that night that the police had found her. … We were in panic mode. We were trying to find her, and the police found her and escorted her to the local emergency room for fear of her safety.” 32. GEN H recorded the following after having received a phone call from the applicant: “She answered with "Hello". I said, "…Where are you?" She said "Omaha." I said "Where in Omaha?" She said "Just Omaha." I said "… we are worried about you, please tell us where you are?" She then said nobody was worried about her and she started to get angry. I worked to calm her down and get her to think clearly.... She then rambled a bit but mentioned that she could see her apartment and there were cops there so she wasn't going back there. She asked why we were worried. And I said her goodbye e-mail looked like a permanent good bye. She said it was. I said that was why we were worried, we didn't want her to hurt herself and the note looked like a "suicide note." She said if she had a gun it would already be done, but her guns were not there so she couldn't figure out how to do it. I emphasized that life is always worth living. I asked her if she was safe right then. She said she would be safe through the night (but only because she couldn't figure out how to do it). I asked her not to think that way, that she still had a bright future ahead. She said she had no future. "28 years thrown away for something she didn't do." She then accused me of not "fixing it." She said I should have removed MG K and BG B and all the people in the office that bullied her. She said she had told me 6 times she had been bullied. I told her that she had never mentioned the term bullying by anybody in any conversation ever. She said I should have seen it. She told me about her problems with the front office, being treated like a second-class citizen, 30 and that should have removed them ... and I need to remove them now. She said I told her I would if the investigation proved they lied. I told her I had confidence my commanders and staff and that I did not believe that [his commanders and staff lied] is what the investigation showed. She said that BG B and MG K were biased against her and could not be fair. She said I could have fixed it last week when she told me and Chief M I needed to stop the whole 15-6 process because it was ridiculous and all made up. That she had never done anything that she was accused of. She said this would be on my conscience for the rest of my life. I told her that she just needed to be safe. Everything else was unimportant. I asked her to call Chief M, call COL B, call somebody and just get to a safe place. She said that was impossible. She then got angry again ... screaming at me, saying over and over again that I could have fixed it but now it was too late. She then closed by saying I would have to live with this and I could think about it at her funeral. Then she hung up. I then called back to Offutt to inform the Chief and others about the phone call. I was very relieved when they found her later that evening…” 33. During the period 27 February to 1 March 2018, the applicant wrote a letter of apology to the CG, USSTRATCOM, and she sent email messages of apology to several individuals who had provided sworn statements to the IO during the AR 15-6 Investigation. 34. On 4 March 2018, the applicant’s counsel submitted a memorandum to the GOMOR issuing authority requesting specific legal issues be taken into consideration before deciding how to file the GOMOR. Counsel noted, "We submit that [the applicant] had an unblemished career to this point, still has plenty left to offer the Army, and should be allowed a chance to prove that with a local filing." The letter also showed, in pertinent part: * "Up until her assignment to STRATCOM, her record was unmarked by any sort of problems of leadership or performance or questions about her fitness for continued service." (Also see paragraph 4b above.) * "The reality is the [the applicant] did not intend to offend or hurt anyone by her actions and, in fact, the CAG's work performance has improved on her watch, as noted by the IO." * "Despite the fact this action's purpose is stated as administrative in nature, the reality is that anything but a local filing will have a punitive effect on [the applicant's] career." 35. On 5 March 2018, the applicant prepared a 6-page MFR, subject: Response to Decisions on Findings and Recommendations of AR 15-6 Investigation – Allegations of Bullying, Toxic Leadership, and Creation of a Hostile Work Environment. She requested leniency, reinstatement as the CAG Director, a local filing of the GOMOR, and the opportunity to continue serving with honor and distinction based on demonstrated performance and potential through her 28-year career. She submitted matters of extenuation and mitigation. In the MFR, she did not allege bias or partiality on the part of the IO, approving authority, or commander concerning the AR 15-6 Investigation. 36. On 8 March 2018, MG K, indicated, "I have carefully considered the enclosed reprimand of [the applicant], …, the circumstances of the misconduct, and all matters submitted by the Soldier in defense, extenuation or mitigation. I hereby direct this reprimand be: [initials] placed permanently in the Soldier's OMPF. All enclosures [i.e., 1. AR 15-6 Investigation, 2. GOMOR with Rebuttal] will be forwarded with the reprimand for filing as appropriate." The GOMOR, applicant's acknowledgment, counsel's memorandum, and the filing directive, along with the identified enclosures (a total of 85 pages) are filed in the performance folder of the applicant's OMPF. APPLICATION TO THE DA SUITABILITY BOARD (DASEB), 18 March 2018 37. On 18 March 2018, the applicant submitted a request to the DASEB for removal of the AR 15-6 Investigation (an enclosure to the GOMOR) from her OMPF or transfer of the AR 15-6 Investigation to the restricted portion of her OMPF for the reasons listed in her appeal for the Adverse Information Pilot Program (i.e., the investigation is untrue and unjust). 38. On 15 August 2018, the Deputy/Operations Officer, MRB, notified the applicant the DASEB is not authorized to modify or remove an AR 15-6 Investigation from the OMPF and informed her that the ABCMR is the proper authority to remove the contested document. 39. The contention raised by counsel (i.e., with respect to removing a GOMOR from the OMPF) that the "burden of proof" of providing "clear and convincing evidence" that the administrative action taken is "untrue or unjust" "is essentially impossible to meet" is noted. The Board also notes the DASEB and the ABCMR have granted relief to an innumerable number of Soldiers and Veterans by removing untrue or unjust GOMORs from (their) official records, which offers abundant evidence refuting counsel's contention that it is impossible to provide clear and convincing evidence to justify correction of a record. In accordance with AR 600-37, in order to remove a document from the OMPF, there must be evidence of a compelling nature to show that the GOMOR that is filed in the OMPF is untrue, in error, or unjust. 40. On 2 October 2018, by email from the applicant she waived her rights to any further consideration by the DASEB on these issues and elected to have the ABCMR for consideration and decide these issues with this case. GOMOR, 16 April 2018 41. On 16 April 2018, the applicant received a second GOMOR from MG K. It stated, “On Friday, 2 March 2018, the US Strategic Command Deputy Commander, Vice Admiral R, issued you a direct order, both verbally and through a follow-up email, to "immediately cease all direct contact with General H." This order specifically encompassed communication via telephone, email, text, and in person: Further, you were informed that "failure on your part to follow this order would violate Article 92, UCMJ and will be handled accordingly." In spite of this direct and lawful order, you directly contacted General H on Tuesday, 27 March 2018 via email. In short, you violated a direct order from the 3-star Deputy Commander of a Combatant Command. On 29 March 2018, your attorney was notified, via email, of this violation and was told "this order is still in effect and will be enforced." Despite this, on 13 April 2018, you again violated VADM R's order and directly contacted General H via email. As a result of your conscious and repeated decisions to violate a lawful order, and in accordance with Army Regulation 27-10, paragraph 3-3b, and AR 600-37, you are hereby reprimanded.” The applicant was given opportunity to submit matters of extenuation, mitigation, or rebuttal. 