IN THE CASE OF: BOARD DATE: 29 November 2023 DOCKET NUMBER: AR20230004317 APPLICANT REQUESTS: upgrade of his under other than honorable conditions (UOTHC) discharge to under honorable conditions, general. APPLICANT'S SUPPORTING DOCUMENT(S) CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Record) * DD Form 293 (Application for the Review of Discharge) * Applicant Sister’s Statement * Medical Documents * Service Documents * DD Form 214 (Certificate of Release or Discharge from Active Duty) (two) * Photo * Character Letters (four) FACTS: 1. The applicant did not file within the 3-year time frame provided in Title 10, U.S. Code, Section 1552(b); however, the Army Board for Correction of Military Records (ABCMR) conducted a substantive review of this case and determined it is in the interest of justice to excuse the applicant's failure to timely file. 2. The applicant, through his sister, states: a. He suffered a Traumatic Brain Injury (TBI) on 7 September 1997 due to being involved in a car accident while being active in the Army. He is requesting full veterans benefits, and this can only be attained through the upgrade of the reason for his discharge. Since his accident he can't make rational decisions on his own. Due to his TBI he has difficultly performing normal life activities. The applicant suffers with headaches, muscle spasms, back pain, difficulty walking, and balancing which causes frequent falls, depression, and anxiety. He struggles to keep gainful employment due to his TBI and the effect that it has on his daily life. There has been more than a three-year delay in appealing this decision because his sister wasn't aware of this decision. She is trying to assist the applicant with receiving benefits. b. statement states the applicant suffered a TBI due to being involved in a serious car accident that forever changed his life as well as their entire family. Prior to this life altering event the applicant was her big brother that she looked up to and expected to do great things with his life. He was funny, caring, companionate, artistic, and very big on family. There was swelling on his brain and damage to his lower extremities. He was put into a medically induced coma. He had to go through speech and occupational therapy to learn to walk and perform everyday life duties. He hasn't had a steady residence for more than about a year since his TBI. He's stayed with their parents, in homeless shelters, slept on the subway in NY, lived in temporary rooming houses, and even stayed at an abandoned apartment building with no lights or heat. c. He has a problem keeping a steady job due to his mental and physical struggles. He still walks with a limp and has trouble with his balance. She has witnessed him take hard falls several times just losing his footing where most people would be able to catch their balance. He mentions constant pain in his legs as well as his lower back. 3. The applicant's complete military records are not available for review; therefore, this case is being considered based on sparse records and the documents he provides. 4. The applicant enlisted in the Regular Army on 9 September 1996 for three years. His military occupational specialty was 88M (Motor Transport Operator). 5. The applicant's record is void of a separation packet containing the specific facts and circumstances surrounding his discharge processing however, Orders 6-42, dated 6 January 1998, issued by Headquarters, 3rd Infantry Division (Mechanized), Fort Stewart, GA, transferred him to the separation point for transition processing and discharge under the provisions of Army Regulation (AR) 635-200 (Personnel Separations-Enlisted Personnel). 6. Orders 12-42 (amended), dated 12 January 1998, issued by Headquarters, 24th Infantry Division (Mechanized), Fort Stewart, show the applicant had not completed at least 90 percent (%) of his initial contractual active-duty obligation. 7. Orders 13-48 (amended), 13 January 1998, Headquarters, 24th Infantry Division (Mechanized), Fort Stewart, shows the applicant’s date of discharge unless changed or rescinded: 16 January 1998. 8. The applicant was discharged on 16 January 1998. His DD Form 214 (Certificate of Release or Discharge from Active Duty) shows he was discharged under the provisions of AR 635-200, Chapter 10, in lieu of trial by court-martial. He was assigned Separation Code KFS with Reentry Code 3. His service was characterized as UOTHC. He completed 1 year, 7 months, and 8 days of net active service. His awards included the National Defense Service Medal and the Army Service Ribbon. 9. The issuance of a discharge under the provisions of AR 635-200, Chapter 10, required the applicant to have requested from the Army – voluntarily, willingly, and in writing – discharge in lieu of trial by court-martial. It is presumed that all requirements of law and regulation were met, and the rights of the applicant were fully protected throughout the separation process. 