IN THE CASE OF BOARD DATE: 27 January 2020 DOCKET NUMBER: AR20190009732 APPLICANT REQUESTS: upgrade his general discharge under honorable conditions to honorable. APPLICANT'S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: * DD Form 293 (Application for the Army Discharge Review Board (ADRB)) * DD Form 214 (Certificate of Release or Discharge from Active Duty) FACTS: 1. The applicant did not file within the 3-year time frame provided in Title 10 (Armed Forces), United States Code (USC), section 1552 (b) (Correction of Military Records: Claims Incident Thereto). However, the Army Board for Correction of Military Records (ABCMR) conducted a substantive review of this case and determined it is in the interest of justice to excuse the applicant's failure to timely file. 2. The applicant states he believes his discharge was inequitable because it was based on two incidents that occurred during his last deployment: one resulted from a series of miscommunications, and the second happened because he felt loyalty towards a fellow Soldier. In his more than 72 months of service, these were the only instances of misconduct; the applicant asserts he was never given a chance for remedial action. a. He joined the Army at 17, and his intent was to make the Army a career. He maintains he made a mistake when he chose to reenlist and remain at the same duty station; a new chain of command came in that included leaders with whom he had had friction in the past. He believes he got "stuck in a rut," but his heart was "always for [his] brothers." b. The applicant asserts, had he better understood the legal process, he would have fought the nonjudicial punishments (NJP) he received, as well as his discharge. He acknowledges making poor decisions, and now, from the sidelines, he must watch what his friends are experiencing. The applicant states he would be humbled if the Board gave him the opportunity to rejoin the fight, and he feels getting this upgrade would be a solid first step. 3. The applicant's service records show: a. On 8 October 2003, the applicant enlisted into the Regular Army for 4 years; he was 17 years old. Following initial training, orders assigned him to Fort Wainwright, AK. b. On 17 August 2005, the applicant deployed with his unit to Iraq. Effective 8 October 2005, his chain of command promoted him to specialist/E-4. On 11 March 2006, he immediately reenlisted for 6 years. On 1 December 2006, the applicant redeployed from Iraq back to Fort Wainwright. He deployed a second time to Iraq on 20 September 2008. c. On 11 May 2009, the applicant accepted NJP under Article 15, Uniform Code of Military Justice (UCMJ) for making a false official statement to a sergeant first class by falsely claiming "one of the twins in [his] wife's womb [had] died within a few days," when, in fact, the baby actually died in October 2008; punishment included reduction to private first class/E-3. The applicant's record is void of other documentation pertaining to the aforementioned allegation, the health of the applicant's wife during her pregnancy, and/or medical verification of when the twin fetus actually died. d. On 19 August 2009, while still deployed in Iraq, the applicant's platoon sergeant counseled him for multiple violations of the UCMJ and of command policies; the platoon sergeant specifically cited the applicant's alleged disobedience of MND-N (Multi- National Division – North) General Order Number 1, which did not allow the consumption of alcohol. The applicant's response to the counseling is not available for review; however, the platoon sergeant listed the following in the summary of counseling: * On 19 August 2009, at about 0500, a noncommissioned officer (NCO) observed the applicant showing signs of being intoxicated; the NCO found an empty vodka bottle nearby * Upon investigation, the applicant initially told members of his chain of command he knew nothing about the alcohol and had not been drinking; however, the applicant later admitted to his first sergeant that, after finding the vodka bottle in a bomb shelter, he had consumed vodka with another Soldier * The platoon sergeant cited the applicant for consuming alcohol while knowing he would be performing a mission later that morning; by being drunk, the applicant would have placed his fellow Soldiers at risk e. On 20 August 2009, the applicant redeployed from Iraq to Fort Wainwright. On 26 August 2009, the applicant accepted NJP for violating paragraph 3c, MND-N General Order (GO) Number 1, by wrongfully consuming alcohol on 19 August 2009; along with other punishments, he was reduced to private (PV2)/E-2. (A copy of MND-N GO Number 1 is not available for review; in addition, the applicant's record does not indicate whether the command referred him to the Army's substance abuse program (ASAP).) f. On 23 September 2009, the Community Mental Health Service at Fort Wainwright conducted a behavioral health