IN THE CASE OF: BOARD DATE: 14 July 2022 DOCKET NUMBER: AR20210014271 APPLICANT’S REQUEST: The applicant requests her bad conduct discharge (BCD) be upgraded to under honorable conditions (general) or to an honorable discharge. APPLICANT'S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Record) * DD Form 293 (Application for the Review of Discharge) * a partial statement dated 4 September 2021 * Class action notification letter * 12 letters if support FACTS: 1. Standard of Review. When arriving at its findings and making its determinations, the Board shall review the petition for requested relief independent from any previous petitions submitted to the Army Review Discharge Board or the Army Board for Correction of Military Records (ABCMR).? 2. The applicant did not file within the three-year time frame provided in Title 10, United States Code (USC), section 1552 (b); however, the Army Board for Correction of Military Records conducted a substantive review of this case and determined it is in the interest of justice to excuse the applicant's failure to timely file. 3. The applicant states she is applying for correction of her records pursuant to the Army Review Boards Agency notification of a class action suit and she requests that her case be reviewed. In a statement provided with her application she states: a. [Upon returning] from leave, she was in a car accident that rendered her left hand inoperable. She [underwent] physical and occupational therapy and had a stay in a mental ward on base and before finally[receiving] a BCD Special. b. She was and is a praying mother, woman, sister, and Soldier. She made a bad choice [when] she could not see any further for help of finances or life. c. There is no turning back, so she got herself together and devotes lots of her time to helping others, learning how to manage stress, finances, and anger, how to say no and enough. She got a civilian job, but her hand injury made her profession hard to perform to others safety. She was a waitress, and it made her happy. She needed professional help which landed her in another psychiatric ward, but she improved due to medication. She just wanted to be happy, healthy and thrive and keep her dependents safe. d. She has nightmares and can't sleep and can't close lots of doors (the wooden kind) once inside, she sweats profusely when stressed or anxious, has severe claustrophobia even in large rooms and her feet are constantly in pain and swollen which makes for an altered mood. She loves GOD and church but people not so much, it's too hard and she needs a little help with them. She has a new doctor, so she has new hope for people: and herself. She has not held a job since the mid-nineties and has had five fiancés, one who died, so she has an issue with long progressive relationships. e. She now has a great support system, and they are aware of her true military disposition and they still love and support her. She has spiritual help from retired CSM and now Pastor her son, her mother, and her newest psychiatrist. f. Her mistake in her twenties has colored her life since. She has apologized and made restitution to the doctor she stole from and after so many civilian life denials due to her discharge and the shame of it at 50 years of age, she thinks this is quite lengthy to keep paying for her mistakes. 4. The applicant enlisted in the Regular Army for 4 years on 28 August 1990. 5. The applicant's available record does not contain a complete record of her service. 6. A 16 June 1993 DA Form 4187 (Personnel Action) shows she was confined by civilian authorities at 2300 hours 16 June 1993. A 17 June 1993 DA Form 4187 shows she was returned to military control at 1900 hours 17 June 1993. 7. Court-martial charges were preferred against the applicant for violations of the Uniform Code of Military Justice (UCMJ); however, the relevant DD Form 458 (Charge Sheet) is not available for review in this case. 8. On 14 September 1993, the applicant requested discharge under the provisions of Army Regulation 635-200 (Personnel Separations – Enlisted Personnel), Chapter 10, in lieu of trial by court-martial. a. She consulted with legal counsel and was advised of the basis for the contemplated trial by court-martial; the maximum permissible punishment authorized under the UCMJ; the possible effects of an under other than honorable conditions discharge; and the procedures and rights that were available to him. b. Subsequent to receiving legal counsel, the applicant voluntarily requested discharge under the provision of Army Regulation 635-200, Chapter 10, for the good of the service – in lieu of trial by court-martial. She noted in her request that the charges pending were: * Charge I: violation of the UCMJ, Article 121, the specification, theft * Charge II: Violation of the UCMJ, Article 80, specification 1 and 2, to wit: Attempt to Steal * Charge III: Violation of the UCMJ, Article 123, the specification, to wit: Intent to defraud, falsify charge receipt c. In her request for discharge, she acknowledged her understanding that by requesting discharge, she was admitting guilt to the charge against her, or of a lesser included offense that also authorized the imposition of a bad conduct or dishonorable discharge. She further acknowledged she understood that if her discharge request was approved she could be deprived of many or all Army benefits, she could be ineligible for many or all benefits administered by the Department of Veterans Affairs (VA), and she could be deprived of her rights and benefits as a veteran under both Federal and State laws. d. The applicant waived her right to submit a statement on her own behalf. 