10. The applicant provides: a. A copy of his DD Form 214 and service and records as discussed above. He also provides a photo. b. A portion of his service medical records and a Veterans Administration diagnosis of functional and cognitive deficits secondary to TBI. c. Character letters that attest to the applicant’s having been involved in a car accident and suffering a TBI; and the daily mental and physical struggles associated with this accident. d. His parents state the ‘jaws of life” were used to cut their son free from the vehicle. They remember the applicant being active in sports and he loved basketball. He has both physical and mental scars. His short-term memory has deteriorated, he forgets people and places, he cannot control his emotions, gets frustrated very easily and has a difficult time with relationships. Loud sudden noises frighten him, his balance is off, he falls easily and suffers from headaches and muscle spasms, anxiety, and depression. e. His maternal cousin states, at times the applicant appears detached from reality, seeming not to realize what it will actually take for him to truly attain and maintain his own independence. She distinctly recalls a time where their family didn't know where he was physically located as contact with the family had been abruptly terminated without notice or explanation. She believes he is aware of his limitations; however, he is too proud to ask and/or to seek the needed assistance and support he so desperately needs. The difference in his physical and mental functioning before and after the accident is analogous to the difference between night and day and it's difficult to put into words. f. A friend states it’s as though certain processes do not cross his mind. The TBI made it difficult for the applicant to function and be successful as well as take care of himself. She has experienced the severe pain within his body stemming from his injuries years ago. His mental ramifications have altered the person she met so many years ago. She does not think that the applicant is even aware sometimes of the mental disconnect that he has in certain situations. 11. In reaching its determination, the Board can consider the applicant’s petition and her service record in accordance with the published equity, injustice, or clemency determination guidance. 12. MEDICAL REVIEW: a. The Army Review Boards Agency (ARBA) Medical Advisor was asked to review this case. Documentation reviewed included the applicant’s ABCMR application and accompanying documentation, the military electronic medical record (AHLTA), the VA electronic medical record (JLV), the electronic Physical Evaluation Board (ePEB), the Medical Electronic Data Care History and Readiness Tracking (MEDCHART) application, and/or the Interactive Personnel Electronic Records Management System (iPERMS). The ARBA Medical Advisor made the following findings and recommendations: b. The applicant is applying to the ABCMR requesting an upgrade of his 16 January 1998 discharge characterized as under other than honorable conditions. He states in part: “This correction should be made because [Applicant] suffered a Traumatic Brain injury while being active in the Army on September 7, 1997. Since his accident he can't make rational decision on his own. Due to TBI he has difficultly performing normal life activities. [Applicant] suffers with headaches, muscle spasms, back pain, difficulty walking and balancing which cause frequent falls, depression, and anxiety. [Applicant] struggles to keep gainful employment due to his TBI and the effects that it has on his daily life. Please see the attached information for more detailed explanations and medical documentation.” c. The Record of Proceedings details the applicant’s military service and the circumstances of the case. His DD 214 for the period of Service under consideration shows he entered the regular Army on 9 September 1996 and was discharged on 16 January 1998 under the separation authority provided chapter 10 of AR 635-200, Active Duty Enlisted Administrative Separations (26 June 1996): Discharge in Lieu of Trial by Court-Martial. The DD 214 show no lost time under 10 USC § 972 or period of Service in a hazardous duty pay area. d. A 27 October 1997 interim discharge summary from the VA medical Center in Richmond, VA, shows the applicant had been in their facility since 29 September 1997 with the diagnosis of “Functional and cognitive deficits secondary to traumatic brain injury:” “HISTORY OF PRESENT ILLNESS: The patient is a 20-year-old unrestrained driver status post motor vehicle accident with roll over at high speed and prolonged extraction on 9-8-97 resulting in traumatic brain injury. At the scene the patient had possible loss of consciousness, and unresponsiveness. Glasgow coma scale was 3 by Emergency Medical Service. [** NOTE: The Glasgow Coma Score (GCS) is used to objectively describe the extent of impaired consciousness in all types of acute medical and trauma patients. It is composed of three parameters: best eye response (E), best verbal response (V), and best motor response (M), and is scored between 3 and 15, 3 being the worst and 15 being normal.] He had emergent right needle thoracotomy and cricoidectomy performed in the field. Positive posturing noted at the scene. Chest tube was removed on 9-10-9. Inferior vena cava filter placed on 9-11-97 status post tracheotomy placement and removal; status post percutaneous endoscopic gastrostomy tube placement and removal. At the time of admission, the patient also had increased agitation. Head CAT scan showed multiple cerebral contusions. On 9-8-97 and 9-11-97 head CAT scan showed posttraumatic parenchymal hemorrhage. No compression. FUNCTIONAL STATUS: Premorbidly, independent. At present the patient is independent in dressing, grooming and bathing and requires minimal assistance. Money management -- basically is independent. Laundry supervision, computer, basic word processor minimal assistance. Verbal cues, mobility. Independent