IN THE CASE OF: BOARD DATE: 15 June 2022 DOCKET NUMBER: AR20210017271 APPLICANT REQUESTS: a physical disability retirement. APPLICANT'S SUPPORTING DOCUMENTS CONSIDERED BY THE BOARD: DD Form 149 (Application for Correction of Military Record) FACTS: 1. The applicant did not file within the three-year time frame provided in Title 10, United States Code, section 1552(b); however, the Army Board for Correction of Military Records (ABCMR) conducted a substantive review of this case and determined it is in the interest of justice to excuse the applicant's failure to timely file. 2. The applicant states he was honorably discharged in July 2014 and is requesting his record be reviewed for medical retirement. a. On 9 July 2013, he was involved in an indirect fire (IDF) blast that resulted in battle injuries, “such as traumatic brain injury (TBI) and post-traumatic stress disorder (PTSD).” He spent 10 days at the “CCC” and subsequently returned to base on light duty for a short period of time before he was returned to full duty. During that time, he also reported back and shoulder pain. He does not believe that he was fit for duty following the explosion; however, the medical team did not follow up with imaging to determine the impact of the explosion on his back, neck, or knees. His initial disability claim was filed during active duty, but was not completed until after he was honorably discharged. He received a 90% disability rating. He has made numerous attempts to obtain civilian employment, but has been unsuccessful due to his service-connected injuries. He has imaging studies that show bulging/herniated discs in his neck and back, Osgood-Schlatter disease, and thinning cartilage in his knees. He is now rated at 100% for his service-connected injuries and is unable to receive life insurance. He respectfully requests that his honorable discharge be changed to reflect a medical retirement. b. Upon his return from deployment, there was a big push to get guys who were not reenlisting out of the Army. He was young, lost, and not mentally stable. He was convinced to ETS (expiration for term of service) because a medical discharge would take more than a year and require a significant amount of paperwork from the leadership. He was a raging alcoholic following his discharge and he was lost in life with a clouded perception of reality in regards to his injuries. His life changed after he had his first child in 2015 and he gained purpose and direction. He has been 100% sober since 2018 and sobriety has helped him focus on his mental health and physical health. Part of his treatment in mental health is to avoid minimizing his injuries. In his eyes he is lucky and blessed to be alive and have all of his limbs. His back, neck, knees, PTSD, and TBI are all hidden injuries that make him feel weak compared to the injuries of his fellow Soldiers. 3. On 16 February 2022, the Army Board for Correction of Military Records (ABCMR) notified the applicant that in order for the ABCMR to consider the application, he must provide a copy of medical documentation and other supporting documents that support the claim. The case was placed on a 30-day hold and the applicant has not responded to date. 4. A review of the applicant’s service record shows: a. He enlisted in the Regular Army on 11 April 2011. b. The service record includes the applicant’s medical evaluations for the purposes of enlistment which indicated he was generally in good health with the physician documenting he wore glasses. The applicant was marked qualified for service. * DD Form 2807-1 (Report of Medical History) dated 29 December 2010 * DD Form 2808 (Report of Medical Examination) dated 29 December 2010 c. The Enlisted Record Brief shows he deployed to Afghanistan from 10 March 2013 through 20 November 2013 (8 months and 11 days). d. Orders 069-0013, dated 10 March 2014, discharged the applicant from active duty not by reason of physical disability with an effective date of 31 July 2014. e. He was honorably discharged on 31 July 2014. His DD Form 214 (Certificate of Release or Discharge from Active Duty) shows he completed 3 years, 3 months, and 20 days of active service. He was assigned separation code MBK and the narrative reason for separation listed as “Completion of Required Active Service.” f. Orders D-01-900529, dated 8 January 2019, honorably discharged the applicant from the U.S. Army Reserve effective 8 January 2019. 5. A review of the applicant’s record confirms administrative entries were omitted on his DD Form 214. The entry will be added to his DD Form 214 as an administrative correction and will not be considered by the Board. The Board will consider his request for a medical retirement. 6. The applicant's service record is void of documentation that shows he was treated for an injury or an illness that warranted his entry into the Physical Disability Evaluation System (PDES). Additionally, there is no indication he underwent a medical evaluation board (MEB) or a physical evaluation board (PEB). 