IN THE CASE OF: BOARD DATE: 13 December 2023 DOCKET NUMBER: AR20230004954 APPLICANT REQUESTS: reconsideration of his previous request for correction of his DA Form 199 (Physical Evaluation Board (PEB) Proceedings) to show a disability rating of at least 30% resulting in his retirement for physical disability instead of discharge with severance pay. APPLICANT'S SUPPORTING DOCUMENT(S) CONSIDERED BY THE BOARD: * DD Form 149 (Application for Correction of Military Record) * DD Form 293 (Application for the Review of Discharge from the Armed Forces of the United States) * Medical Evaluation Board (MEB) Narrative Summary * DA Form 199 * DD Form 214 (Certificate of Release or Discharge from Active Duty) * Medical Consultation Summary, dated 13 March 2003 * Department of Veterans Affairs (VA) Rating Decision * VA Disability Benefits Questionnaires * Electromyography (EMG) and Nerve Conduction Studies (NCS) information papers * X-rays of Spine, Neck, or Back information paper FACTS: 1. Incorporated herein by reference are military records which were summarized in the previous consideration of the applicant's case by the Army Board for Correction of Military Records (ABCMR) in Docket Number AR1999028594 on 9 February 2000. 2. The applicant states: a. During his medical examinations, no one referred to the intraspinal extradural cyst pressing on his spine. At the time of his medical board, Computed Tomography scans or Magnetic Resonance Imaging’s were not used by the Department of Defense or the VA but yet he was discharged with severance pay. From his back he developed neuropathy, which was present years prior, but no one checked for it. He now has neuropathy in his upper and lower areas, and he suffers from constant pain. No Electromyography or Nerve Conduction Studies were done. b. He was diagnosed with lumbar degenerative disc disease, but no one mentioned the cyst on his spine which was found by . and which is causing additional issues. He should be given a 30% rating and a medical retirement. 3. The applicant enlisted in the Regular Army on 15 November 1988. He held military occupational specialty 91E (Dental Specialist). He served through several periods of reenlistment. 4. The applicant's DA Form 3947 (MEB Proceedings) dated 21 September 1998, shows he was diagnosed with lumbar degenerative disc disease and bilateral stress reaction, right and left tibia with stress fracture of right tibia, which did not meet medical retention standards in accordance with Army Regulation (AR) 40-501 (Standards of Medical Fitness), paragraph 3-41e (Miscellaneous conditions and defect). The MEB recommended the applicant's referral to a Physical Evaluation Board (PEB). 5. On 22 January 1999, a PEB found the applicant unfit for further military service due to back and bilateral leg pain with findings of lumbar degenerative disc disease and bilateral stress reactions of the right and left tibia and stress fracture right tibia. There was no evidence of neurovascular deficits. Rated for pain under the provisions of AR 635-40 (Physical Evaluation for Retention, Retirement, or Separation), Appendix B, paragraph B-24f. 6. The PEB recommended a 20% disability rating and the applicant's separation with severance pay. On 27 January 1999, the applicant concurred with the PEB's findings and recommendations and waived a formal hearing of his case. 7. The applicant's DD Form 214 shows he was discharged on 18 April 1999 under the provisions of AR 635-40 (Physical Evaluation for Retention, Retirement, or Separation), paragraph 4-24B (3), by reason of disability, severance pay. His DD Form 214 shows he completed 10 years, 5 months, and 4 days net active service this period. He was paid severance pay in the amount of $34,926.00. 8. The applicant provided: a. Medical Consultation Summary, dated 13 March 2003, issued by Dr. M.A.F., presenting for a consultation from Dr. L__. He presents complaining of low back pain and numbness in the right leg and foot. He states that he has had the low back pain on and off for a number of years. However, he has had the symptoms into his right leg for the last four weeks. Four months ago, he had a sudden onset of excruciating lower back pain that nearly completely disables him. It was extended into his right leg at that time. However, now he does not have any pain in the right leg it is constant with numbness. In the assessment it shows he was diagnosed with: * chronic low back pain with recent exacerbation * degenerative disc disease L-4-5 and L-5 S-1 * far lateral right paracentral herniated nucleus pulposus L-4-5 * right paracentral herniated nucleus L-5 S-1 with intraspinal extradural cyst b. A VA Rating Decision, dated 12 August 1999, showing he was granted service- connected disability compensation, effective 19 April 1999, for the following conditions with the corresponding disability ratings: * degenerative disk disease, lumbar spine, L-4-5, L5-S1 – 10% * pseudofolliculitis barbae – 0% * hypertension – 10% * residuals, nasal septoplasty and bilateral inferior partial turbinectomies – 0% * chondromalacia, right knee – 0% * blepharitis – 0% * lattice degeneration and hypertensive retinopathy, both eyes – 0% 9. In his previous request for correction of his records in AR1999028594, on 9 February 2000, the Board considered his application under procedures established by the Secretary of the Army. His request was denied. 10. The Army rates only conditions determined to be physically unfitting at the time of discharge, which disqualify the Soldier from further military service. The Army disability rating is to compensate the individual for the loss of a military career. The VA does not have authority or responsibility for determining physical fitness for military service. The VA may compensate the individual for loss of civilian employability. 