bed mobility. Independent sit-stand. Transfer from bed to wheelchair independently. Independent to toilet. Ambulation 200 feet with Canadian crutches. Contact guard supervision. Ambulation with walker supervised.” e. The applicant continued in therapy and appeared to have returned to functional status as seen in a 7 November 1997 Vocational Evaluation Report: “Medical Status: Currently, Mr. [Applicant] is medically stable and independent in ambulation and Activities of Daily Living. The patient has had significant improvement in cognition and functional status since admission to the hospital ... The patient was incontinent at the time of admission and is now continent of bowel and bladder. Tests Administered: GATB; RA VEN Progressive Matrices; SRA/PRT; and Wide Range Achievement Test-3 (WRAT-3), Wide Range Interest-Opinion Test (WR1OT). Summary and Recommendations: Based on Mr.[Applicant]'s achievement and aptitude scores, he seems to be functioning in the average range. His high Spatial Aptitude and Form Perception scores are consistent with his expressed fondness for Art Appreciation. Mr. [Applicant]'s current educational objective is to return to college and pursue a degree in Mass Communications, with an emphasis in Broadcast Journalism. With his previous college experience and the scores obtained on his vocational evaluation, it appears that Mr. [Applicant] should be able to continue his educational endeavors. Mr. Cruse has submitted VA Form 1900 (Chapter 31) for vocational rehabilitation benefits.” f. His repeat neuropsychological assessment was completed on 18 November 1997 and consisted of twelve tests. While is showed marked improvement and “no evidence in this exit test situation to suggest less than full mental competency at present for this fortunate young man,” it revealed some mild residual effects from his injury: “EXIT testing: significant improvement The exit test battery found significant improvement in all areas tapped by the brief battery used at discharge. Manual motor performance was free of significant difficulty in accuracy or speed. Mental response times and accuracy on the Vigil task were recovered to normal level as well as pattern, with very good, sustained attention and concentration. Verbal memory had recovered from a seriously impaired level to a performance with only mild signs of impairment - not fully clear of errors, but greatly improved from the October examination. "Naming" functions showed a higher overall score, and the amount of qualitative difficulty such as circumlocution and semantic/phonemic problems was much reduced, although still not entirely absent and suggesting that mild TBI residua still remain in this area. Fluency of productive thought in both verbal and nonverbal tasks is now in Superior range, not merely "normal". COMMENT Private [Applicant} has shown a rapid and very significant recovery during his rehabilitation program as an inpatient. Testing has documented progress from seriously disabled to being ready for return to functional outpatient status. Some areas of mild residual difficulty remain. These should not preclude return to Limited Duty assignment from a mental/cognitive function standpoint. There is no evidence in this exit test situation to suggest less than full mental competency at present for this fortunate young man. g. Neither the applicant’s separation packet nor documentation addressing his voluntary administrative separation was included in the supporting documents or uploaded into iPERMS. h. JLV show the applicant receives humanitarian care as a non-service-connected Veteran. A 10 December 1998 follow-up psychology encounter reported he was doing well in college: “Reviewed Nov test results with Mrs. [Applicant]. Patient now doing well in college coursework according to mother: Is being followed by local TBI specialist in, studies via computerized gait/balance analysis showing diminished but continuing residual balance deficit. Reported improvement in school performance confirms shift in list learning scores noted here between Spring and Fall retests, with retention/storage patterns for consolidation of short-term memory becoming WNL between these examinations. i. There is no evidence the applicant had a mental health or other medical condition which would have then contributed to or would now mitigate his UCMJ violation; or that would have failed the medical retention standards of chapter 3, AR 40-501, Standards of Medical Fitness, and been a cause for referral to the DES prior to his discharge. j. In addition, without knowledge of the action(s) which led him to request a discharge in lieu of trial by court-martial, a recommendation for possible mitigation under liberal consideration policies is not possible. k. It is the opinion of the ARBA medical advisor that a discharge upgrade based upon a medical condition is not warranted. Kurta Questions: (1) Did the applicant have a condition or experience that may excuse or mitigate the discharge? NO (2) Did the condition exist or experience occur during military service? N/A (3) Does the condition or experience actually excuse or mitigate the discharge? N/A BOARD DISCUSSION: 1. After reviewing the application, all supporting documents, and the evidence found within the military record, the Board found that relief was not warranted. The Board carefully considered the applicant's record of service, documents submitted in support of the petition and executed a comprehensive and standard review based on law, policy and regulation, and published Department of Defense guidance for liberal and clemency determinations requests for upgrade of his characterization of service. Upon review of the applicant’s petition, available military records and the medical advisory the Board concurred with the advising official finding the applicant’s contentions for a discharge upgrade based upon a medical condition is not warranted. The Board noted the medical opine found no evidence the applicant had a mental health or other medical condition which would have then contributed to or would now mitigate his UCMJ violation; or that would have failed the medical retention standards. 