7. By regulation (AR 40-501), medical evaluation of certain enlisted military occupational specialties and officer duty assignments in terms of medical conditions and physical defects are causes for rejection or medical unfitness for these specialized duties. If the profile is permanent the profiling officer must assess if the Soldier meets retention standards. Those Soldiers on active duty who do not meet retention standards must be referred to a medical evaluation board. 8. By regulation (AR 635-40), the Army disability system sets forth policies, responsibilities, and procedures that apply in determining whether a Soldier is unfit because of physical disability to reasonably perform the duties of his or her office, grade, rank, or rating. The regulation states disability compensation is not an entitlement acquired by reason of service-incurred illness or injury; rather, it is provided to Soldiers whose service is interrupted and who can no longer continue to reasonably perform because of a physical disability incurred or aggravated in military service. 9. The Army rates only conditions determined to be physically unfitting at the time of discharge, which disqualify the Soldier from further military service. The Army disability rating is to compensate the individual for the loss of a military career. The VA does not have authority or responsibility for determining physical fitness for military service. The VA may compensate the individual for loss of civilian employability. 10. Title 38, United States Code, Sections 1110 and 1131, permit the VA to award compensation for disabilities which were incurred in or aggravated by active military service. However, an award of a VA rating does not establish an error or injustice on the part of the Army. 11. Title 38, Code of Federal Regulations, Part IV is the VA’s schedule for rating disabilities. The VA awards disability ratings to Veterans for service-connected conditions, including those conditions detected after discharge. As a result, the VA, operating under different policies, may award a disability rating where the Army did not find the member to be unfit to perform his/her duties. Unlike the Army, the VA can evaluate a Veteran throughout his or her lifetime, adjusting the percentage of disability based upon that agency's examinations and findings. 12. MEDICAL REVIEW: The Army Review Boards Agency (ARBA) Medical Advisor was asked to review this case. Documentation reviewed included the applicant’s ABCMR application and accompanying documentation, the military electronic medical record (AHLTA), the VA electronic medical record (JLV), the electronic Physical Evaluation Board (ePEB), the Medical Electronic Data Care History and Readiness Tracking (MEDCHART) application, and the Interactive Personnel Electronic Records Management System (iPERMS). The ARBA Medical Advisor made the following findings and recommendations: a. The applicant is applying to the ABCMR requesting, in essence, a referral to the Disability Evaluation System (DES). He states: “I was honorably discharged in July 2014 from the United States Army and would like for my record to be reviewed for medical retirement after being involved in an explosion that has forever changed my quality of life and civilian employability ... My initial disability claim was filed during active duty but was not finalized until I was honorably discharged, with a VA rating of 90%. I was honorably discharged in July 2014 and since then have made several attempts to sustain civilian employment but have been unsuccessful due to service connected injuries.” b. The Record of Proceedings details the applicant’s military service and the circumstances of the case. His DD 214 shows the applicant entered the regular Army on 11 April 2011 and was honorably discharged at the completion of his required active service on 31 July 2014 under provisions provided in Chapter 4 of AR 635-200, Active Duty Enlisted Administrative Separations (17 December 2009). It shows he served in Afghanistan from 24 February 2013 thru 11 November 2013. c. His pre-entrance Report of Medical History and Report of Medical Examination show the applicant was in good health, without any significant past medical history or conditions. d. AHLTA records show the applicant sustained a concussion from an improvised explosive device (IED) blast on 9 June 2013. He had some dizziness, headaches, and decreased concentrating ability by history along with several findings consistent with a mild traumatic brain injury on his physical examination, and so was referred to occupational therapy (OT) for further evaluation and rehabilitation. e. He was seen daily by OT from 10-13 June 2013 in what was called the “CCC” which is assumed to have meant “Concussion Care Clinic” or the like. His last OT note shows he had done well with rehab: (1) “SM {service member} reports headache pain at 0.8 cm on 10 cm scale and describes it as frontal lobe pressure. SM reports tinnitus continues on the RT side today and states that the tinnitus in LT ear has stopped and tinnitus in RT ear is decreasing. SM reports only sleeping for a total of 6 hours last night and waking up x 6 and was able to fall asleep 15 minutes later after each wake up. SM was cleared for RTD by PCM. (2) PLAN: Protected rest, community reintegration, and graded return to function. Limit physical and cognitive activity pending 0/10 headache. SM will f/u with provider as needed (3) Profile Status: light