9. The applicant's company and battalion commanders recommended approval of the request; however, the court-martial convening authority denied the request. 10. The applicant provided pages 92 through 102 of the transcript of her trial, wherein she set forth her family history prior to her enlistment and the situation that led up to her court-martial. The trial appears to have been adjudged on or about 18 October 1993. 11. On 23 November 1993 her defense counsel submitted a request for leniency based on the applicant's financial problems, noting the applicant had exhausted all other avenues and services available to her prior to her theft of Dr. credit card. While the applicant was found guilty of larceny, two specifications of attempted larceny, and forgery, she is not a bad person. She acted inappropriately and was accepted into the Pretrial Intervention Program. She has received a federal conviction for her misconduct. In addition, she is participating in the program that will assist her in future stressful situations as well as provide counseling that she needs. Imposing the bad-conduct discharge will be unduly harsh and not fit the offense committed. The applicant has saved the government time and money by pleading guilty and the federal conviction will forever serve as punishment for her conduct. In conclusion, the applicant asks that the adjudged punitive discharge be set aside. 12. Headquarters, United states Army Training Center and Fort Jackson Special Court- Martial Order Number 7, issued on 2 December 1993 shows the applicant pled and was found guilty of stealing a Visa credit card, from Dr. on or about 16 June 1993; attempted theft of a "Pulsar" brand watch, from Finlay Fine Jewelry Incorporated, on or about 16 June 1993; attempt to steal a diamond and ruby ring from Finley Fine Jewelry Incorporated, on or about 16 June 1993; and forgery by falsely making and uttering a credit charge receipt, on or about 16 June 1993. The recommended sentence was to be reduced to the pay grade of E-1 and to be discharged from the service with a BCD. 13. The court-martial convening authority approved the sentence and, except for the part of the sentence extending to BCD, directed it be executed. 14. On 15 December 1993, the applicant was placed on excess leave while awaiting review of the court-martial for a punitive discharge. 15. On 30 June 1994, the United States Army Court of Military Review directed a correction to the Special Court-Martial Order Number 7 as follows " To reflect in the Specification of Charge III an offense of forgery by falsely making a credit charge receipt, on or about 16 June 1993." Further, on this date the findings and sentence were affirmed. 16. The applicant's counsel appealed the finding to the U. S. Court of Appeals for the Armed Forces, stating the military judge erred by accepting the applicant's pleas to attempted larceny in specifications 1 and 2 of charge II, where the appellant testified that she intended to return the watch and ring to their owner for a cash refund, and where the stipulation of fact reflects a similar intent not to permanently deprive the owner/retailer of the watch and ring. 17. The date of the appeal is not clear, and the record does not contain any indication of what, if any, action the Appeals court took. 18. Headquarters, United states Army Training Center and Fort Jackson Special Court- Martial Order Number 1, issued on 3 January 1995, states the applicant's sentence of a BCD and reduction to E-1 had been affirmed and directed the BCD be executed. 19. U.S. Army Human Resources Command, St. Louis, MO, Orders D-03-511506, dated 29 March 2005 indicates the applicant was honorably discharged from the U.S. Army Reserve (USAR) effective 29 March 2005. However, there is no other documentation of record to show that the applicant was granted any of the waivers required to enlist in the USAR that are associated with a BCD, that she actually enlisted in and served in the USAR, or if she did for how long. Additionally the applicant has made no reference to any USAR service. 20. The available record does not contain a copy of the applicant's DD Form 214; however, the U.S. Army Human Resources Command, St. Louis, MO, issued an Official Statement of Service on 9 May 2007. The statement is incorrect and or incomplete. It lists her character of service as unknown, her reenlistment eligibility code as "1" and her reason for discharge or release from active duty (REFRAD) as dropped from rolls/imprisonment. 21. In support of her application, the applicant provided the following, which were provided to the Board in their entirety. a. A Determination of Medicaid Disability application, date 9 December 2009, in which the applicant requested disability for a diagnosis of schizophrenia, undifferentiated. b. An Edgewood Health evaluation dated 4 August 2021, that afforded her the diagnoses of generalized anxiety disorder, dysthymic disorder (persistent depressive disorder), and PTSD unspecified. c. Twelve third party statements submitted on her behalf that describe the applicant as an active member of her church and a close friend who can always be relied on. A person who is loyal, trustworthy and takes time to help others. She has always been a smart, loud and outgoing energetic individual was quick tempered and honest yet still very sweet. She is a very productive person but now she is tired and her injuries plague her a lot. She is also a strong believer in discipline and orderly conduct. She is a prime example of a person who has learned from her mistakes and has become a model citizen. She is fully engaged in her church ministry and a care provider for her mother, as a couple of examples of her growth. Her advice and wisdom are solid and sought after. 