11. Title 38, U.S. Code, Sections 1110 and 1131, permit the VA to award compensation for disabilities which were incurred in or aggravated by active military service. However, an award of a VA rating does not establish an error or injustice on the part of the Army. 12. Title 38, Code of Federal Regulations, Part IV is the VA Schedule for Rating Disabilities (VASRD). The VA awards disability ratings to veterans for service- connected conditions, including those conditions detected after discharge. As a result, the VA, operating under different policies, may award a disability rating where the Army did not find the member to be unfit to perform his duties. Unlike the Army, the VA can evaluate a veteran throughout his or her lifetime, adjusting the percentage of disability based upon that agency's examinations and findings. 13. MEDICAL REVIEW: a. The Army Review Boards Agency (ARBA) Medical Advisor was asked to review this case. Documentation reviewed included the applicant’s ABCMR application and accompanying documentation, the military electronic medical record (AHLTA), the VA electronic medical record (JLV), the electronic Physical Evaluation Board (ePEB), the Medical Electronic Data Care History and Readiness Tracking (MEDCHART) application, and/or the Interactive Personnel Electronic Records Management System (iPERMS). The ARBA Medical Advisor made the following findings and recommendations: b. The applicant is applying to the ABCMR requesting an increase in his military disability rating with a subsequent change in his disability discharge disposition from separated with disability severance pay to permanent retirement for physical disability. Stated on his DD form 149: “I would like for the Board reconsider my discharge MEB/w severance pay to retirement with 30%. 1) Lumbar degenerative disc disease 20% severance pay was given in 1999. It should have been: 2) Lumbar degenerative disc disease with right paracentral herniated pulposus with intraspinal extradural cyst.” c. The Record of Proceedings details the applicant’s military service and the circumstances of the case. The applicant’s DD 214 for the period of Service under consideration shows he entered the regular Army on 15 November 1988 and was separated with $34,926.00 of disability severance pay on 18 April 1999 under provisions in paragraph 4-24b(3) of AR 635-40, Physical Evaluation for Retention, Retirement, or Separation (1 September 1990). d. In July 1999, a medical evaluation board (MEB) determined the applicant had two conditions which failed the medical retention standards in chapter 3 of AR 40-501, Standards of Medical Fitness: “Lumbar degenerative disc disease” and “Bilateral stress reaction, right and left tibia with stress fracture of the right tibia. e. The MEB Narrative Summary shows he with primary duty limiting conditions were his low back and right leg pain: “HISTORY OF PRESENT ILLNESS: The patient is a 30-year-old male who was in good health until 1989 when the patient noticed back pain while he was doing physical training at Ft. Sam Houston, TX. The patient noted at the time that the pain would radiate to his lower extremities. The patient [had] worsening of back pain in 1993 when he was involved in a motor vehicle accident while traveling from home to work … The patient sustained an injury to his right leg in 1996. He had a stress fracture of his right tibia. He was treated with non-weightbearing and physical therapy, however, he was had persistent right leg pain which interferes with his military duties as well as activities of daily living. ORTHOPEDIC PHYSICAL EXAMINATION: The patient has tenderness to palpation along the medical border of the right tibia with some mild swelling. He has tenderness to palpation of the lower lumbar spine … The patient has limited lumbar mobility. On forward bending, he can touch his knees which reproduced his pain … LABORATORY AND RADIOLOGY FININGS: Radiographs of the lumbar spine show some sclerosis at the L5/S1 facet joint and sacralization of L5. Current radiographs of the right leg are normal. Bone scan findings show a stress fracture of the right tibia. Stress changes were also noted in the left tibia. MRI scan of the lumbar spine shows degenerative disc disease of L4/L5 and L5/S1 disc spaces. DIAGNOSES: 1. Lumbar degenerative disc disease. 2. Bilateral stress reaction, right and left tibia with stress fracture of right tibia. f. On 22 January 1999, the applicant’s informal physical evaluation board (PEB) found both conditions to be unfitting but combined them into one disability: “Back and bilateral leg pain with findings of lumbar degenerative disc disease and bilateral stress reactions of the right and left tibia and stress fracture of the right tibia.” g. Using the VA Schedule for Rating Disabilities (VASRD), they errantly derived a single rating of 20% and then recommended he be separated with disability severance pay for a combined disability rating of less than 30%. h. The VA Schedule for Rating Disabilities (VASRD) is the document used by the military services to rate unfitting military disabilities. Paragraph B-1a and B1b of Appendix B to AR 635-40, Physical Evaluation for Retention, Retirement, or Separation (1 September 1990): Congress established the VASRD as the standard under which percentage rating decisions are to be made for disabled military personnel. Such decisions are to be made according to Title IV of the Career Compensation Act of 1949 (Title IV is now mainly codified in chap 61 of Title 10, United States Code). Percentage ratings in the