evaluation of the applicant. The evaluator found the applicant was within normal limits in all evaluated areas; in addition, the applicant had no psychiatric disease or defect, and he met medical retention standards. The evaluator further stated no further mental health contact was necessary, and he cleared the applicant for any administrative separation action contemplated by the command. g. On 25 September 2009, the applicant underwent a separation physical; apart from reflecting that the applicant had broken his ankle prior to entering the service and was experiencing shoulder pain as a result of a November 2008 injury, the examining physician noted no other medical conditions. h. On or about 29 September 2009, the applicant's commander advised him, via memorandum, of his intent to separate the applicant under paragraph 14-12b (A Pattern of Misconduct), chapter 14 (Separation for Misconduct), Army Regulation (AR) 635-200 (Active Duty Enlisted Administrative Separations). The commander's bases for this separation action were the applicant's false statements regarding the death of his child and reporting to work drunk while deployed in Iraq. The applicant acknowledged receipt of the notification on 29 September 2009. i. On 7 October 2009, after consulting with counsel, the applicant acknowledged counsel had advised him of the basis for the separation action, and had informed him of his rights and the effect of waiving those rights. The applicant requested representation by counsel and indicated he did not intend to submit statements in his own behalf. j. In an undated memorandum, the applicant's commander recommended the separation authority discharge the applicant under the provisions of paragraph 14-12b, AR 635-200; the commander stated his reasons were the applicant's false statement regarding the death of his child and because he had reported to work drunk while deployed in Iraq. In addition, the commander showed required comments pertaining to counseling and rehabilitation efforts as "N/A" (not applicable), and the commander did not include a request to waive further rehabilitative efforts. k. At some point prior to 19 November 2009, the separation authority approved the commander's recommendation and directed the applicant's general discharge under honorable conditions; the separation authority's approval did not address a waiver of rehabilitative efforts. On 19 November 2009, the applicant was discharged accordingly. His DD Form 214 shows he completed 3 years, 8 months, and 9 days of his 6-year reenlistment contract. The remarks section listed his two deployments to Iraq and his one reenlistment; not reflected was his continuous honorable service from 8 October 2003 through 10 March 2006. He was awarded or authorized: * Iraq Campaign Medal with two bronze service stars * Army Commendation Medal * Army Achievement Medal * Army Good Conduct Medal (1st Award) * National Defense Service Medal * Global War on Terrorism Service Medal * Army Service Ribbon * Overseas Service Ribbon (3rd Award) * Combat Infantryman Badge * Driver and Mechanic Badge with Mechanic Component Bar l. On 26 May 2010, the applicant petitioned the ADRB requesting an upgraded character of service. (1) The applicant stated his desire to receive Department of Veterans Affairs (VA) education benefits so that he could better provide for his family; he also wanted to show an honorable character of service on his job applications. (a) He felt, in effect, the misconduct that led to his discharge should not overshadow his otherwise honorable service, and noted he had deployed twice to Iraq. (b) The first NJP was for lying to a noncommissioned officer (NCO); this situation was totally mishandled, and his wife suffered as a result. * In effect, his chain of command sent him home from deployment due to his wife's medical complications, which were related to the birth of their second child * When he got there, they said he would be sent back to Iraq because he had (falsely) told them his wife lost a twin child; the applicant and his wife really believed they had lost a twin to their baby, but his wife's doctor was unable to prove it * The applicant's wife had serious medical conditions: gestational diabetes (type of diabetes incurred during pregnancy), hematoma (solid swelling of clotted blood within tissue), deep vein thrombosis (blood clot in deep veins), and placenta abruptions (placenta separating from uterus before delivery) * His wife's doctor asked for the applicant to come home; at no point did the applicant have a reason to lie; the applicant nonetheless accepted the punishment so that he could move on from the situation * near the end of his deployment, he and a battle buddy got into trouble for drinking alcohol; he responded honestly when his chain of command asked if he had been drinking, and he acknowledged he had drunk enough to be intoxicated * The applicant's battle buddy made comments to an NCO, but that battle buddy is still serving on active duty, while the applicant was discharged; the applicant realizes he was wrong, but does not understand why his subsequent discharge prevented him from receiving VA benefits (2) On 16 March 2011, the ADRB denied the applicant's request because it found no mitigating factors to warrant an upgraded character of service. 