42. On 16 April 2018, the applicant submit an email of matters of extenuation, mitigation, or rebuttal to her 17 April 2017 GOMOR. MG K considered the applicants submission. On 20 April 2018, MG K directed that this GOMOR be placed in the applicant’s temporary Soldier’s local unit file. 43. COL B, J-1, Director of Human Capital at USSTRATCOM, testified that to the AR 15-6 IO that on 26 February 2018 the following occurred: “[the applicant]… sent an email to the Senior Command Master Sergeant M and GEN H, and it read like a suicide note. I mean, I can't put it any other way. I've seen them before. I've dealt with it. It was a good bye, and it was the language was pretty strong and there was no doubt in my mind that she was going to hurt herself. So we went to the Chief, and the Chief grabbed his keys, and the Chief and I and the Senior Master Sergeant took off to her apartment, and I we were trying to call her. We were trying to do everything we could to get a hold of her because there was no doubt in any of our minds, based upon, what is that, 60 plus years of military experience between the three of us, that she was going to hurt herself. Then later on that night, we didn't find her for hours and hours and hours. She made a phone call to GEN H, and, based upon what he told me she said, she told him that she was going to kill herself and she told him that maybe he would speak at her funeral. And she yelled at him and was extremely outside of any bounds of communication between a four star general and a colonel, and it scared GEN H. It really shook him up. So he called MG K, and then I got a call about 2200 that night that the police had found her. … We were in panic mode. We were trying to find her, and the police found her and escorted her to the local emergency room for fear of her safety.” 44. GEN H recorded the following after having received a phone call from the applicant: “She answered with "Hello". I said, "…Where are you?" She said "Omaha." I said "Where in Omaha?" She said "Just Omaha." I said "… we are worried about you, please tell us where you are?" She then said nobody was worried about her and she started to get angry. I worked to calm her down and get her to think clearly.... She then rambled a bit but mentioned that she could see her apartment and there were cops there so she wasn't going back there. She asked why we were worried. And I said her goodbye e-mail looked like a permanent good bye. She said it was. I said that was why we were worried, we didn't want her to hurt herself and the note looked like a "suicide note." She said if she had a gun it would already be done, but her guns were not there so she couldn't figure out how to do it. I emphasized that life is always worth living. I asked her if she was safe right then. She said she would be safe through the night (but only because she couldn't figure out how to do it). I asked her not to think that way, that she still had a bright future ahead. She said she had no future. "28 years thrown away for something she didn't do." She then accused me of not "fixing it." She said I should have removed MG Kr and BH B and all the people in the office that bullied her. She said she had told me 6 times she had been bullied. I told her that she had never mentioned the term bullying by anybody in any conversation ever. She said I should have seen it. She told me about her problems with the front office, being treated like a second-class citizen, and that should have removed them ... and I need to remove them now. She said I told her I would if the investigation proved they lied. I told her I had confidence my commanders and staff and that I did not believe that [his commanders and staff lied] is what the investigation showed. She said that BG B and MG K were biased against her and could not be fair. She said I could have fixed it last week when she told me and Chief M I needed to stop the whole 15-6 process because it was ridiculous and all made up. That she had never done anything that she was accused of. She said this would be on my conscience for the rest of my life. I told her that she just needed to be safe. Everything else was unimportant. I asked her to call Chief M, call COL B, call somebody and just get to a safe place. She said that was impossible. She then got angry again ... screaming at me, saying over and over again that I could have fixed it but now it was too late. She then closed by saying I would have to live with this and I could think about it at her funeral. Then she hung up. I then called back to Offutt to inform the Chief and others about the phone call. I was very relieved when they found her later that evening…” VOLUNTARY RETIREMENT REQUEST 45. On 8 March 2018, the applicant submitted a memorandum through the Commander, USSTRATCOM, to Headquarters, Department of the Army (HQDA), Colonel Management Office, requesting voluntary retirement on 30 June 2018. The applicant was qualified to retire. By memorandum, MG K recommended approval. On 19 March 2018, the Office of the Chief of Staff, Colonel’s Management Office submitted a request to the Army Grade Determination Review Board (AGDRB) to determine the highest grade in which the applicant served satisfactorily for retirement purposes. 46. On 20 April 2018, the applicant changed her retirement date to 31 July 2018. 47. On 26 June 2018, the Deputy Assistant Secretary of the Army (Review Boards) notified the applicant by letter that she determined that the applicant’s service in the grade of COL was satisfactory and that if retirement was approved, the applicant would be placed on the retired list in the grade of COL. 48. On 25 June 2018, the applicant withdrew her retirement request. RELIEF FOR CAUSE OFFICER EVALUATON REORT (RFC OER), 20 July 2018 49. On 20 July 2018, GEN H referred a Relief for Cause (RFC) OER to the applicant by memorandum acknowledgement and comments, if desired. The RFC OER was for the period 3 November 2017 through 12 March 2018. The OER showed the applicant was serving as Dir, CAG, and that GEN H, CG, USSTRATCOM, was the applicant's rater and senior rater. The rater noted the applicant was relieved of her duties as Dir, CAG, on 12 March 2018. The RFC OER showed the rater's/senior rater's assessments of the applicant as: * Character (Adherence to Army Values): "Failed to show dignity and respect. On three occasions, [applicant] was directly disrespectful to me. Her actions showed a considerable lack of dignity and respect, not only from a Colonel to a 4-Star General, but from an officer who I considered a trusted member of my senior staff." * Performance: "Her performance is best described by AR 600-100's destructive leadership style: 'toxic, self-centered abuser, bright and energetic, as well as goal-oriented and boss-focused. Capable of producing spectacular, short-term results, but are arrogant, abusive, intemperate, distrusting, and irascible.' She frequently exhibited this behavior and was removed from position. I personally observed her lack of professional military bearing/decorum. Her negative leadership style was revealed through a preliminary inquiry and validated after a[n] AR 15-6 Investigation. The CAG performed well, but at great expense. Officer did not submit a DA Form 67-10-IA [Officer Evaluation Support Form]." * Comments on Potential: "If she successfully addresses the reasons behind her behavior, she has the potential to be a valued Army officer." * Potential [Senior Rater]: * "Rated Soldier refuses to sign. [Applicant] has the potential to provide valuable service to the Army. However, she must first address the reasons behind her pattern of unprofessional behavior, best described in AR 600-100 as a 'destructive leadership style'. I first-hand witnessed her lack of professionalism on multiple occasions." * "Retain as Colonel" [compared with eight (8) total ratings of officers senior rated in same grade, that included 2 ratings of the applicant] 50. A Memorandum for Record by GEN H, dated 11 July 2018, stated that he relieved the applicant from her position on 12 March 2018, based in part on the results of an AR 15-6 Investigation as documented in the RFC OER. GEN H also documented three distinct instances of disrespect by the applicant that contributed to her RFC OER: * “On 10 January 2018, I met with [the applicant] and MG K in my office in order to inform her that, based on the results of a Preliminary Inquiry indicating adverse information on [the applicant], an AR 15-6 Administrative Investigation would be initiated. Upon hearing this, [the applicant] immediately and abruptly stood up and said, ''I quit" and began walking towards the door. During this meeting, she was very agitated and informed me that she "hated STRATCOM, '' "was bored here," raised her voice to me, used profanity, and accused the command of trying to get rid of her.” * “On or about the week of 19 February 2018, I informed [the applicant] that she would not be traveling to Washington. D.C. with me, pending completion of the AR 15-6 investigation. She aggressively entered my office and began screaming at me about not being allowed to travel, to the extent that my PSD [personal security detail] grew concerned for my safety.” * “Finally, on or about 26 February 2018, after being notified by MG K of the adverse information contained in the AR 15-6, [the applicant] called me and again began yelling at me. This time, she accused me of causing the adverse findings and said if she had a gun “it would be done,” referring to harming herself. She concluded this tirade by saying I could ''think about this at my funeral," again referring to self-harm, and then hung up the phone.” 