22. Clemency guidance to the Boards for Correction of Military/Navy Records (BCM/NR) does not mandate relief, but rather provides standards and principles to guide Boards in application of their equitable relief authority to ensure each case will be assessed on its own merits. In determining whether to grant relief BCM/NRs shall consider the prospect for rehabilitation, external evidence, sworn testimony, policy changes, relative severity of misconduct, mental and behavioral health conditions, official governmental acknowledgement that a relevant error or injustice was committed, and uniformity of punishment. This includes consideration of changes in policy, whereby a service member under the same circumstances today would reasonably be expected to receive a more favorable outcome. 23. Court-Martial convictions stand as adjudged or modified by appeal through the judicial process. In accordance with Title 10, U.S. Code, Section 1552, the authority under which this Board acts, the ABCMR is not empowered to set aside a conviction. Rather it is only empowered to change the severity of the sentence imposed in the court-martial process and then only if clemency is determined to be appropriate. Clemency is an act of mercy, or instance of leniency, to moderate the severity of the punishment imposed. 24. MEDICAL REVIEW: The Army Review Boards Agency (ARBA) Medical Advisor reviewed the supporting documents and the applicant’s military service records. Her hardcopy medical record was not available for review. A copy of her treatment records dated 4 August 2021 indicates she was diagnosed with Generalized Anxiety Disorder (GAD) on 25 February 2020. On 4 August 2021, she was diagnosed with Dysthymic Disorder and post-traumatic stress disordet (PTSD), unspecified. A review of the Department of Veterans Affairs’ (VA) Joint Legacy Viewer indicates the applicant has not been evaluated or treated in the VA system. She does not have a service connected disability rating. An administrative note dated 9 February 2012 informed the applicant she is not eligible for medical benefits. There is documentation to support a behavioral health diagnosis at the time of her discharge. There is no psychiatric diagnosis to consider with respect to mitigation of the misconduct that led to her discharge. In addition, none of her current diagnoses would be considered a mitigating factor for her misconduct. * Did the applicant have a condition or experience that may excuse or mitigate the discharge? No. * Did the condition exist or experience occur during military service? No. * Does the condition experience actually excuse or mitigate the discharge? Not applicable. * Does the condition or experience outweigh the discharge? Not applicable. BOARD DISCUSSION: The Board carefully considered the applicant's request, supporting documents, evidence in the records, a medical review, and published Department of Defense guidance for liberal consideration of discharge upgrade requests. The Board considered the applicant's statement, her record of service to include deployment, the frequency and nature of her misconduct and the reason for her separation. The Board considered the applicant's behavioral health claim and the review and conclusions of the ARBA Medical Advisor. The Board found the letters of support she provided insufficient to support an upgrade of her character of service. The Board further found insufficient evidence of in-service mitigating factors and concurred with the conclusion of the medical advising official regarding her misconduct not being mitigated by a behavioral health condition. Based on a preponderance of evidence, the Board determined the character of service the applicant received upon separation was not in error or unjust. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING :X :X :X DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: The evidence presented does not demonstrate the existence of a probable error or injustice. Therefore, the Board determined the overall merits of this case are insufficient as a basis for correction of the records of the individual concerned. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. REFERENCES: 1. Title 10, USC, section 1552(b), provides that applications for correction of military records must be filed within three years after discovery of the alleged error or injustice. This provision of law also allows the Army Board for Correction of Military Records (ABCMR) to excuse an applicant's failure to timely file within the three-year statute of limitations if the ABCMR determines it would be in the interest of justice to do so. 2. Title 10, United State Code, section 1556 provides the Secretary of the Army shall ensure that an applicant seeking corrective action by the Army Review Boards Agency (ARBA) is provided a copy of all correspondence and communications, including summaries of verbal communications, with any agencies or persons external to agency or board, or a member of the staff of the agency or Board, that directly pertains to or has material effect on the applicant's case, except as authorized by statute. 3. Army Regulation 15-185 (ABCMR) prescribes the policies and procedures for correction of military records by the Secretary of the Army, acting through the ABCMR. The regulation provides that the ABCMR begins its consideration of each case with the presumption of administrative regularity. The applicant has the burden of proving an error or injustice by a preponderance of the evidence. 