4. The applicant argues his discharge was inequitable because it was based on two incidents that occurred during his last deployment and within months of his adverse discharge; he was on active duty for more than 72 months, deployed twice to Iraq, and the majority of his service was honorable. a. AR 600-85 (ASAP), in effect at the time, required commanders to refer all Soldiers to an ASAP counseling center for evaluation when they were identified as potential alcohol abusers by an incident involving the use of alcohol. The evidence of record does not reflect the applicant was referred for evaluation. b. During the applicant's era for service, commanders were to initiate separation action against Soldiers who displayed a pattern of misconduct involving acts of discreditable involvement with military authorities and/or conduct that was prejudicial to good order and discipline. (1) On 11 May 2009, the applicant accepted NJP for making a false official statement. (2) On 19 August 2009, while deployed in Iraq, the applicant admitted to drinking alcohol, in contravention of an MND-N GO; he accepted NJP for this misconduct on 26 August 2009. Although the commander's separation recommendation stated the applicant had reported to work drunk during deployment, the platoon sergeant's counseling statement (prepared at the time of the alleged offense) indicated instead the applicant was off-duty, but was supposed to participate in a mission later that morning. c. Paragraph 1-16, AR 635-200 mandated the commander's maximum use of counseling and rehabilitation before reaching a determination a Soldier had no potential for further military service; this was particularly true for Soldiers being considered for separation based on showing a pattern of misconduct. (1) Soldiers not in a training status were to be locally reassigned at least once, with a minimum of 3 months of duty in each unit; such reassignments could be between battalion, as well as brigade-sized units. Separation authorities could waive rehabilitative transfers at any time, whether on or before an approved separation date. (2) The evidence of record indicates the applicant's company commander neither addressed rehabilitative efforts in his separation recommendation, nor asked the separation authority to approve a waiver. Additionally, the separation authority made no mention of a waiver of rehabilitative efforts in his approval memorandum. d. In reaching its determination, the Board can consider the applicant's petition, his service record, and his statements in light of the published guidance on equity, injustice, or clemency. BOARD DISCUSSION: The Board carefully considered the applicant's request, supporting documents, evidence in the records and published DoD guidance for consideration of discharge upgrade requests. The Board considered the applicant's statement, his record of service to include his deployment to Iraq during which he earned the Combat Infantryman Badge, the frequency and nature of his misconduct, the reason for his separation, and whether to apply clemency. The Board agreed that, while his discharge for a pattern of misconduct was appropriate, the characterization of his service was too harsh relative to the misconduct. Based on a preponderance of evidence, the Board determined the applicant's character of service should be upgraded to honorable. The Board also concurred with the corrections addressed in Administrative Note(s) below. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 :X :X :X GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING : : : DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: The Board determined the evidence presented is sufficient to warrant a recommendation for relief. As a result, the Board recommends that, in addition to the corrections addressed in Administrative Note(s) below, all Department of the Army records of the individual concerned be corrected by reissuing his DD Form 214 for the period ending 19 November 2009 to show his service was characterized as honorable. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. ADMINISTRATIVE NOTE(S): 1. The version of AR 635-5 (Separation Documents), in effect at the time, mandated the inclusion of remarks when separating Soldiers received a less than honorable character of service; the regulation added the comment to item 18 (Remarks) and stated: "CONTINUOUS HONORABLE SERVICE FROM (first day of service not listed on the DD Form 214) TO (date before commencement of current enlistment)." 