51. The evidence of record shows that during her interview with the JSIG IO on and while under oath, the applicant acknowledged that she discussed matters with Chief M specifically after counseling by MG K and GEN H. 52. On 27 July 2018, the applicant provided comments in response to the referred OER. She requested the period of the report be treated as nonrated time. She asserted arguments of: * Fundamental Fairness: "She was never notified, much less counseled, on any alleged behavior or given any opportunity to address any alleged issues that are identified in the RFC OER." * Prohibited Statements: * She offered comments in rebuttal of the three incidents specified in the GEN H’s MFR, dated 11 July 2018, stating the negative comments are inaccurate, unverified, and not corroborated. She asserted, "I never intentionally disrespected GEN H or expressed any intent to harm myself." * She also offered comments in rebuttal of "destructive leadership style" and "lack of professional military bearing/decorum." She asserted "the investigation against me was both substantively and procedurally legally insufficient." * "The negative comments and ratings are also prohibited because they relate to protected communications she made." * "Such comments could be perceived as a retaliatory action." * Failure to Conduct Required Supplemental Review: There was no supplemental (uniformed Army) reviewer identified on the RFC OER. 53. On 30 July 2018, the applicant submitted a request for CI into the contested OER to the Secretary of Defense (see paragraph X10 below). 54. On 16 August 2018, the senior rater digitally signed the OER. (There is no evidence that shows the senior rater was aware of the applicant's request for CI.) 55. An email message, dated 16 August 2018, shows that HRC Evaluation Office returned the RFC OER to GEN H for correction of administrative errors. (1) For the Part II, box f1 to show an "X" indicating "Supplementary Review Required" and in box f2 to show "HQDA/HRC SUPP REV." (2) The RFC OER does not state who directed the RFC. 56. On 16 August 2018, the requested administrative corrections were made and the rater/senior rater’s 11 July 2018 MFR stating that he directed the RFC was attached to the RFC OER. 57. On 18 August 2018, the RFC OER with enclosures listed above was filed in the applicant’s OMPF. RFC OER COMMANDER’S INQUIRY (CI), 31 July 2018 to 27 March 2019 58. On 31 July 2018, the Office of the SECDEF received a request from the applicant to initiate a CI on her RFC OER. Concurrently, the applicant also contacted the DAIG and requested the DAIG submit her request for a CI on her RFC OER to the SECDEF. The DAIG discussed her request with the DODIG and it was not deemed to be IG appropriate and did not act on the request. a. On 19 August 2018, the applicant again requested DAIG assistance in communicating actions by USSTRATCOM leadership that she felt were illegal to the SECDEF. She claimed that the command improperly placed her RFC OER in her Official Military Personnel File (OMPF) prior to the SECDEF's response to her request for a CI and requested that it be removed. The DAIG determined that Title 10, United States Code (USC), section 1034 did not stop or suspend ongoing actions on a Soldier, and that her request was not IG appropriate, as she had other means of redress; therefore, the DAIG did not act on the request. b. On 20 August 2018, the USSTRACOM SJA forwarded a request to the DODIG and the DAIG from the applicant requesting a CI on her RFC OER. The SJA included a memorandum for record (MFR) from Gen H, dated 13 August 2018, outlining the inaccuracies of the applicant’s request for a CI. * The applicant contended that her RFC OER contained inaccurate and unverified information not corroborated by an independent investigation. However, the applicant participated in both a preliminary investigation and an AR 15-6 investigation involving a large number of staff witness testimonies. Both investigations substantiated that she engaged in toxic leadership and fostered a negative command climate. The applicant also received a GOMOR based on these investigations and the circumstances they recorded and for blatant disrespect to Gen H. Simply put, she earned the RFC OER and the subsequent GOMOR and the information in them was accurate and verified by a robust investigation, witness statements, and GEN H’s own observations. * The applicant contended that she was never intentionally disrespectful to Gen H or expressed any intent to harm herself as a result of the RFC OER. However, Gen H documented three specific events in February and March 2018 of significant disrespect toward Gen H demonstrated by the applicant. He also documented her statements and circumstances, and had witnesses concerning her intent to harm herself as a result of receiving the RFC OER. * The applicant contended that she discussed her significant combat and service-related trauma and a mild TBI. However, in her rebuttal to her AR 15-6 investigation, she specifically stated she never disclosed any alleged trauma or TBI to anyone. * The applicant contended that the AR 15-6 Investigation was legally insufficient. However, the AR 15-6 was reviewed by significant legal authority and was found to be lawfully and procedurally correct. Her conduct as verified by witness, evidence, and investigation violated Strategic Instruction 400-06 and AR 600-100, paragraph 1-11. Sufficient evidence was found to conclude that in contravention of AR 600-100, paragraph 1-11, the applicant was an “insensitive driven achiever”, a “toxic self-centered abuser” in that she is capable of producing spectacular short-term results, but is arrogant, abusive, intemperate, distrusting, and irascible; a distrusting micro-manager never burdened buy introspection. * The RFC OER made no mention of any protected communications. * The applicant contended that there was no supplementary review of the RFC OER conducted as required by regulation. However, this review is conducted by HRC in accordance with regulation. * The applicant contended that she did not violate an order not to contact Gen H. However, she stated to the J1 she knew the order was still in effect when she violated it. * Based on evidence of record and testimony, the applicant made many false assertions and lied about many facts to the point that she lost all credibility. c. On 21 August 2018, the applicant requested The Inspector General (TIG) and Commanding General (CG), HRC, to intervene by removing her RFC OER from her OMPF until completion of the CI she requested from the SECDEF. She also requested the removal of her following draft change of rater OER from the Evaluation Entry System (EES), removal of the GOMOR filed in her OMPF because she alleged that USSTRATCOM submitted incorrect and incomplete documentation, and that HQDA and HRC suspend any further personnel actions until the completion of her requested investigations and inquiries. The applicant further contended that USSTRATCOM did not take appropriate actions with regard to her case, and that her leadership's actions were retaliatory. The DAIG responded on behalf of TIG on 23 August 2018, and informed the applicant that she had to exhaust all available means of redress. The DAIG determined that her requests were not IG appropriate, and informed her again of her available means of redress. 59. The SECDEF forwarded the CI request to the Director of the Army Staff (DAS) for action. On 15 November 2018, the DAS forwarded the CI request through the HQDA, G-1, to the Commander, HRC, directing that a CI be conducted and report the findings to the DAS. The HRC Commander, MG E, conducted the CI and reported the following findings in response to the applicant’s contentions in her request for a CI; a. The subject OER does not contain unproven derogatory information or prohibited comments. Army Regulation 623-3, paragraph 3-19 (Unproven Derogatory Information) details parameters and defines unproven information. Further, AR 623-3, paragraph 3-20 (Prohibited Comments) defines prohibited comments. Based upon my review, the evaluation does not include unproven derogatory information or prohibited comments. b. The comments within the subject OER are adequately supported by attachments attached to the evaluation. A substantiated AR 15-6 Investigation against the rated party may be an appropriate basis for a relief for cause OER. c. The OER was processed in accordance with the requirements of AR 623-3. In accordance with paragraph 1-4a(2), Commanding General, HRC will, "exercise final review authority on all evaluation reports received at Headquarters, Department of the Army (HODA). This includes the following: (a) Determining that a report is correct, as submitted, and needs no further action. (b) Correcting, or returning to rating officials for correction, reports that may be in error, may violate provisions of this regulation, or would result in an injustice to a Soldier or a disservice to the Army." In this case, the OER was referred, reviewed, processed, and filed administratively correct and in accordance with AR 623-3. d. Insufficient information available to determine if the provisions of AR 623-3, paragraph 1-8c(2)(a) [counseling], were correctly