4. Army Regulation 635-5-1 (Separation Program Designator (SPD) Codes) provides the specific authorities (regulatory or directive), reasons for separating Soldiers from active duty, and the SPD codes to be entered on the DD Form 214. It states that the SPD code of JJD is the appropriate code to assign to Soldiers separated under the provisions of AR 635-200, Chapter 3, by sentence of a trial by court-martial. The SPD/RE Code Cross Reference Table included in the regulation establishes RE-4 as the proper code to assign members separated with this SPD code. 5. Army Regulation 601-210 determines RA and USAR reentry eligibility and provides regulatory guidance on the RE codes. This table provides instruction for determining the RE Code for Active Army Soldiers, as well as RC Soldiers separated for cause and exceptional category for physical disability. The cross reference table shows an SPD of JJD requires an RE 4. 6. Army Regulation 635-200 sets forth the basic authority for the separation of enlisted personnel. The version in effect at the time provided that: a. An honorable discharge is a separation with honor and entitles the recipient to benefits provided by law. The honorable characterization is appropriate when the quality of the member’s service generally has met the standards of acceptable conduct and performance of duty for Army personnel, or is otherwise so meritorious that any other characterization would be clearly inappropriate. b. A general discharge is a separation from the Army under honorable conditions. When authorized, it is issued to a Soldier whose military record is satisfactory but not sufficiently meritorious to warrant an honorable discharge. A characterization of under honorable conditions may be issued only when the reason for the Soldier’s separation specifically allows such characterization. c. A Soldier will be given a BCD/DD only pursuant to an approved sentence of a general or special court-martial. The appellate review must be completed and the affirmed sentence ordered duly executed. d. Court-Martial convictions stand as adjudged or modified by appeal through the judicial process. In accordance with Title 10, U.S. Code, Section 1552, the authority under which this Board acts, the ABCMR is not empowered to set aside a conviction. Rather it is only empowered to change the severity of the sentence imposed in the court-martial process and then only if clemency is determined to be appropriate. Clemency is an act of mercy, or instance of leniency, to moderate the severity of the punishment imposed. 7. On 3?September 2014, the Secretary of Defense directed the Service Discharge Review Boards (DRBs) and Service Boards for Correction of Military/Naval Records (BCM/NRs) to carefully consider the revised PTSD criteria, detailed medical considerations and mitigating factors when taking action on applications from former service members administratively discharged UOTHC and who have been diagnosed with PTSD by a competent mental health professional representing a civilian healthcare provider in order to determine if it would be appropriate to upgrade the characterization of the applicant's service. 8. On 25?August 2017, the Office of the Undersecretary of Defense for Personnel and Readiness issued clarifying guidance for the Secretary of Defense Directive to DRBs and BCM/NRs when considering requests by Veterans for modification of their discharges due in whole or in part to: mental health conditions, including PTSD; Traumatic Brain Injury; sexual assault; or sexual harassment. Boards are to give a liberal consideration to Veterans petitioning for discharge relief when the application for relief is based in whole or in part to those conditions or experiences. The guidance further describes evidence sources and criteria and requires Boards to consider the conditions or experiences presented in evidence as potential mitigation for misconduct that led to the discharge. 9. On 25?July 2018, the Under Secretary of Defense for Personnel and Readiness issued guidance to Military DRBs and BCM/NRs regarding equity, injustice, or clemency determinations. Clemency generally refers to relief specifically granted from a criminal sentence. BCM/NRs may grant clemency regardless of the type of court-martial. However, the guidance applies to more than clemency from a sentencing in a court-martial; it also applies to other corrections, including changes in a discharge, which may be warranted based on equity or relief from injustice. a. This guidance does not mandate relief, but rather provides standards and principles to guide Boards in application of their equitable relief authority. In determining whether to grant relief on the basis of equity, injustice, or clemency grounds, BCM/NRs shall consider the prospect for rehabilitation, external evidence, sworn testimony, policy changes, relative severity of misconduct, mental and behavioral health conditions, official governmental acknowledgement that a relevant error or injustice was committed, and uniformity of punishment. b. Changes to the narrative reason for discharge and/or an upgraded character of service granted solely on equity, injustice, or clemency grounds normally should not result in separation pay, retroactive promotions, and payment of past medical expenses or similar benefits that might have been received if the original discharge had been for the revised reason or had the upgraded service characterization. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20210014271 1 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1