2. The Board found insufficient evidence of in-service mitigating factors for the misconduct. The Board determined DES compensates an individual only for service incurred condition(s) which have been determined to disqualify him or her from further military service. The DES has neither the role nor the authority to compensate service members for anticipated future severity or potential complications of conditions which were incurred or permanently aggravated during their military service; or which did not cause or contribute to the termination of their military career. Based on the evidence, the Board determined that the character of service the applicant received upon separation was not in error or unjust. The Board denied relief. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF : : : GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING :X :X :X DENY APPLICATION ? BOARD DETERMINATION/RECOMMENDATION: The evidence presented does not demonstrate the existence of a probable error or injustice. Therefore, the Board determined the overall merits of this case are insufficient as a basis for correction of the records of the individual concerned. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. REFERENCES: 1. Title 10, U.S. Code USC), Section 1552(b), provides that applications for correction of military records must be filed within 3 years after discovery of the alleged error or injustice. This provision of law also allows the ABCMR to excuse an applicant's failure to timely file within the 3-year statute of limitations if the ABCMR determines it would be in the interest of justice to do so. 2. Title 10, USC, Section 1556, provides the Secretary of the Army shall ensure that an applicant seeking corrective action by ARBA is provided a copy of all correspondence and communications, including summaries of verbal communications, with any agencies or persons external to agency or board, or a member of the staff of the agency or Board, that directly pertains to or has material effect on the applicant's case, except as authorized by statute. 3. AR 635-200 sets forth the basic authority for the separation of enlisted personnel. a. An honorable discharge is a separation with honor and entitles the recipient to benefits provided by law. The honorable characterization is appropriate when the quality of the member's service generally has met the standards of acceptable conduct and performance of duty for Army personnel or is otherwise so meritorious that any other characterization would be clearly inappropriate. b. A general discharge is a separation from the Army under honorable conditions. When authorized, it is issued to Soldiers whose military record is satisfactory but not sufficiently meritorious to warrant an honorable discharge. c. Chapter 10 provided that a member who had committed an offense or offenses, for which the authorized punishment included a punitive discharge, could submit a request for discharge for the good of the service in lieu of trial by court-martial. The request could be submitted at any time after charges had been preferred and must have included the individual's admission of guilt. Although an honorable or general discharge was authorized, a UOTHC discharge was normally considered appropriate. 4. On 25?August 2017, the Office of the Undersecretary of Defense for Personnel and Readiness issued clarifying guidance for the Secretary of Defense Directive to Discharge Review Boards (DRB) and Boards for Correction of Military/Naval Records (BCM/NR) when considering requests by Veterans for modification of their discharges due in whole or in part to: mental health conditions, including post-traumatic stress disorder; TBI; sexual assault; or sexual harassment. Boards are to give liberal consideration to Veterans petitioning for discharge relief when the application for relief is based in whole or in part to those conditions or experiences. The guidance further describes evidence sources and criteria and requires Boards to consider the conditions or experiences presented in evidence as potential mitigation for misconduct that led to the discharge. 5. On 25 July 2018, the Under Secretary of Defense for Personnel and Readiness issued guidance to Military DRBs and BCM/NRs regarding equity, injustice, or clemency determinations. Clemency generally refers to relief specifically granted from a criminal sentence. BCM/NRs may grant clemency regardless of the type of court-martial. However, the guidance applies to more than clemency from a sentencing in a court- martial; it also applies to other corrections, including changes in a discharge, which may be warranted based on equity or relief from injustice. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20230004317 1 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1