followed, but I find this would not require corrective action. In all cases, rating officials are required to ensure effective performance counseling through communication and professional development. However, provisions in paragraph 1-8e require counseling "on an as needed basis" for field grade and senior officers. Only initial counseling is mandatory in accordance with AR 623·3, paragraph 1-8d. It is unclear if the rater/senior rater conducted initial counseling, but there is no obligation to annotate counseling dates in the rater or senior rater comments. When viewed independently, the failure to complete initial counseling for an Officer is not grounds for an OER appeal. Based upon my review of the OER and attached documents, the rater/senior rater met with rated Officer on 10 January 2018 to inform her that he was initiating an AR 15-6 Investigation based upon the results of a completed Preliminary Inquiry. This meeting which highlighted concerns about the rated officer's leadership occurred only two months into the rating period. This rating period was ultimately cut short by a relief for cause based upon a substantiated AR 15-6 Investigation. Whether counseling was completed or not, " ... the choice of what to enter on the OER is ultimately up to the rater and senior rater" (paragraphs 3-7a(3) and 3-9 a(3)(b)7) so long as not prohibited by AR 623-3. f. The rater/senior rater complied with supplemental review requirements. During the preparation of this OER, the OER initially had an Army officer in the appropriate grade as the supplementary reviewer. The rater/senior rater's command contacted HRC on 11 July 2018 and again on 13 July 2018 via email requesting information and for HQDA to conduct a supplemental review upon submission. On 16 July 2018, HRC, Chief, Evaluation Processing Branch responded informing steps required to finalize the OER. The evaluation was first submitted to HQDA on 15 August 2018. On 16 August 2018, a HQDA examiner returned the OER to the rating official because it lacked an entered supplementary reviewer. On the same day, the rater/senior rater's command contacted HRC via email to request HQDA complete the supplementary review. After that request, HQDA, Chief Evaluation Processing, completed the supplemental review for this OER. Typically, a supplemental review request would require a memorandum accompany the submitted evaluation, but HQDA completed the supplemental review based on the previous email exchange and request in accordance with AR 623-3, paragraph 2·17c(4). g. The supplemental review of the OER was completed properly by HQDA and determined the OER contained no administrative or regulatory errors. In accordance with AR 623-3, paragraph 2-17c(4), "If there is not an Army officer or Uniformed Army Advisor in the chain of command or supervision above the person directing the relief, the OER or NCOER will be forwarded to HQDA for review." Upon request from the rater/senior rater, HQDA conducted the review, found the OER compliant with all relevant policy, and processed the evaluation into the Soldier's official record on 16 August 2018. h. No additional corrective action was required. 60. On 18 December 2018, the HRC Staff Judge Advocate published a legal review of the CI report. The SJA concluded that CI was complete and legally sufficient. It was determined that there was no legal violation of AR 623-3 requiring an corrective action. 61. On 27 March 2019, the DAS published a memorandum showing the findings of the CI. a. Pursuant to AR 623-3, the purpose of a CI after an evaluation has been accepted at HQDA is to obtain command involvement in clarifying errors or injustices contained within the evaluation. A CI is not the appropriate forum to question the legal sufficiency of an approved AR15-6 Investigation, as that regulation contains its own due process protections and appeals rights. Consequently, the scope of the requested inquiry was limited to the applicant’s RFC OER (# 2251744) to determine if a serious irregularity or error undermined the integrity of the rating process or if there were any indications of a lack of objectivity and fairness on the part of your rater/senior rater which would constitute an error or injustice. b. Generally, the rater/senior rater did not deviate from the intent of the policy and guidance contained in AR 623-3, and complied with the procedural processes required by AR 623-3. While the evaluation contains minor technical errors, correction is not required as the noted errors do not undermine the integrity of the rating process or impact the due process due to the applicant, the rated officer. The OER was determined to be referred, reviewed, processed, and filed administratively correctly and in accordance with AR 623-3. Therefore, no corrective action is necessary to the subject evaluation report. c. Concerns of Inaccurate, Untrue, or otherwise Prohibited Statements: The inquiry revealed that the OER does not contain any unproven derogatory information or prohibited comments. The comments contained in the evaluation were adequately supported by the attachments to the report itself, which included an AR 15-6 Investigation substantiating misconduct against you. The allegations substantiated in an AR15-6 Investigation are a proper basis for a relief for cause OER. As a technical matter, a Commander's Inquiry cannot review the process by which an AR 15-6 investigation is conducted or approved. The AR15-6 Investigation receives a legal review and approval of the findings prior to notification of an affected Soldier. It is presumed that the investigation is procedurally accurate. Further, Army Regulation 5-6 contains due process protections and outlines the rights of a Soldier in that process. d. Concerns of a Lack of Objectivity or Fairness by Rating Officials: As no requirement exists to annotate counseling dates in either the rater or senior rater comments, the inquiry lacked information to determine if initial counseling occurred. The inquiry determined from the OER and attachments that your rater/senior rater met with you on 10 January 2018, approximately two months into the rating period, to notify you that an AR15-6 investigation into your leadership style was being initiated based on the results of a preliminary inquiry. The rating period was eventually shortened due to the results of the AR15-6 Investigation itself. Independently, the absence of a documented counseling does not constitute sufficient error to appeal the validity of the evaluation. Though an officer might desire more, AR 623-3, paragraph 1-8e, only requires counseling "on an as-needed basis" for field grade and senior officers. e. The CI revealed a supplemental review of the OER was properly completed by HQDA in August of 2018 which determined that the OER did not contain administrative errors and was compliant with all relevant policy. As that review determined the OER was compliant with all relevant policy, the OER was processed into your official record. f. The rater/senior rater's command contacted HRC via email in July of 2018 to request HQDA complete the required supplementary review, noting there was no one available in the Chain of Command to do so. Typically such requests are submitted via a memorandum accompanying the submitted evaluation. Based upon the email request from the chain of command, the HQDA, Chief, Evaluation Processing, properly conducted the requested supplemental review. The failure to use a recommended memorandum format to request a supplementary review does not invalidate that review, nor does it detract from the due process afforded to you, as the rated officer. g. The DAS consider the CI closed without any further action required. RFC OER APPEAL TO ARMY SPECIAL REVIEW BOARD (ASRB), 29 August 2018 to 2 October 2018 62. On 29 August 2018, the applicant appealed the contested OER to the Appeals and Corrections Branch (ACB), HRC. On 6 September 2018, the ACB, HRC, forwarded the appeal to the Army Special Review Board (ASRB), ARBA, for appeal decision. In support of the applicant's request, counsel also provided the following additional documents: a. Email message, dated 22 June 2018, from LTC C, DA Staff, responding to the applicant's request for an update. He replied, "You can withdraw your voluntary retirement request." b. Email messages (September 2018), that show the FY19 BG Active Component Category PSB will convene on 14 November 2018. They also show the "MyBoard" file window opened on 15 September 2018 and will close on 7 November 2018. 63. On 2 October 2018, by email from the applicant she waived her rights to an ASRB appeal and requested that her OER appeal be transferred to the ABCMR for consideration and decision with this case. DODIG WHISTLEBLOWER REPRISAL GOMORs and RELIEF FOR CAUSE INVESTIGATION, Case 20180321-050298, 20 March 2018 to 19 February 2019 64. On 20 March 2018, the applicant submitted a DODIG Whistleblower Reprisal complaint alleging that MG K, Chief of Staff, and Army Element Commander, US Strategic Command, Offutt Air Force Base, Nebraska: a. Issued her two GOMORs and removed her as the Director, CAG, in reprisal for her protected communications to the chain of command; and b. Restricted her from lawfully communicating with an Inspector General (IG). 