2. AR 600-8-22 (Military Awards) authorizes one bronze service star for the Iraq Campaign Medal based on each campaign in which a Soldier has participated; authorized campaigns for the Iraq War include: * 20050817-20061201;20080920-20090820 * Iraqi Governance (29 June 2004 to 15 December 2005) * National Resolution (16 December 2005 to 9 January 2007) * Iraqi Surge (10 January 2007 to 31 December 2008) * Iraqi Sovereignty (1 January 2009 to 31 August 2010) 3. As a result, amend the applicant's DD Form 214, ending 19 November 2009, as follows: a. Delete, from item 13 (Decorations, Medals, Badges, Citations, and Campaign Ribbons Awarded or Authorized), the Iraq Campaign Medal with two bronze service stars. b. Add the following: * Item 13 – Iraq Campaign Medal with four bronze service stars * Item 18 – "CONTINUOUS HONORABLE SERVICE FROM 20031008 TO 20060310" REFERENCES: 1. Title 10, USC, section 1552(b), provides that applications for correction of military records must be filed within 3 years after discovery of the alleged error or injustice. This provision of law also allows the ABCMR to excuse an applicant's failure to timely file within the 3-year statute of limitations if the ABCMR determines it would be in the interest of justice to do so. 2. AR 635-200, in effect at the time, prescribed policies and procedures for the administrative separation of enlisted personnel. a. Paragraph 1-16 (Counseling and Rehabilitative Requirements), mandated the commander's maximum use of counseling and rehabilitation before reaching a determination a Soldier had no potential for further military service; this was particularly true for Soldiers being considered for separation for a pattern of misconduct. Soldiers not in a training status were to be locally reassigned at least once, with a minimum of 3 months of duty in each unit; such reassignments were to be between battalion, as well as brigade-sized units. Separation authorities could waive rehabilitative transfers at any time, whether on or before a separation approval date. b. Paragraph 3-7a (Honorable Discharge) stated an honorable discharge was a separation with honor. The honorable characterization was appropriate when the quality of the Soldier's service generally met the standards of acceptable conduct and duty performance. c. Chapter 14 (Separation for Misconduct) addressed separation for misconduct, to include for a pattern of misconduct and the commission of a serious offense. Paragraph 14-12b stated members were subject to separation under this provision when they showed a pattern of misconduct involving acts of discreditable involvement with military authorities, and/or displayed conduct that was prejudicial to good order and discipline. 3. AR 600-85 (ASAP), in effect at the time, stated abuse of alcohol was inconsistent with Army values and required commanders to intervene early. Commanders were to refer all Soldiers to an ASAP counseling center for evaluation within 5 working days after the Soldiers were identified as potential alcohol abusers as a result of an incident involving the use of alcohol. Use of alcohol during duty hours was specifically condemned. 4. On 25 July 2018, the Under Secretary of Defense for Personnel and Readiness issued guidance to Military Discharge Review Boards and Boards for Correction of Military/Naval Records (BCM/NRs) regarding equity, injustice, or clemency determinations. Clemency generally refers to relief specifically granted from a criminal sentence. BCM/NRs may grant clemency regardless of the type of court-martial. However, the guidance applies to more than clemency from a sentencing in a court- martial; it also applies to other corrections, including changes in a discharge, which may be warranted based on equity or relief from injustice. This guidance does not mandate relief, but rather provides standards and principles to guide Boards in application of their equitable relief authority. In determining whether to grant relief on the basis of equity, injustice, or clemency grounds, BCM/NRs shall consider the prospect for rehabilitation, external evidence, sworn testimony, policy changes, relative severity of misconduct, mental and behavioral health conditions, official governmental acknowledgement that a relevant error or injustice was committed, and uniformity of punishment. Changes to the narrative reason for discharge and/or an upgraded character of service granted solely on equity, injustice, or clemency grounds normally should not result in separation pay, retroactive promotions, and payment of past medical expenses or similar benefits that might have been received if the original discharge had been for the revised reason or had the upgraded service characterization. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20190009732 2 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1 ABCMR Record of Proceedings (cont) AR20190009732 9 ABCMR Record of Proceedings (cont) AR20190009732 7