duty/RTD f. The applicant was seen 4 times in June and July for “Military Combat Stress Reaction.” g. After redeployment, the applicant sought care for post-traumatic headaches, behavioral health concerns, and low back pain. h. There were four encounters for post-traumatic headaches (HA). From the final encounter on 26 March 2014 which was with neurology: 22-year-old active duty male presents for follow up for headaches and tremor ... Today, patient reports HA have been stable since last month, occurring 2-3 times per week and lasting for about an hour. He has not had to use Maxalt. Continued hand tremor. not interfering with activities. Plan: Increase Topamax to 75mg BID {twice a day} i. The applicant was seen monthly by behavioral health from November 2013 thru May 2014 during which he was always diagnosed with anxiety disorder. From his penultimate visit on 22 April 2014: (1) PTSD- patient reported some improvement in PTSD symptoms with discontinuation of training at night. He is currently tasked to work guard duty. (2) He is working the night shift and states that he has had more difficulties with sleep as a result. He anticipates coming off of night duty this week (3) Panic- Reported that panic has improved since last appointment (4) Depression- denied overt depression. patient denied any suicidal ideation, intent, or plan. No appearance of imminent risk noted (5) Sleep- Seroquel was too sedating and discontinued-- current difficulties related to shift work (a) Prazosin- well tolerated without side effects-good effect on nightmares (b) Seroquel- sedating and discontinued (c) Celexa- well tolerated- general improvement d. And from his final behavioral health visit on 22 May 2014: (1) Cleared for discharge from psychiatric perspective (2) Patient cleared for discharge from psychiatric perspective - 3-month supply of medication (3) Demographics: 23-year-old male, specialist, active duty army, single- ETS in June- terminal leave on June 19 and goes to Chicago. (4) Chief complaint: "a lot of anxiety" (5) PTSD- patient reports more anxiety related to pending discharge as well as having his motorcycle stolen. (6) Panic- reported continued intermittent panic- seems to be worsened in the context of stressors. (7) Depression- denied overt depression. patient denied any suicidal ideation, intent, or plan. No appearance of imminent risk noted (8) Sleep- Melatonin was ineffective -- he requested to restart Seroquel as it did help for sleep he would use sparingly - he understood the risk of sedation in the daytime (a) prazosin- well tolerated without side effects-good effect on nightmares (b) melatonin- ineffective (c) Celexa- well tolerated- some recent worsening of symptoms in the context of stressors e. The applicant was seen twice for low back pain (LBP). From the final visit on 12 March 2014: (1) “Sm comes in today with LBP x7months. Sm is here to F/U from his previous visit. Sm was given Citalopram for back pain but Sm states it has no effect. Sm is already on profile {temporary} for back pain, and does not run, ruck, jump, or put strain on his back. Sm was told on last visit that if pain did not become relieved, that x-rays would be the next course of action. (2) Sm says he does the stretches in the pamphlet he was given, but states he only receives temporary relief. Sm says the pain does not radiate up nor down his buttocks or in his legs. No numbness or tingling noticed. (3) Assessment/Plan: Lower back pain: Unremarkable PE {physical examination}. (4) Given the long standing LBP x 7 months, I will get an x-ray. Patient's profile was extended and is to follow up after x-ray with PCM. He is instructed to continue his self-care plan. f. While the applicant certainly had several medical conditions, there is no evidence one or more of them would have failed the medical retention standards of chapter 3, AR 40-501 prior to his discharge. Thus, there was no cause for referral to the Disability Evaluation System. g. Paragraph 3-1 of AR 635-40, Physical Evaluation for Retention, Retirement, or Separation (20 March 2012) states: “The mere presence of an impairment does not, of itself, justify a finding of unfitness because of physical disability. In each case, it is necessary to compare the nature and degree of physical disability present with the requirements of the duties the Soldier reasonably may be expected to perform because of their office, grade, rank, or rating.” h. Review of his records in JLV shows he has been awarded multiple VA service connected disability ratings. However, the DES compensates an individual only for service incurred medical condition(s) which have been determined to disqualify him or her from further military service. The DES has neither the role nor the authority to compensate service members for anticipated future severity or potential complications of conditions which were incurred or permanently aggravated during their military service; or which did not cause or contribute to the termination of their military career. These roles and authorities are granted by Congress to the Department of Veterans Affairs and executed under a different set of laws. i. It is the opinion of the Agency Medical Advisor that a referral of his case to the DES is not