65. On 29 May 2018, the applicant submitted to the IG answers to an a IG questionnaire. The answers contain information pertaining to 15 protected communications (PCs) the applicant made during the period 30 November 2016 to 12 March 2018; the action(s) taken as a result of each of the protected communications; the unfavorable personnel actions alleged taken against her as a result of the protected communications; why she believes the responsible management official(s) (RMO(s)) who initiated, took, withheld, or threatened each action knew about the protected communication(s); and why she believes that the RMO(s), who initiated, took, withheld, or threatened each action, were motivated by reprisal because she made the protected communication(s), and they were not motivated by the reasons given to her by the RMO(s) verbally or in writing. 66. The DODIG tasked the Inspector General Joint Staff ((JSIG) to conduct an investigation (20180321-050298-Case-02) into the Whistleblower Reprisal (WBR) allegations made by the applicant. The JSIG concluded the investigation on 4 February 2019 and submitted it to the DODIG for review. The JSIG thoroughly considered all of the applicant’s contentions and evidence to include the contended 16 protected communications. The DODIG reviewed the 58-page report of investigation along with its 1050 pages of 63 evidentiary documents, and 7 testimonies and witness statements. The DODIG approved the JSIG investigation and findings that the applicant’s WBR allegations against MG K were unsubstantiated. On 19 February 2019, the DAIG informed the applicant by letter that the allegation that MG K issued her two GOMORs and removed her as the Director, CAG, in reprisal for her protected communications to the chain of command, were not substantiated. The DAIG stated that MG K’s actions were based on a substantiated administrative AR 15-6 investigation and independent of the applicant’s PCs. The allegation that MG K restricted the applicant from lawfully communicating with an IG was not substantiated. No credible evidence was found to indicate MG K attempted to restrict the applicant or restricted the applicant from communicating with an IG. DODIG WHISTLEBLOWER RETIREMENT AWARD DOWNGRADE INVESTIGATION, 11 JUNE 2018 TO 19 JULY 2018 67. On 11 June 2018, the applicant made a Whistleblower complaint to the DODIG alleging that VADM R recommended and GEN H approved a lesser retirement award in reprisal for numerous protected communications made by the applicant. On 19 July 2018, the DODIG notified the applicant by letter that they had analyzed the allegation under Title 10, United States Code, Section 1034, "Protected communications; prohibition of retaliatory personnel actions," implemented by DOD Directive 7050.06, "Military Whistleblower Protection." The DODIG found that insufficient evidence existed to warrant investigation of VADM R’s or GEN H's involvement in the approval of her lesser retirement award (Defense Meritorious Serve Medal (DMSM) vs. Defense Superior Service Medal (DSSM)). The available evidence did not support an inference that VADM R recommended and GEN H approved a lesser retirement award as reprisal for the applicant’s protected communications. Rather, the evidence demonstrated documented conduct issues on the part of the applicant and no indication of retaliatory motive on the part of VADM R or GEN H. Accordingly, the case was closed. 68. The principal issues to be addressed in this case are: a. Is a personal appearance warranted in this case? b. Does an error or injustice exist in this case warranting removal or amendment of the 2018 AR 15-6 Investigation pertaining to the applicant? c. Does an error or injustice exist in this case warranting removal or amendment of the 26 February 2018 General Officer Memorandum of Reprimand pertaining to the applicant? d. Does an error or injustice exist in this case warranting removal or amendment of an Officer Evaluation Report (20171103 – 20180312) pertaining to the applicant? BOARD DISCUSSION: 1. The Board carefully considered the applicant’s requests, supporting documents and the evidence in the records. a. The Board reviewed the AR 15-6 investigation and the subsequent legal reviews and considered the applicant’s and counsel’s contentions regarding the investigation being legally defective, having a biased investigator, appointing/reviewing authority and commander and the statement that retaliatory action took place as a result. The Board did not find the counsel’s claim that the investigation was defective because it was not based on a violation of an article of the UCMJ valid. The applicant’s counsel cites to no authority that prohibits or dissuades making derogatory conclusions in an AR 15-6 investigation that are unmoored to a UCMJ punitive article or to a punitive regulation. To require, as counsel suggests, that an AR 15-6 investigation is invalid unless the focus of its inquiry involves violations of UCMJ punitive articles (or punitive regulations) implies that every AR 15-6 investigation must, at some level, be a criminal investigation. But AR 15-6 (the regulation itself) makes clear that the regulation “does not prescribe procedures for criminal investigations.” See AR 15-6, para. 1-5, 1 April 2016. The primary function of an AR 15-6 investigation is to “ascertain facts, document and preserve evidence and then report the facts and evidence to the approval authority.” See AR 15-6, para. 1-8, 1 April 2016. Furthermore, AR 15-6 investigations may address “larger issues, such as … leadership.” Inasmuch as there is no criminal statute that punishes, per se, poor leadership, counsel’s assertion that the AR 15-6 investigation was invalid because it failed to tie the applicant’s allegedly “toxic” or “destructive” leadership to a punitive UCMJ article or to a punitive regulation is not persuasive. Furthermore, and based on a review of all associated documents and a review of how the investigation was executed, the Board found insufficient evidence that the investigation was legally objectionable or that the applicant’s due process rights were violated. Nor was the Board persuaded that the AR 15-6 Investigating Officer was too biased, too prejudiced, or somehow too conflicted to act as in impartial Investigating Officer. The tenor and tone of the Investigating Officer’s report is balanced and tempered. Indeed, the Investigating Officer discusses at some length the applicant’s intelligence and strong work ethic and the fact that the Command Action Group was, in some areas, improving. As to whether the Appointing Authority should have been disqualified, the Board did not find by a preponderance of the evidence that the Appointing Authority was tainted by actual or perceived bias. Nor did the Board find that the Appointing Authority was a witness “the IO should have interviewed.” The Board found that the Appointing Authority’s input into the applicant’s case as a witness was not necessary. Furthermore, counsel has not demonstrated that the Appointing Authority possesses evidence that might in any way have been dispositive. The Board determined that the applicant failed to demonstrate by a preponderance of evidence that removal of the investigation from the applicant’s record was warranted. b. The Board reviewed the General Officer Memorandum of Reprimand (GOMOR) that the applicant asked to be removed. As discussed above, the Board considered the statements in the AR 15-6 investigation and the documents provided by the applicant through counsel, to include the statements of those present at the time of the behaviors and the applicant’s rebuttal. A review of the AR 15-6 investigation discloses ample evidence that the applicant’s leadership behavior, supervisory behavior, and professional interpersonal behavior during the time in question can fairly be described as “toxic” and “destructive.” The Board also found ample evidence in the AR 15-6 investigation to support the assessment that the applicant “fostered a negative command climate in the Commander’s Action Group.” The Board did not find the contentions of the applicant or counsel sufficient to call the content of the document into question. The Board concluded that the applicant was not denied due process in response to the directed placement of the GOMOR in her OMPF. The Board agreed with the unsubstantiated findings of the Inspector General and concluded that the GOMOR was not in error. c. The Board reviewed the contested OER, the applicant’s appeal, the outcome of the Commander’s Inquiry and the conclusions of the IG and determined that the applicant was afforded the required due process. The Board found no evidence of substantive error in the processing or content of the OER or that it was issued to the applicant in retaliation. The Board concurred with the outcomes of the CI and the IG investigation and found no error or injustice that would require removal or modification of the OER. 2. After reviewing the application and all supporting documents, the Board found that relief was not warranted. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING :x :x :x DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: The evidence presented does not demonstrate the existence of a probable error or injustice. Therefore, the Board determined the overall merits of this case are insufficient as a basis for correction of the records of the individual concerned. 6/19/2019 X CHAIRPERSON I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. ADMINISTRATIVE NOTE(S): Not Applicable REFERENCES: 1. AR 15-6 (Procedures for Administrative Investigations and Boards of Officers) establishes procedures for conducting preliminary inquiries, administrative investigations, and boards of officers when such procedures are not established by other regulations or directives. * There is no requirement that an AR 15-6 investigation be predicated on violation of an Article of the Uniform Code of Military Justice (UCMJ) or a punitive provision of any Army regulation or policy. * Chapter 1 (Introduction), paragraph 1-8 (Function of preliminary inquiry, administrative investigation, and board of officers), the primary function of any preliminary inquiry, administrative investigation, or board of officers is to ascertain facts, document and preserve evidence, and, then report the facts and evidence to the approval authority. It is the duty of the IO or board to thoroughly and impartially ascertain and consider the evidence on all sides of each issue – to comply with the instructions of the appointing authority, to make findings that are warranted by the evidence, and, where appropriate, to make recommendations to the approval authority that are consistent with the findings. In addition to addressing the questions specified by the appointing authority in the appointment memorandum, the IO or board should address larger issues, such as policies, procedures, doctrine, training, resourcing, and leadership, whenever the IO or board determines that those issues are relevant to the matters or conduct under investigation. * Chapter 2 (Responsibilities – Investigations and Boards), Section I (Appointing Authority) – * Paragraph 2-1 (Appointment authority), the following individuals may appoint boards of officers to inquire into matters within their areas of responsibility – * any general court-martial convening authority or special court- martial convening authority, including those who exercise that authority for administrative purposes only * any general/flag officer * any commander, deputy commander, or special, personal, or principal staff officer in the rank of colonel (lieutenant colonel may appoint if assigned to a slot authorized a colonel) or above at Headquarters, Department of the Army (HQDA), the installation, activity, or unit level. * Paragraph 2-3 (Who may be appointed), IOs and board members will be those persons who, in the opinion of the appointing authority, are best qualified for the duty by reason of their education, training, experience, length of service, demonstrated sound judgment, and temperament. IOs and board members must be impartial, unbiased, objective, and have the ability to complete the investigation in a timely manner. If an appointing authority determines that a person with the required experience and expertise is not available within his or her organization, he or she may request assistance from a superior in his or her chain of command or supervision, or coordinate with a counterpart to obtain an IO or board member with the required education, training, experience, and expertise to conduct the investigation or board. * An IO or voting member of a board who, during the proceedings, discovers that the completion of the investigation or board requires examining the conduct or performance of duty of, or may result in findings or recommendations adverse to, a person senior to him or her, will report this fact as soon as possible to the board president or the appointing authority. The appointing authority will then appoint another person, senior to the person affected, who will either replace the IO or member, or conduct a separate inquiry into the matters pertaining to that person. When necessary, the new IO or board may be furnished any evidence properly considered by the previous IO or board. The appointing authority may direct the previous IO to assist the newly appointed IO for the duration of the investigation. * If the appointing authority determines that military exigencies make these alternatives impracticable, the appointing authority may direct the IO or member to continue. This direction will be written and will be included as an enclosure to the report of proceedings. If the appointing authority determines that proceeding with the same IO or member will result in specific prejudice, the appointing authority will request assistance in obtaining a more senior IO from superiors in the chain-of-command or supervision. If the appointing authority does not become aware of the problem until the results of the investigation or board are presented for review and action, the case will be returned for new or supplemental investigation only where specific prejudice is found to exist. * Paragraph 2-9 (Request for reconsideration), a subject, suspect, or respondent (such as an officer against whom an adverse finding was made) may request reconsideration of the findings of an inquiry or investigation upon the discovery of new evidence, mistake of law, mistake of fact, or administrative error. New evidence is that information that was not considered during the course of the initial investigation and that was not reasonably available for consideration. New evidence neither includes character letters nor information that, while not considered at the time of the original investigation, the subject of the investigation could have provided during the course of the investigation. * A request for reconsideration is not permitted when the investigation resulted in administrative, nonjudicial, or judicial action, or any action having its own due process procedural safeguards. * Requests for reconsideration must be submitted to the approval authority within 1 year of the approval authority's approval of the investigation. The approval authority may entertain a request outside of 1 year for good cause. While not exhaustive, good cause is the discovery of new relevant evidence beyond the 1-year time limitation, which the requester could not have discovered through reasonable diligence, or the requester was unable to submit, because duty unreasonably interfered with his or her opportunity to submit a request. The approval authority's determination of good cause is final. * A request for reconsideration will only be considered if the material presented impacts a finding concerning the requester. 2. AR 600-100 (Army Profession and Leadership Policy) prescribes Army Profession and leadership policy and sets forth responsibilities for all aspects of Army Profession and leadership doctrine, training, and research. Chapter 1 (General), paragraph 1-11 (Core leader competencies, "toxic" leadership, and destructive leadership styles) shows to produce an Army of trusted professionals in cohesive teams who adapt and win in a complex world, the Army has identified core leader competencies that pertain to all levels of leadership, both military and civilian. Core leader competencies are related leader behaviors that lead to successful performance, are common throughout the organization, and are consistent with the organizational mission and the Army Ethic. Core leader competencies support the executive core competencies that Army Civilians are expected to master as they advance in their careers. * Destructive leadership styles can compromise organizational effectiveness and discourage subordinates from continuing their Army service. In a variety of ways, they undermine mutual trust and impede mission accomplishment. In senior leaders, destructive styles are particularly damaging. These types of leaders must be developed to change their destructive leadership style if possible or, if not able to change, be removed from the Army profession. Five destructive leadership styles are: * Incompetent managers. They possess inadequate cognitive or emotional fitness or have inadequate prior experience to function at their level. They cannot move from the tactical to the strategic level when so required. They cannot make sound decisions on time. * Affable non-participant. These leaders are interpersonally skilled, and intellectually sound, but incapable of taking charge, making decisions, providing timely guidance, and holding subordinates accountable. They provide minimal guidance, avoid decisions, are fond of committees, meetings, visitors, and often lack passion or creativity. * Insensitive driven achiever. These leaders are usually bright and energetic and consumed by need for unit accomplishment and its attendant recognition. They often provide impressive short-term results, but create a frenzied, micro-managed climate. They are frequently inattentive to the morale of their organization. * Toxic self-centered abuser. These leaders are also usually bright and energetic, as well as goal-oriented and boss-focused. Capable of producing spectacular short-term results, but are arrogant, abusive, intemperate, distrusting, and irascible. They are typically distrusting micro-managers never burdened by introspection. * Criminal. These individuals may be energetic, bright, and sometimes charismatic. However, they cheat, lie, steal, defraud, and assault. 