VASRD represent the average loss in earning capacity resulting from these diseases and injuries. The ratings also represent the residual effects of these health impairments on civil occupations. i. For the applicant’s inappropriately combined conditions, the PEB rated the condition under diagnostic code 5099-5003 appearing to have applied paragraph B-24f of Appendix B to AR 635-40: “Often a soldier will be found unfit for any variety of diagnosed conditions which are rated essentially for pain. Inasmuch as there are no objective medical laboratory testing procedures used to detect the existence of or measure the intensity of subjective complaints of pain, a disability retirement cannot be awarded solely on the basis of pain. However, lack of objective findings does not constitute a valid reason for finding a soldier unfit by analogy to a neuropsychiatric disability or assuming that the soldier is malingering. Rating by analogy to degenerative arthritis as an exception to analogous rating policies (para B-8) may be assigned in unusual cases with a 20 percent ceiling, either for a single diagnosed condition or for a combination of diagnosed conditions each rated essentially for a pain value. To do otherwise would be to combine pain ratings so as to achieve a percentage of disability that would result in erroneous disability retirement.” j. 38 CFR §4.59 of the VASRD allows consideration of functional loss due to painful motion to be rated to at least the minimum compensable rating for a particular joint. In these circumstances, painful motion of the major joint (e.g., hip, knee, and shoulder) or collection of smaller joints (e.g., the wrist or foot) is assigned the minimum compensable evaluation of 10 percent. k. Because there is no VASRD code for pain, an analogous rating is applied per § 4.20 of Part 4 of Title 38: “When an unlisted condition is encountered it will be permissible to rate under a closely related disease or injury in which not only the functions affected, but the anatomical localization and symptomatology are closely analogous.” l. The applicant’s right leg stress fracture for which the PEB found him unfit should have been rated separately and not have been lumped together into one disability with his low back pain. Because the VASRD is the guiding document, a 10% evaluation should have been assigned for objective evidence of painful motion. m. The VA’s Disability Ratings Activity Sites have personnel thoroughly trained in the derivation of disability ratings using the VASRD. JLV shows the applicant’s low back condition was rated at 20% effective 15 March 2000. It shows he currently has a 10 rating for limited flexion of his right knee which he initially received on 19 April 1999. n. It is the opinion of the ARBA Medical Advisor the PEB’s combination of his right tibia stress fracture with his lumbar condition was inappropriate and detrimental to the applicant. There are two recommended courses of action: (1) Apply a 10% disability rating for his right tibia stress fracture and permanently retire the applicant for physical disability effective 19 April 1999. (2) Refer the case to the United States Army Physical Disability Agency (Not the OTSG) for a review of his disability ratings. BOARD DISCUSSION: After reviewing the application, all supporting documents, and the evidence found within the military record, the Board found that partial relief was warranted. The Board carefully considered the applicant's record of service, documents submitted in support of the petition and executed a comprehensive and standard review based on law, policy and regulation. Upon review of the applicant’s petition and available military records, the Board concurred with the advising official finding the PEB’s combination of his right tibia stress fracture with his lumbar condition was inappropriate and detrimental to the applicant. As such, the applicant’s case should be referred to the United States Army Physical Disability Agency (Not the OTSG) for a review of his disability ratings. Based on the medical opine, the Board determined there is sufficient evidence to grant partial relief. BOARD VOTE: Mbr 1 Mbr 2 Mbr 3 : : : GRANT FULL RELIEF xx xx xx GRANT PARTIAL RELIEF : : : GRANT FORMAL HEARING : : : DENY APPLICATION ? BOARD DETERMINATION/RECOMMENDATION: 1. The Board determined the evidence presented is sufficient to warrant a recommendation for partial relief. As a result, the Board recommends that all Department of the Army records of the individual concerned be corrected by directing the applicant case be referred to the United States Army Physical Disability Agency (Not the OTSG) for a review of his disability ratings. 2. The Board further determined the evidence presented is insufficient to warrant a portion of the requested relief. As a result, the Board recommends denial of so much of the application that pertains to correction of the applicant’s DA Form 199 (Physical Evaluation Board (PEB) Proceedings) to show a disability rating of at least 30% resulting in his retirement for physical disability instead of discharge with severance pay. I certify that herein is recorded the true and complete record of the proceedings of the Army Board for Correction of Military Records in this case. REFERENCES: 1. Title 10, U.S. Code, section 1552(b), provides that applications for correction of military records must be filed within 3 years after discovery of the alleged error or injustice. This provision of law also allows the ABCMR to excuse an applicant's failure to timely file within the 3-year statute of limitations if the ABCMR determines it would be in the interest of justice to do so. 2. Title 10, U.S. Code, chapter 61, provides the Secretaries of the Military Departments with authority to retire or discharge a member if they find the member unfit to perform military duties because of physical disability. The U.S. Army Physical Disability Agency is responsible for administering the Army physical disability evaluation system and executes Secretary of the Army decision-making authority as directed by Congress in chapter 61 and in accordance with DoD Directive 1332.18 and Army Regulation 635-40. 