warranted. BOARD DISCUSSION: 1. After reviewing the application, all supporting documents, and the evidence found within the military record, the Board found that relief was not warranted. The Board carefully considered the applicant's record of service, documents submitted in support of the petition and executed a comprehensive and standard review based on law, policy and regulation. Upon review of the applicant’s petition, available military records and medical review, the Board concurred with the medical opinion finding that referral of the applicant’s case to the DES is not warranted. The Board noted the applicant certainly had several medical conditions but, there is no evidence one or more of them would have failed the medical retention standards prior to his discharge. Thus, there was no cause for referral to the Disability Evaluation System. The Board agreed the VA applies its own polices and regulations to make service connection and rating determinations. It is not bound by determinations made by the Army. With that, unlike the VA, the Army’s determination of fitness and its mandatory application of VA ratings is a snapshot in time whereas the VA can make service connection and rating determinations throughout the veteran’s life. 2. The Board determined DES compensates an individual only for service incurred condition(s) which have been determined to disqualify him or her from further military service. The DES has neither the role nor the authority to compensate service members for anticipated future severity or potential complications of conditions which were incurred or permanently aggravated during their military service; or which did not cause or contribute to the termination of their military career. Based on this, the Board denied relief. 3. Prior to closing the case, the Board did note the analyst of record administrative notes below, and recommended the correction is completed to more accurately depict the military service of the applicant. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING X X X DENY APPLICATION BOARD DETERMINATION/RECOMMENDATION: Except for the correction addressed in Administrative Note(s) below, the Board found the evidence presented does not demonstrate the existence of a probable error or injustice. Therefore, the Board determined the overall merits of this case are insufficient as a basis for correction of the records of the individual concerned. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. ADMINISTRATIVE NOTE(S): A review of the applicant’s service records show he is authorized foreign service not annotated on his DD Form 214. As a result, correct Block 12f (Foreign Service) of his DD Form 214 to reflect 8 months and 11 days. REFERENCES: 1. Title 10, United States Code, section 1552(b), provides that applications for correction of military records must be filed within 3 years after discovery of the alleged error or injustice. This provision of law also allows the ABCMR to excuse an applicant's failure to timely file within the 3-year statute of limitations if the ABCMR determines it would be in the interest of justice to do so. 2. Title 10, U.S. Code, chapter 61, provides the Secretaries of the Military Departments with authority to retire or discharge a member if they find the member unfit to perform military duties because of physical disability. The U.S. Army Physical Disability Agency is responsible for administering the Army physical disability evaluation system and executes Secretary of the Army decision-making authority as directed by Congress in chapter 61 and in accordance with DOD Directive 1332.18 and Army Regulation 635-40 (Physical Evaluation for Retention, Retirement, or Separation). a. Soldiers are referred to the disability system when they no longer meet medical retention standards in accordance with Army Regulation 40-501 (Standards of Medical Fitness), chapter 3, as evidenced in an MEB; when they receive a permanent medical profile rating of 3 or 4 in any factor and are referred by an MOS Medical Retention Board; and/or they are command-referred for a fitness-for-duty medical examination. b. The disability evaluation assessment process involves two distinct stages: the MEB and PEB. The purpose of the MEB is to determine whether the service member's injury or illness is severe enough to compromise his/her ability to return to full duty based on the job specialty designation of the branch of service. A PEB is an administrative body possessing the authority to determine whether or not a service member is fit for duty. A designation of "unfit for duty" is required before an individual can be separated from the military because of an injury or medical condition. Service members who are determined to be unfit for duty due to disability either are separated from the military or are permanently retired, depending on the severity of the disability and length of military service. Individuals who are "separated" receive a one-time severance payment, while veterans who retire based upon disability receive monthly military retired pay and have access to all other benefits afforded to military retirees. c. The mere presence of a medical impairment does not in and of itself justify a finding of unfitness. In each case, it is necessary to compare the nature and degree of physical disability present with the requirements of the duties the Soldier may reasonably be expected to perform because of his or her office, grade, rank, or rating. Reasonable performance of the preponderance of duties will invariably result in a finding of fitness for continued duty. A Soldier is physically unfit when a medical impairment prevents reasonable performance of the duties required of the Soldier's office, grade, rank, or rating. 