3. AR 600-8-104 (Army Military Human Resource Records Management) prescribes Army policy for the creation, utilization, administration, maintenance, and disposition of the OMPF. The OMPF includes, but is not limited to, the OMPF, finance-related documents, and non-service related documents deemed necessary to store by the Army. Depending on the purpose, documents will be filed in the OMPF in one (or more) of six folders: performance, service, restricted, flight, medical, and/or state/territory. The Authorized Documents Table provides guidance for filing the following documents in the Performance folder/portion of the OMPF: * DA Form 67-10-3 (OER) * Letters of reprimand, censure, or admonition (based on command directive endorsement or addendum to the letter). If it is desired to file the allied documents with the letter, these documents must have been referred to the recipient for comment. 4. AR 600-37 (Unfavorable Information) sets forth policies and procedures to authorize placement of unfavorable information about Army members in individual official personnel files; ensure that unfavorable information that is unsubstantiated, irrelevant, untimely, or incomplete is not filed in individual official personnel files; and ensure that the best interests of both the Army and the Soldier are served by authorizing unfavorable information to be placed in and, when appropriate, removed from official personnel files. * Chapter 3 (Unfavorable Information in Official Personnel Files), paragraph 3-4 (Filing of nonpunitive administrative letters of reprimand, admonition, or censure in official personnel files), provides guidance for filing in the OMPF. A letter, regardless of the issuing authority, may be filed in the OMPF only upon the order of a general officer (to include one frocked to the rank of BG) senior to the recipient or by direction of an officer having general court-martial jurisdiction over the individual. Letters filed in the OMPF will be filed in the performance portion. The direction for filing in the OMPF will be referred to the recipient concerned for comment. * Chapter 7 (Appeals) provides the policies and procedures for appeals and petitions for removal of unfavorable information from the OMPF. * Paragraph 7-2 (Policies and standards) shows an officer who directed the filing in the OMPF of an administrative memorandum of reprimand, admonition, or censure, may request its revision, alteration, or removal if later investigation determines such information is untrue/unjust in whole or in part. The basis for such determination must be provided to the DASEB in sufficient detail so as to justify the request. The officer who directed the filing of such a letter in the OMPF may not initiate an appeal on the basis that the memorandum has served its intended purpose. However, a memorandum of support may be submitted with the recipient's appeal. * Applicability – * Appeals for removal: applies to appeals for the removal of memoranda of reprimand, admonition, or censure, already filed in the recipient's OMPF. * Appeals for transfer: applies to appeals for the transfer of memoranda of reprimand, admonition, or censure from the performance to the restricted file of recipient's OMPF. * Appeals involving documents with regulatory appeal authority. This regulation does not apply to documents that have their own regulatory appeal authority, such as evaluation reports or records of courts-martial. * Burden of proof and level of evidence required – * Once an official document has been properly filed in the OMPF, it is presumed to be administratively correct, and to have been filed pursuant to an objective decision by a competent authority. * Removals – * There is no time restriction for submitting an appeal for removal of unfavorable information from the OMPF. * The recipient has the burden of proof to show, by clear and convincing evidence, to support assertion that the document is either untrue or unjust, in whole or in part. * Evidence submitted in support of the appeal may include, but is not limited to: an official investigation showing the initial investigation was untrue or unjust; decisions made by an authority above the imposing authority overturning the basis for the adverse documents; notarized witness statements; historical records; official documents; and/or legal opinions. * The DASEB will not consider appeals that merely allege an injustice or error without supporting evidence or a compelling argument. Appeals such as these will be returned without action. * The Deputy Assistant Secretary of the Army (Review Boards) (DASA (RB)) is the final decision authority for removal of unfavorable information from the OMPF. This authority will not be further delegated. * The transfer of an unfavorable document to the restricted portion of the OMPF will not normally serve as the sole basis for promotion reconsideration by a Special Selection Board (SSB), unless approved as an exception to policy granted by the Deputy Chief of Staff (DCS), G-1 (based on the DASEB's recommendation and the DASA (RB's) concurrence). * Paragraph 7-7 (Correction of military records – ABCMR), applications should be sent to the ABCMR to correct an error or remove an injustice only after all other means of administrative appeal have been exhausted, including available appeal actions provided in this regulation. 5. AR 623-3 (Evaluation Reporting System) prescribes the policy and tasks for the Army's Evaluation Reporting System, including officer, NCO, and academic evaluation reports (AERs) focused on the assessment of performance and potential. * Chapter 3 (Army Evaluation Principles) – * Paragraph 3-19 (Unproven derogatory information) – * No reference will be made to an incomplete investigation (formal or informal) concerning a Soldier. * References will be made only to actions or investigations that have been processed to completion, adjudicated, and had final action taken before submitting the evaluation to HQDA. If the rated individual is absolved, comments about the incident will not be included in the evaluation. * This restriction is intended to prevent unverified derogatory information from being included in evaluation reports. It will also prevent unjustly prejudicial information from being permanently included in a Soldier's OMPF, such as – * charges that are later dropped * charges or incidents of which the rated individual may later be absolved * Any verified derogatory information may be entered on an evaluation report. This is true whether the rated Soldier is under investigation, flagged, or awaiting trial. While the fact that a rated individual is under investigation or trial may not be mentioned in an evaluation until the investigation or trial is completed, this does not preclude the rating chain's use of verified derogatory information. For example, when an interim report with verified information is made available to a commander, the verified information may be included in an OER, NCO Evaluation Report (NCOER), or AER. For all reports, if previously reported information later proves to be incorrect or erroneous, the Soldier will be notified and advised of the right to appeal the report in accordance with (IAW) Chapter 4 (Evaluation Report Redress Program). * Paragraph 3-27 states if a Soldier signs the OER, supportive documentation is not required. But Soldier’s signature is not on the report, proof that the report was referred to Soldier must be furnished with the OER. These documents are usually in the form of a memorandum by the Senior Rater with reference attachments. * Paragraph 3-28 (4) d., Part II block d. If the officer does not wish to make comments, then the “No” box should be checked. If the rated officer wished to make comments, then mark the “Yes” box. * Paragraph 3-54 ("Relief for Cause" report), an OER is required when an officer or warrant officer is relieved for cause regardless of the rating period involved. Relief for cause is defined as an early release of an officer from a specific duty or assignment directed by superior authority and based on a decision that the officer has failed in his/her performance of duty. In this regard, duty performance will consist of the completion of assigned tasks in a competent manner and compliance at all times with the accepted professional officer standards consisting of attributes and competencies as part of the Leadership Requirements Model. These standards will apply to conduct both on and off duty. * If, for whatever reasons, the relief does not occur on the date the officer is removed from duty position responsibilities, the period of time between the removal and the relief will be non-rated time included in the period of the relief report. * Cases where the rated officer has been suspended from duties