3. Army Regulation (AR) 635-40 establishes the Army Disability Evaluation System and sets forth policies, responsibilities, and procedures that apply in determining whether a Soldier is unfit because of physical disability to reasonably perform the duties of his office, grade, rank, or rating. a. The disability evaluation assessment process involves two distinct stages: the MEB and PEB. The purpose of the MEB is to determine whether the service member's injury or illness is severe enough to compromise his or her ability to return to full duty based on the job specialty designation of the branch of service. A PEB is an administrative body possessing the authority to determine whether a service member is fit for duty. A designation of "unfit for duty" is required before an individual can be separated from the military because of an injury or medical condition. b. Service members whose medical condition did not exist prior to service who are determined to be unfit for duty due to disability are either separated from the military or are permanently retired, depending on the severity of the disability. Individuals who are "separated" receive a one-time severance payment, while veterans who retire based upon disability receive monthly military retired pay and have access to all other benefits afforded to military retirees. c. The mere presence of a medical impairment does not in and of itself justify a finding of unfitness. In each case, it is necessary to compare the nature and degree of physical disability present with the requirements of the duties the Soldier may reasonably be expected to perform because of his or her office, grade, rank, or rating. A Soldier is physically unfit when medical impairment prevents reasonable performance of the duties required of the Soldier's office, grade, rank, or rating. d. The percentage assigned to a medical defect or condition is the disability rating. A rating is not assigned until the PEB determines the Soldier is physically unfit for duty. Ratings are assigned from the VASRD. The fact that a Soldier has a condition listed in the VASRD does not equate to a finding of physical unfitness. An unfitting or ratable condition is one which renders the Soldier unable to perform the duties of his or her office, grade, rank, or rating in such a way as to reasonably fulfill the purpose of his or her employment on active duty. e. There is no legal requirement in arriving at the rated degree of incapacity to rate a physical condition which is not in itself considered disqualifying for military service when a Soldier is found unfit because of another condition that is disqualifying. Only the unfitting conditions or defects and those which contribute to unfitness will be considered in arriving at the rated degree of incapacity warranting retirement or separation for disability. 4. AR 635-40, Appendix B, paragraph B-24f, of the regulation in effect at the time, states often a Soldier will be found unfit for any variety of diagnosed conditions which are rated essentially for pain. Inasmuch as there are no objective medical laboratory testing procedures used to detect the existence of or measure the intensity of subjective complaints of pain, a disability retirement cannot be awarded solely on the basis of pain. However, lack of objective findings does not constitute a valid reason for finding a Soldier unfit by analogy to a neuropsychiatric disability or assuming that the Soldier is malingering. Rating by analogy to degenerative arthritis as an exception to analogous rating policies may be assigned in unusual cases with a 20% ceiling, either for a single diagnosed condition or for a combination of diagnosed conditions each rated essentially for a pain value. To do otherwise would be to combine pain ratings so as to achieve a percentage of disability that would result in erroneous disability retirement. (Severe eye pain is an exception). 5. Title 10, U.S. Code, section 1201, provides for the physical disability retirement of a member who has at least 20 years of service or a disability rating of at least 30% percent. Title 10, U.S. Code, section 1203, provides for the physical disability separation of a member who has less than 20 years of service and a disability rating of less than 30%. 6. Section 1556 of Title 10, U.S. Code, requires the Secretary of the Army to ensure that an applicant seeking corrective action by ARBA be provided with a copy of any correspondence and communications (including summaries of verbal communications) to or from the Agency with anyone outside the Agency that directly pertains to or has material effect on the applicant's case, except as authorized by statute. ARBA medical advisory opinions and reviews are authored by ARBA civilian and military medical and behavioral health professionals and are therefore internal agency work product. Accordingly, ARBA does not routinely provide copies of ARBA Medical Office recommendations, opinions (including advisory opinions), and reviews to ABCMR applicants (and/or their counsel) prior to adjudication. //NOTHING FOLLOWS// ABCMR Record of Proceedings (cont) AR20230004954 1 ARMY BOARD FOR CORRECTION OF MILITARY RECORDS RECORD OF PROCEEDINGS 1