3. Army Regulation 635-40 (Physical Evaluation for Retention, Retirement, or Separation) establishes the Army Disability Evaluation System and sets forth policies, responsibilities, and procedures that apply in determining whether a Soldier is unfit because of physical disability to reasonably perform the duties of his office, grade, rank, or rating. Only the unfitting conditions or defects and those which contribute to unfitness will be considered in arriving at the rated degree of incapacity warranting retirement or separation for disability. a. Paragraph 3-2 states disability compensation is not an entitlement acquired by reason of service-incurred illness or injury; rather, it is provided to Soldiers whose service is interrupted and who can no longer continue to reasonably perform because of a physical disability incurred or aggravated in military service. b. Paragraph 3-4 states Soldiers who sustain or aggravate physically-unfitting disabilities must meet the following line-of-duty criteria to be eligible to receive retirement and severance pay benefits: (1) The disability must have been incurred or aggravated while the Soldier was entitled to basic pay or as the proximate cause of performing active duty or inactive duty training. (2) The disability must not have resulted from the Soldier's intentional misconduct or willful neglect and must not have been incurred during a period of unauthorized absence. 4. Army Regulation 40-501 (Standards of Medical Fitness) governs medical fitness standards for enlistment, induction, appointment (including officer procurement programs), retention, and separation (including retirement). The Department of Veterans Affairs Schedule for Rating Disabilities. VASRD is used by the Army and the VA as part of the process of adjudicating disability claims. It is a guide for evaluating the severity of disabilities resulting from all types of diseases and injuries encountered as a result of or incident to military service. This degree of severity is expressed as a percentage rating which determines the amount of monthly compensation. 5. Title 10, U.S. Code, section 1201, provides for the physical disability retirement of a member who has at least 20 years of service or a disability rating of at least 30 percent. Title 10, U.S. Code, section 1203, provides for the physical disability separation of a member who has less than 20 years of service and a disability rating of less than 30 percent. 6. Title 38 U.S. Code, section 1110 (General - Basic Entitlement), states for disability resulting from personal injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service, during a period of war, the United States will pay to any veteran thus disabled and who was discharged or released under conditions other than dishonorable from the period of service in which said injury or disease was incurred, or preexisting injury or disease was aggravated, compensation as provided in this subchapter, but no compensation shall be paid if the disability is a result of the veteran's own willful misconduct or abuse of alcohol or drugs. 7. Title 38 U.S. Code, section 1131 (Peacetime Disability Compensation - Basic Entitlement) states for disability resulting from personal injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service, during other than a period of war, the United States will pay to any veteran thus disabled and who was discharged or released under conditions other than dishonorable from the period of service in which said injury or disease was incurred, or preexisting injury or disease was aggravated, compensation as provided in this subchapter, but no compensation shall be paid if the disability is a result of the veteran's own willful misconduct or abuse of alcohol or drugs. 8. Section 1556 of Title 10, United States Code, requires the Secretary of the Army to ensure that an applicant seeking corrective action by the Army Review Boards Agency (ARBA) be provided with a copy of any correspondence and communications (including summaries of verbal communications) to or from the Agency with anyone outside the Agency that directly pertains to or has material effect on the applicant's case, except as authorized by statute. ARBA medical advisory opinions and reviews are authored by ARBA civilian and military medical and behavioral health professionals and are therefore internal agency work product. Accordingly, ARBA does not routinely provide copies of ARBA Medical Office recommendations, opinions (including advisory opinions), and reviews to Army Board for Correction of Military Records applicants (and/or their counsel) prior to adjudication. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20210017271 1 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1