pending an investigation will be resolved by the chain of command as expeditiously as possible to reduce the amount of potential non- rated time involved. Every effort will be made to retain the established rating chain, with the officer performing alternate duties under that rating chain until the investigation is resolved. If the rated officer is suspended and subsequently relieved, the period of suspension is non-rated time. If the rated officer is suspended and subsequently placed back to duty (not relieved), the period of suspension is recorded as evaluated time on the next OER. * If a relief for cause is contemplated on the basis of an informal AR 15-6 Investigation, referral procedures contained in that regulation will be followed before the act of initiating or directing the relief. * Chapter 4 (Evaluation Report Redress Program) – * Section II (Commander's or Commandant's Inquiry), paragraph 4-3 (Applicability), commanders (OER and NCOER) or commandants (AER) are required to look into alleged errors, injustices, and illegalities in evaluation reports. This section does not pertain to AERs or other evaluation reports provided by civilian educational, medical, or industrial institutions because there is no military command structure available. (Note: Upon receipt of a request for a Commander's or Commandant's Inquiry, the commander or commandant receiving the request will verify the status of the OER, NCOER, or AER in question. If the evaluation has been submitted and received at HQDA for processing, but has not been filed in the Soldier's OMPF, the commander or commandant will notify the Evaluations Appeals Office via email with a request to have the evaluation placed in a temporarily administrative hold status until completion of the inquiry.) * Section III (Evaluation Appeals) – * Paragraph 4-7 (Policies): An evaluation report accepted for inclusion in the rated Soldier's OMPF is presumed to – * be administratively correct * have been prepared by the proper rating officials * represent the considered opinion and objective judgment of the rating officials at the time of preparation - * The results of a Commander's or Commandant's Inquiry under Chapter 1 (General), Section III (Special Circumstances), paragraph 1-11 (Commander's or Commandant's Inquiry), do not constitute an appeal. They may be used, however, in support of an appeal. * An appeal will be supported by substantiated evidence. An appeal that alleges an evaluation report is incorrect, inaccurate, or unjust without usable supporting evidence will not be considered. The determination regarding adequacy of evidence may be made by, in pertinent part, HQDA, Evaluation Appeals Branch. * Alleged bias, prejudice, inaccurate or unjust ratings, or any matter other than administrative error are substantive in nature and will be adjudicated by the ASRB. * After resolution of the appeal, the appropriate reviewing agency (HQDA for Regular Army) amends the rated Soldier's records, if appropriate. If the rated Soldier has been non-selected for promotion, the ASRB will also determine if promotion reconsideration is warranted as a result of the change to the evaluation report. * Paragraph 4-11 (Burden of proof and type of evidence), the burden of proof rests with the appellant. Accordingly, to justify deletion or amendment of a report, the appellant will produce evidence that establishes clearly and convincingly that – * the presumption of regularity will not be applied to the report under consideration * action is warranted to correct a material error, inaccuracy, or injustice * Clear and convincing evidence will be of a strong and compelling nature, not merely proof of the possibility of administrative error or factual inaccuracy. If the adjudication authority is convinced that an appellant is correct in some or all of the assertions, the clear and convincing standard has been met with regard to those assertions. 6. AR 20-1 (IG Activities and Procedures) prescribes policy and procedures concerning the mission and duties of The Inspector General (TIG). It also prescribes duties, missions, standards, and requirements for IGs throughout the Army. Responsibilities are prescribed for commanders; State Adjutants General; and heads of agencies, activities, centers, and installations for the support of IG activities. Chapter 7 (TIG Investigations Function), paragraph 7-1 (IG investigations: purpose and procedures), shows investigation is the IG function that provides the commander or directing authority another means through which to resolve allegations of impropriety. IGs may investigate violations of policy, regulation, or law; mismanagement; unethical behavior; fraud; or misconduct. Commanders may opt for an IG investigation or investigative inquiry when extreme discretion is necessary, or the allegation requires preliminary fact-finding before deciding to resolve the alleged impropriety in command, IG, or other channels. The primary purpose of IG investigations and investigative inquiries is to resolve allegations of impropriety; to preserve confidence in the chain of command; and, if allegations are not substantiated, to protect the good name of the subject or suspect. IGs who conduct investigations or investigative inquiries obtain evidence to determine if the allegations are "substantiated" or "not substantiated" and if any issues associated with the allegation(s) are "founded" or "unfounded." The preponderance of credible evidence is the standard of proof IGs use to substantiate or not substantiate allegations. Preponderance is defined as superiority of weight and indicates that the alleged impropriety probably occurred. Within the investigations function, IGs have two fact-finding methodologies they may use in the IG Action Process – investigative inquiries and investigations. The definitions of these two methodologies are as follows – * Investigation. A formal fact-finding examination into allegations, issues, or adverse conditions of a serious nature that provides the directing authority a sound basis for making decisions and taking action. IG investigations involve the systematic collection and examination of evidence that consists of testimony recorded under oath; documents; and, in some cases, physical evidence. Only the directing authority can authorize IG investigations using a written and signed directive. IGs normally do not resolve allegations using this methodology but instead rely on the investigative inquiry defined below. IGs report the conclusions of their investigations using a Report of Investigation. * Investigative inquiry. An informal fact-finding examination into allegations, issues, or adverse conditions that are not significant in nature – as deemed by the command IG or the directing authority – and when the potential for serious consequences (such as potential harm to a Soldier or negative impact on the Army's image) are not foreseen. The IG investigative inquiries involve the collection and examination of evidence that consists of testimony or written statements; documents; and, in some cases, physical evidence. Command IGs direct investigative inquiries and provide recommendations to the directing authority or subordinate commanders as appropriate. The directing authority reserves the right to direct an investigative inquiry if he or she feels an investigation is not appropriate. IGs resolve most allegations using this methodology and report their conclusions using a Report of Investigative Inquiry. 7. AR 15-185 (ABCMR) prescribes policies and procedures for correction of military records by the Secretary of the Army, acting through the ABCMR. * Paragraph 2-2 (ABCMR functions): The ABCMR considers individual applications that are properly brought before it. In appropriate cases, it directs or recommends correction of military records to remove an error or injustice. When an applicant has suffered reprisal under 10 USC 1034 (Protected communications; prohibition of retaliatory personnel actions) and DoD Directive (DoDD) 7050.6 (Military Whistleblower Protection), the ABCMR may recommend to the Secretary of the Army that disciplinary or administrative action be taken against any Army official who committed an act of reprisal against the applicant. The ABCMR will decide cases on the evidence of record. It is not an investigative body. The ABCMR may, in its discretion, hold a hearing (sometimes referred to as an evidentiary hearing or an administrative hearing in 10 USC 1034 and DoDD 7050.6) or request additional evidence or opinions. * Paragraph 2-5 (Administrative remedies): The ABCMR will not consider an application until the applicant has exhausted all administrative remedies to correct the alleged error or injustice. * Paragraph 2-9 (Burden of proof): The ABCMR begins its consideration of each case with the presumption of administrative regularity. The applicant has the burden of proving an error or injustice by a preponderance of the evidence. * Paragraph 2-11 (ABCMR hearings): Applicants do not have a right to a hearing before the ABCMR. The Director of the ABCMR or the chair of an ABCMR panel may grant a formal hearing whenever justice requires.